1976

JANUARY,

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BRONCHOPULMONARY

FOREGUT

A UNIFYING By

KENNETH

B.

HUGH

MALFORMATIONS*

ETIOLOGICAL

HEITHOFF,

M.D.,

CONCEPT

SHASHIKANT

J. WILLIAMS, M.D., CHARLES JOHN CARTER, M.D., PETER and WILLIAM BRENNOM,

MINNEAPOLIS

AND

ST.

PAUL,

MINNESOTA,

M.

SANE,

J. JARVIS, KANE, M.D., M.D.

AND

OAKLAND,

M.D.,

M.D.,

CALIFORNIA

ABSTRACT:

Two and

cases

of

another

congenital

27 cases

bronchopulmonary

reviewed

and

the

foregut

findings

malformation

analyzed.

entire right lung are the most common locations distal portion of the esophagus or cardioesophageal site of communication (83 percent). The majority

The

left

are lower

of pulmonary junction was of the patients

reported

lobe

and

the

involvement. The the most common (6o percent) pre-

sented in the first eight months of life, and the incidence in females was nearly twice that in males. Chronic cough, recurrent pneumonias and respiratory distress were the most common clinical findings, whereas two patients were totally asymptomatic. The esophagogram was the single most useful diagnostic procedure (82 percent). The microscopic structure of the congenital fistula resembled esophagus, bronchus or

both.

prior

Surgical

treatment

was

to corrective

surgery,

whereas

curative

in most

the

instances.

postoperative

Some

deaths

deaths

in most

occurred

instances

were

related

to severe associated congenital anomalies. We believe a common embryologic pathogenesis leads to the formation of bronchopulmonary foregut malformations. These bronchopulmonary formations include intralobar and extralobar sequestrations, pulmonary

of a variety foregut malsequestra-

tion

communica-

with

tion, cysts.

patent,

or

esophageal

involuted-partial

or gastric

or

diverticula,

complete-gastroesophageal

and

esophageal

or

PATENT,

congenital communications between accessory lung tissue and esophagus or stomach are extremely rare and only 24 such instances are recorded in the literature.4’7’9’’#{176}”2’4”6’’7’2026’29’35’37’38 The purpose of this article is not only to report two such patients we recently had a chance to examine, but also to emphasize that this rare anomaly provides evidence for an interesting pathogenesis monary

and

plausible theory of the gamut of

foregut

malformations

REPORT CASE

a

Presented

American From

in

part

Roentgen the

Children’s

at Ray

the

5eventeenth

Society, Hospitals

San in

Annual Francisco,

Minneapolis,

and

St.

Paul

and

cough

was

initially

coid

material

old male

Children’s

weight

gain,

chronic

cough

but The emesis.

was with

low

intermittent

since

productive

currently

infant,

Hospital

birth.

The

of stringy

mu-

hacking

and

was

cough frequently led to The child fed poorly and

slowly. The feedings did not produce any coughing or gagging episodes. The physical examination revealed a pale, irritable, dyspneic infant weighing 4 kg, tern;

37.6#{176}C, the blood

sounds

decreased the

Society

September Paul,

CASES

a ten week

St.

of slow

72/DIm Breath

California,

OF

B.K.,

fever

perature

of

duplication

to

nonproductive. gagging and

in-

Meeting

history

grade

cluding intralobar and extralobar sequestrations with or without communication with the alimentary tract, foregut duplication cysts, and esophageal diverticula. *

I.

admitted

of common bronchopul(BPFM)

bronchogenic

Minnesota,

46

for 24-27,

but Pediatric

pulse 160/mm, pressure was

over no

the rales

Radiology

1974.

and

Oakland,

California.

right nor and

not

hemithorax rhonchi

the

respiration recorded.

Annual

were could

Meeting

be of

the

126,

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VOL.

No.

Bronchopulmonary

I

Foregut

Malformations

47

heard. A grade 2/6 systolic ejection murmur, heard best at the apex, radiated to the back. Electrocardiography showed biventricular hypertrophy. The liver and spleen were palpable 4 cm below the costal margins. A chest roentgenogram (Fig. i ) demonstrated almost

complete

thorax

with

ment

at

small, throughout

1.

extending

Case

FIG. at

hemi-

seg-

hemithorax

Case

T3-T4

vanced

cylindrical

portion

of

the bronchus bronchiectasis

the

exception

costophrenic

are

I. (A)

level

the

seen

and

right

lower

seen

on

A large

is seen.

bronchus saccular

lung. the

Multiple

this

throughout

view of

of a small

angle.

Esophagogram. to a large

esoph-

Frontal opacification

complete with

the right

at

the proximal

roentgenogram.

almost

bronchograms

2.

from

Chest

.

right

segment air

right

of a triangular

base of the right lung. Multiple, radiolucencies were scattered this opacity. An esophagogram demonstrated a large, esophagobron-

demonstrating the

of the

exception

the round

(Fig. 2A) chial fistula

FIG.

opacification

the

supplying

opacity.

esophagobronchial the opaque

bronchiectasis

This

esophagogram.

bronchus A

fistula extends from the proximal esophagus portion in the right hemithorax. Moderately adis present. (B) Bronchogram. A bronchus supplies a small did not communicate with, and was distinctly separate from fair amount of contrast medium has alveolarized, and no

Heithoff

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48

et al.

1976

JANUARY,

3. Case I. (A) Levogram p ring right atrial ii -A large aberrant systemic artery from the innominate artery at its division into the right common carotid and subclavian arteries supplies the BPFM (large arrow). BPFM drains into the azygos vein which leads to its dense opacification (small arrow). (B) Pulmonary arteriogram following right atrial injection. A small branch of the right pulmonary artery supplies the BPFM (arrow). The other branch of the right pulmonary artery supplies the normal right lung which is compressed in the medial and basilar portion of the right hemithorax.

agus the the

at the T 3-

level side supplying hemithorax.

right right

to a large bronchus on the opaque portion in Moderately advanced

cylindrical and saccular observed in this bronchial opacification of the trachea

bronchiectasis was segment. Since no and the bronchus

supplying the aerated portion of the right lung was observed, a bronchogram was performed. This demonstrated a very small bronchus on

the

right

side

supplying

field. This bronchus and was distinctly

seen

on

the

(Fig.

a normal

vessel

artery

at

carotid

and

vessel

and

its

2B).

The

lung

was

free

bronchogram

trachea

and

left

.1j

p.

of “

also

bronchial

Si

FIG.

demonstrated arising

division

from into

subclavian a small

lower

and

system. A levoangiocardiogram aberrant

right

communicate with from the bronchus

esophagogram

bronchiectasis

revealed

the

did not separate

the the

of

innominate

right

arteries branch

a large

(Fig. the

right

common

3M.

This pulmo-

,

4.

tract.

Case

S

IS

;‘

S.

i. Microscopic

Hollow

arrow

findings showing

esophageal stratified squamous brush bordered pseudostratified epithelium of the respiratory indicates a large ring of hyaline

of transition

the fistulous of

the

epithelium into ciliated columnar tract. Dark arrow cartilage.

126,

nary

artery

pulmon Downloaded from www.ajronline.org by 114.135.140.96 on 10/13/15 from IP address 114.135.140.96. Copyright ARRS. For personal use only; all rights reserved

No.

VOL.

Bronchopulmonary

I

(Fig.

ary foregut

veins then

entered drained

At

surgery,

Foregut

3B) supplied the large bronchom alformation . The draining

into a large common into the dilated azygos the

vein vein.

malformation

Malformations CASE

which

der

consisted

of

and

oped

lung.

showed

the

smaller

apical

portion

tended

laterally

lobe

of these

of the and

the

right

hemithorax.

sisting

of

at

crowded into an tion and expanded right hemithorax

formation. 1.5 cm

entire

least

The in length

scopically the the esophageal end it resembled

chest

anteriorly,

occupied

of the

two

cavity while

and the

normal

aspect lung,

separate

ex-

larger

lobes,

conwas

the

left

esophagobronchial fistula was and o. cm in diameter. Micro-

fourth

esophagus

end, whereas at the bronchus (Fig. 4).

bronchial

at

After

omphalocele,

respiratory

the

distress

roentgenogram

the

to Children’s

in Oakland at the age ofthe urinary blad-

right

and

on the

hemithorax

surgical

infant

devel-

died.

day

of birth

densely

opacified

with a single air bronchogram at the right base. The heart and mediastinal shadows were displaced to the right side. There was an unexplained opacity in the medial basal portion of image.

resembled

admitted

omphalocele.

of the

severe

inferior and anteromedial secimmediately to fill the entire upon resection of the mal-

fistula

was Center exstrophy

ruptured

A chest

occupied

posteromedial The

two

lobes

B.G.D.

Medical days with

correction

two, dark consolidated lobes with a separate pleural investment from the remaining normal The

II.

Hospital ofthree

49

hemithorax

Several

vertebral of

the

column right ribs

simulating

segmentation first

(Fig.

into mal

the proximal fistulous tract

the

gastroesophageal

into

both

the right

the

cardiac

anomalies

were

seen,

with

second,

sM.

Injection

esophagus arising

along and

junction

hemithorax

fusion

third

with

of gastrografin showed

from

of the

with

an

the right and

and

abnor-

side of

branching

the

opacity

,.

small

air bronchogram

at the right base. Heart and mediastinal structures are shifted to the right side, opacity in the medial basilar portion of the left hemithorax. (B) Injection of gastroesophagus. An abnormal fistulous tract arises from the right side of the distal segment and then branches into the right hemithorax and basilar portion of the left hemithorax. in the cervical, thoracic, and the upper lumbar spine along with congenital bridging of the

with an unexplained grafin in the proximal of

the

esophagus

Hemivertebrae first four ribs

on

the

right

side

are

seen.

Heithoff

50

in the

duplication

of the

III

TABLE

Age

colon. o-8

DISCUSSION

Number

of Patients

months

16

8 months

Twenty-six instances of bronchopulmonary foregut malformations with patent gastroesophageal communication have been recorded, including the present report. One of the authors (S.M.S.) has examined three more patients from Children’s Hospital of Pittsburgh who are being reported as a part of a separate article.36 Their clinical and roentgenologic findings are included here for the completeness of the statistical analysis. Pulmonary Involvement (Table I). In ten of the 29 cases, the entire right lung was involved; in one stillborn infant, both right and left lungs were totally sequestered. The left lower lobe was involved in eleven, right lower lobe in four, both right lower lobe and left lower lobe in one, left upper lobe in one, and our first patient was the only one to have right upper lobe involvement. Site of Gastrointestinal Communication ( Table ii). The lower esophagus or cardio-

TABLE

Pulmonary

Involvement

Number

of

Patients

Left

right lower

Right Both

*

ii

lobe

lungs and left upper

Right Case

10

lobe

lower

Right Left

lung

4 I

lower

lobes

upper

I

lobe*

I.

TABLE

Site Lower

of Communication esophagus

esophageal Fundus

and junction

of stomach

Mid-esophagus Upper esophagus* *

Case

I

lobe

i.

Ii Number

of Patients

cardio24 3 I I

6 5

IV

TABLE

Sex

Number

Females Males Not

15

9

known

esophageal junction was by far the most common site of communication-24 of 29 cases. The fundus of the stomach communicated in three instances. In one, it involved the mid-esophagus, while in our first case, the upper portion of the esophagus communicated with BPFM. Age (Table III). Age at the time diagnosis is recorded in 27 cases, the other two being anatomic specimens. Sixteen of these have presented with clinical symptoms in the eight

months

of life.

Five

patients who had symptoms week of life had involvement right

Entire

to 18 years than 18 years

More

first

I

I976

JANUARY,

basilar portion of the left hemithorax SB). The infant, in addition, showed

(Fig.

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et al.

lung;

the

symptoms

of the

seven

in the first of the entire in these

patients

were often related to other severe congenital anomalies. Six other patients presented with clinical signs and symptoms in the pediatric group (18 years), whereas the remaining five presented in adult life (i8 to 48 years). Sex (Table Iv). The incidence in females was nearly twice that in males. Fifteen patients were female, whereas nine were male. In five reported cases, sex was not recorded. Clinical Signs and Symptoms. Chronic cough, often related to feeding, recurrent pneumonias, and respiratory distress were the most common clinical signs and symptoms. Infrequent findings were regurgitation

infants

of food,

having

hemoptysis,

other

and

congenital

anemia.

anomalies

The

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VOL.

126,

No.

Bronchopulmonary

I

Foregut

had clinical signs and symptoms related to those anomalies. Only two patients were asymptomatic. Blood Supply. The arterial supply was from the abdominal aorta in nine; from the pulmonary artery in eight; and the thoracic aorta in five. Single examples of innominate, left gastric, and left adrenal artery supply to a BPFM were recorded. Our first case was the only patient to have both systemic

(innominate)

and

pulmonary

ar-

tery supply to a BPFM simultaneously. Venous drainage was pulmonary in eleven and systemic in ten. DIAGNOSIS

An diagnostic

Esop/lagogram investigation.

was

the

most

Of

the

useful inwas perdiagnostic 22

stances where the esophagogram formed, the examination was in i8. Bronchography was performed in seven cases and was not diagnostic in any. In three, bronchiectasis was seen, while in four, displacement of the normal bronchi was observed. Preoperative ilngiography was performed in only three patients. It is, however, to be recommended as an aid to diagnosis and as a valuable guide in planning surgery, as it shows the number, caliber, and location of abnormal vessels, lessening the possibility of hemorrhagic complications due to madvertent damage to them at surgery.

Malformations

lung, and ten of the i8 other patients with lobar involvement showed other congenital anomalies. These anomalies tended to be more varied and severe in those patients with total sequestration of the right lung. The most frequent anomalies were diaphragmatic

STUDIES

Microscopic Structure of the Fistula. Microscopic findings have been recorded in i 8 patients. In eight, transition of the esophageal structure into a bronchial structure was observed. In four, the mucosal lining was stratified squamous epithelium, whereas in five, bronchial stratified ciliated columnar epithelium was seen. In one, gastnic mucosa lined the fistulous tract. Associated Anomalies. Vertebral, gastrointestinal, genitourinary, and cardiac congenital anomalies were frequently associated with BPFM. Nine of the eleven patients with total involvement of the right

hernia

(five),

vertebral

and

rib

anomalies (six), and congenital heart lesions (four). In all five instances, the diaphragmatic hernia was on the left side and was associated with left lower lobe esophagobronchial

communication.

In

four

of the

six cases in which vertebral and rib anomalies were observed, the entire right lung was involved. Other significant but rare anomalies were esophageal atresia and tracheo-esophageal fistula, duodenal stenosis, duplication of the colon, omphalocele, annular

pancreas,

cleft palate, Follow-up two patients are

alive

doing

were severe

died

four

gery

due

Three

posterior

urethral

valves,

and Turner’s syndrome. and Mortality Figures. Twentyhad resection of BPFM: i6

and

deaths ciated

well.

Five

postoperative

directly attributable to congenital anomalies.

months

following

to

infants

died

tract

prior AND

assoOne

successful

respiratory

ETIOLOGY

sur-

infection.

to surgery.

EMBRYOGENESIS

No unanimity of opinion exists with regard to the origin of pulmonary sequestrations. Several theories have been discussed at length in the literature,5’6’8”4”8’30’32’34 and

PATHOLOGIC

5’

these

some these

have

of the theories

intralobar

been

well

summarized

in

recent articles.’4”8’32 Most of postulate that extralobar and sequestrations

are

two

entirely

different entities, but current evidence cates that the two overlap considerably, and share a common embryogenesis.’4”6 Normally,

age

(Fig.

the

ventral

bud

goes

which buds

at

five

6) a small

wall on

seven

lateral furrow laryngotracheal progressively

of the

to form

bifurcates by

weeks

lung

of

bud

embryonic

develops

pharynx.

This

a laryngotracheal

into weeks.

two

mdi-

primitive

Simultaneously

from

lung tube

lung a

appears on each side of the ridge. The furrows become deeper and extend craniad to

Heithoff

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52

Five Weeks

Seven

et al.

tration remains in free communication with the gastrointestinal tract through a muscular, epithelial lined tube-thus forming the type of BPFM under discussion (Fig. 7). The isolation of most cases of bronchopulmonary foregut malformations from the gastrointestinal tract can be attributed to involution of the embryologic pedicle. Such a hypothesis is given great credence by the discovery of intermediate stages of this

Weeks

involutionary 6. Normal

FIG.

join

laryngotracheal

separating from the

tube

the dor-

esophagus.

The theory which most adequately plains the embryogenesis of foregut formations is that of a supernumerary

cxmallung

gut

bud

loca-

gastric

which

tion along

of

arises

a lung with the

accessory

caudal bud and growing

lung

life

onic

is

it

lung,

bud

before

pleura, tion.

On

lung

bud

has the

already adjacent

its

own

it

the

becomes and

forms

it

is

di fference

determines

the

from

invested

with

an

whether

and

not

characteristics

that

try to distinguish lobar sequestation supply, venous Several intra-

one

reported.’8’27’28

In logic

those pedicle

patients does

such

in

the

is

so-called may

not

such

diverticula.

fibrotic stalk

which

may

The

Five

fore-

gastroesophageal may

esophagus

stomach

or like

an

from epiphrenic

Weeks

Seven

whom involute,

Weeks

reasonably

the embryothe seques-

esophagus

esophaqus supernurnary

Jung bud supernuznzy

#{231}

#{188}\

L7

FIG.

7.

J’

Bronchopulmonary

Se-

foregut

pancreas,

and diverticula

the the

when

other

tre-

classical

occurring have

been

of the

occurs with

cysts,

between intraand extraon the basis of blood drainage, location, etc.

not

a

has

within

as ectopic

duplication

of

cases of simultaneously and extralobar sequestrations

been

occasionally

diverticulum.6”4”5

there ofthese

co-exists

fundus

extralobar sequestrations to have distinct characterin our cases as well as those

described

malformation

a sequestration

extralobar.

overlap

or

association

sequestration,

questration

from

and

mendous

in

involution

in simple

either

or

previously

duplication

and

Complete

anomalies, a

Intralobar have been

said fact,

seques-

diverticulum

to be incorporated

embryogenesis

is intralobar

In

as

found

sequestration

interesting

gut

extralobar

timing in

the

be associated with a small notch on the outer wall of the esophagus at the site of prior embryonic communication. A more complicated and embryologically

pleura

separate

been

or esophageal

found

normal

when grows

a

results

of

such

has

pedicle.2’6

embry-

adjacent

later,

Thus,

which

in

formed, lung,

qualitative

in

malformations

with

an intralobar sequestrahand, if this accessory

develops

sequestion.

early

in which

connected to the gastrointestinal fibrous strand. Examples of these forms, which most clearly mdigenesis of these malformations, reported.5”6”8 A variety of fore-

diverticula

caudally If this

development

invested

pleura,

normal

migrates esophagus.

arises

the

becomes the other

and

to the

process

tration is tract by a incomplete cate the have been

development.

thereby

eventually,

ventral sal

lung

1976

JANUARY,

lung

bud

(BPFM)

foregut

malformation.

arise

the

126,

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VOL.

No.

Bronchopulmonary

I

Foregut

Malformations

53

Figure 8, A and B, demonstrates a small bronchopulmonary foregu t malformation of the right lower lung attached to the right

lateral

margin

of the

thin membranous stalk. artery are present within with a small esophageal

8.

FIG. An

(4)

Gross

extralobar

to the (E) by a thin

tamed

duplication the

vein

duplication

drawing.

(5), atof the esophagus (P), which con-

margin pedicle

and

artery

(D)

are

communicated

sequestration.

a

sequestration

right lateral membranous

a small

by

(B) line

and

pulmonary

tached

phageal

specimen

esophagus

A small vein and this stalk along duplication cyst.

and

a small

demonstrated. with the bronchus

(Courtesy

of

Dr.

eso-

This of

31 41

01

R. Telander.)

Spectrum

B.PSFSMS

wit/2

lZIe’StZdtlOfl



S

:5cm

‘SdtP.’t

57211fl/CdtIOfl

S

‘-2.

FThioas

3 Vessels

>a..u.Msa:

I

.5, -

stalk only

Diverticuiwn -

Intralobar

Fibrous

S

stalk

ad

sequestration EXtfdlobdr sequestration

__________

Sb-..

Diverticuiwn 5, 5

L7-

-

.

:i

5’ -5.’

S

::

Duplication

cyst

#{149},..

.

sq’

f

S5)5

j,S

FIG.9.

Diagrammatic

representation

of the

spectrum

of bronchopulmonary

foregut

malformations.

Heithoff

54

The

lumen

of

municated

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This in

of

genesis

the

we feel

the

tance

bronchus

of

spectrum

foregut

of

in

embryologi distinct

congenital

indicates

origin

9.

ni cation

of the

a common

foregut

indebted the

to Dr.

E. A. Boyden and

the

alies is hypothesis

so

and

J. B.,

12.

the

associated

complex that rarely cover all variations.”

3.

M. Total Thorax,

BENEKE,

9,

1905,

4.

5.

6.

can

diverticulum,

lower

accessory

gobronchial

fistula.

Brit.

H.,

EPPINGER,

16.

pulmonary

pp.

280.

X-Ray

i8.

Kronk-

Path.,

ofpulmonary

1902,

sequestra-

Chicago,

Year

1941,31,

392.

G. E., and LIEB0w, fistula and broncho-

sequestrations:

Ann.

sequestration

IwAl,

report of case, 1962, 155,

Surg.,

re215-

of

fistula

right

lung.

with

Ann.

Surg.,

599.

159,

K.,

G., M.,

SHINDO,

MORIM0T0,

R.

NEUDA,

tion, with pathology.

TAJIMA,

J.,

KosuDo,

Intralobar

special Am.

H.,

HAJIKANDO,

and

pulmonary

reference Rev. Resp.

Yo-

sequestra-

to developmental Dis., I973,

107,

911. 19.

1960,

S. H. Malforma-

GIRAY,

Path.,

E. A. Bronchoesophageal

HANNA,

H.,

sequestra-

Diagnosis. Inc.,

Arch.

ofliterature.

20.

W.,

KAFKA,

and

extrapulmonary 7. Dis. Child.,

KEELEY,

J. L., and

origin Ann.

sequestration. 1960,35,

der

KLEBS,

22.

Cor.-6l.f. Bohem., 1874,2, LANE, S., BURKO, H., and diology,

23.

LEWIS,

1971,

E. J.,

sequestration 24.

Louw,

J.

monary

oesophagus

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