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1 Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database.

1. Saral Mehra MD, MBA Yale School of Medicine, Department of Surgery (Otolaryngology), 333 Cedar Street, PO Box 208041 New Haven, CT 06520-8041 [email protected] 2. R. Michael Tuttle MD Memorial Sloan Kettering Cancer Center, 160 E 53rd St, New York, NY 10022 [email protected] 3. Mira Milas MD Oregon Health and Science University, 3181 SW Sam Jackson Park Rd, Portland OR 97239 [email protected] 4. Lisa Orloff MD Stanford Otolaryngology-Head & Neck Surgery, 801 Welch Road, Stanford, CA 943055739 [email protected] 5. Donald Bergman MD Icahn School of Medicine at Mount Sinai, Division of Endocrinology, Diabetes, and Bone Disease 1199 Park Ave, Ste 1F, New York, NY 10128 [email protected] 6. Victor Bernet MD Mayo Clinic Jacksonville, Endocrinology, 4500 San Pablo Rd S, Jacksonville FL 32224 [email protected]

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Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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2 7. Elise Brett MD Icahn School of Medicine at Mount Sinai, Division of Endocrinology, Diabetes, and Bone Disease, 1192 Park Ave, New York, NY 10129 [email protected] 8. Rhoda Cobin MD Icahn School of Medicine at Mount Sinai, Division of Endocrinology, Diabetes, and Bone Disease, 75 N Maple Ave, Ridgewood NJ, 07450 [email protected] 9. Gerard Doherty MD Boston University Medical Center, Department of Surgery, 88 Newton Street, Boston MA, 02118 [email protected] 10. Benjamin L. Judson MD Yale School of Medicine, Department of Surgery (Otolaryngology), 333 Cedar Street, PO Box 208041 New Haven, CT 06520-8041 [email protected] 11. Joshua Klopper MD University of Colorado Denver, Endocrinology, 13001 E 17th Place, Aurora CO 80045 [email protected] 12. Stephanie Lee MD Boston Medical Center, Dept of Medicine; Section of Endocrinology, Diabetes, and Nutrition, 732 Harrison Ave, 2nd Fl, Boston MA 02118 [email protected] 13. Mark Lupo, MD Florida State University, College of Medicine and The Thyroid & Endocrine Center of Florida, 3050 Bee Ridge Road, Sarasota, Florida 34239 [email protected] 14. Josef Machac MD Icahn School of Medicine at Mount Sinai, Radiology, 1176 Fifth Avenue, New York,

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3 NY 10029 [email protected] 15. Jeffrey I. Mechanick MD Icahn School of Medicine at Mount Sinai, Endocrinology, 1192 Park Avenue, New York NY 10028 [email protected] 16. Gregory Randolph MD Massachusetts Eye and Ear Infirmary, Otolaryngology, 243 Charles Street, Boston MA, 02114 [email protected] 17. Douglas S. Ross MD Massachusetts General Hospital, Thyroid Associates, 55 Fruit Street, Boston MA, 02114 [email protected] 18. Robert Smallridge MD Mayo Clinic, Endocrinology, 4500 San Pablo Rd S, Jacksonville FL, 32224 [email protected] 19. David Terris MD Medical College of Georgia, Otolaryngology, 1120 15t Street, Ste BP-4109, Augusta GA 30912 [email protected] 20. Ralph Tufano MD, MBA Johns Hopkins School of Medicine, Otolaryngology, 601 N Caroline St, Baltimore MD, 21287 [email protected] 21. Eran Alon MD Sackler School of Medicine, Tel Aviv University, Otolaryngology, Tel Hashomer, Israel 52621 [email protected]

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Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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4 22. Jason Clain BA THANC Foundation, 10 Union Sq E, 5B, New York NY 10003 [email protected] 23. Laura DosReis BA THANC Foundation, 10 Union Sq E, 5B, New York NY 10003 [email protected] 24. Sophie Scherl BA THANC Foundation, 10 Union Sq E, 5B, New York NY 10003 [email protected] 25. Mark L. Urken, MD FACS Mount Sinai Beth Israel Medical Center, 10 Union Square East, Suite 5B New York NY 10003 [email protected]

Running Title: A National Thyroid Cancer Database Word Count: 6026 Key Words: 1. Thyroid cancer - clinical 2. Thyroid cancer – general 3. Epidemiology 4. Thyroid Epidemiology 5. Clinical Research

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Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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5 ABSTRACT Background: Health registries have become extremely powerful tools for cancer research. Unfortunately, certain details and the ability to adapt to new information are necessarily limited in current registries, and they cannot address many controversial issues in cancer management. This is of particular concern in differentiated thyroid cancer, which is rapidly increasing in incidence and has many unknowns related to optimal treatment and surveillance recommendations. Summary: In this study, we review different types of health registries used in cancer research in the United States, with a focus on their advantages and disadvantages as related to the study of thyroid cancer. This analysis includes population-based cancer registries, health systems based cancer registries, and patient-based disease registries. It is important that clinicians understand the way data is collected in, as well as the composition of, these different registries in order to more critically interpret the clinical research that is conducted using that data. In an attempt to address shortcoming of current databases for thyroid cancer, we present the potential of an innovative web-based disease management tool for thyroid cancer called the Thyroid Cancer Care Collaborative (TCCC) to become a patient-based registry that can be used to evaluate and improve the quality of care delivered to patients with thyroid cancer as well as to answer questions that we have not been able to address with current databases and registries. Conclusion: A cancer registry that follows a specific patient, is integrated into physician workflow, and collects data across different treatment sites and different payers does not exist in the current fragmented system of healthcare in the United States. The TCCC offers physicians who treat thyroid cancer numerous time-saving and quality improvement services, and could significantly improve patient care. With rapid adoption across the nation, the TCCC could 5

Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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6 become a new paradigm for database research in thyroid cancer to improve our understanding of thyroid cancer management.

INTRODUCTION A health registry is an account of all patients with a specific condition in which predefined data points related to that disease are recorded. Health registries have become extremely powerful tools for research, particularly in ascertaining epidemiology, outcomes, and quality of care in various disease processes, including cancer. Registries are used in essentially all fields of healthcare, but significant national resources have been devoted specifically to cancer registries. On their website, the National Cancer Registrars Association provides a concise history of health and cancer registries in the United States. [1] The first hospital registry was created in Yale-New Haven Hospital in 1926, and only in 1935 and 1946 did Connecticut and California create the first and second central cancer registries, respectively. In 1956, the American College of Surgeons (ACS) required all approved cancer programs to maintain a cancer registry. In 1973, the Surveillance, Epidemiology, and End Results (SEER) Program of the National Cancer Institute (NCI) established the first national cancer registry. However, it was not until two decades later, in 1993, that cancer became a reportable disease by law. Since that time, cancer registries have supplied meaningful information at a national level on essentially all types of cancer. However, given the magnitude of data that national registries must collect for all cancer types, certain details and the ability to adapt to new information are necessarily limited. Registry data cannot answer many questions that researchers may have, and cannot address

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Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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7 many controversial issues in cancer management. While controversy exists in all fields of cancer management, thyroid cancer is of particular importance because of its rapidly increasing incidence and often young and otherwise healthy patient population. Despite extensive analysis of large cohorts of patients using various registries and databases, there is great debate as to the optimal extent of surgery, postoperative treatment, and surveillance recommendations in the management of patients with differentiated thyroid cancer. Many clinical practice guidelines defer to “expert opinion” because of the paucity of high quality data.[2-4] Moreover, “experts” often disagree on optimal treatment and surveillance strategies. Furthermore, the prognostic significance of genetic and molecular markers as well as the importance of various features of pathologically involved lymph nodes require more detailed analysis with large cohorts of patients to help guide disease management. As such, there is a significant need to collect and analyze detailed data to improve thyroid cancer management. This data must be collected over a patient’s life time in order to understand the impact of therapy, as disease recurrence may occur decades following initial treatment. Unfortunately, a registry that follows a specific patient, that is integrated into physician workflow, and collects data across different treatment sites and different payers, has been impossible to create and implement in the current fragmented United States healthcare system. In this study, we review different types of health registries used in cancer research in the United States, with a focus on their advantages and disadvantages as related to the study of thyroid cancer. Then, in an attempt to address shortcoming of current registries and databases for thyroid cancer, we present the potential of an innovative web-based disease management tool for thyroid cancer called the Thyroid Cancer Care Collaborative (TCCC), to become a patient-based registry used to evaluate and improve the quality of care delivered to patients with

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Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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8 thyroid cancer as well as to answer questions that have not been addressed with current databases and registries. Unique features of the TCCC that overcome some of the shortcomings in current thyroid cancer registries and databases are presented.

REVIEW Population Based Cancer Registries A population based cancer registry (PBCR) “records all new cases [of cancer] in a defined population (most frequently a geographical area).”[5] The value of a PBCR is in identifying trends in cancer incidence at different geographic locations, as well as providing descriptive statistics such as patient demographics or stratification of outcomes based on a variety of variables. As technology has improved and more resources have been devoted to PBCRs in the United States, they have gone beyond providing only descriptive statistics; they are now being used to study the effects of stage at diagnosis, tumor histology, and the impact of different treatments on survival and recurrence. While every state in the United States has a population based cancer registry under the umbrella of the National Program on Cancer Registries (NPCR), most publications from PBCRs use data from the Surveillance Epidemiology End Results (SEER) program. SEER is a highly selected group of 20 population-based registries from around the country, held to a specific standard that have been chosen to be representative of the population of the United States. SEER captures information regarding incident cancers for 26% of the U.S. population. SEER registers information on patient demographics, primary tumor site, tumor morphology, stage at diagnosis, first course of treatment, and performs follow-up for survival status of each patient as 8

Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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9 its primary outcome. Data are sent by hospital registries, pathology laboratories, and physicians’ offices to the PBCR where cancer registrars consolidate and validate the information, and remove personal identifiers. Data are sent to SEER from local PBCRs on a regular basis (at least annually).

Benefits of PBCRs and SEER There are a number of features of the SEER program that make it a powerful tool to study cancer epidemiology and outcomes. First, it captures essentially all new cancer cases diagnosed in a specific geographic location, regardless of the type of treatment setting. Second, SEER requires follow-up for survival status and cause of death for all cancer cases in the program; this is typically done through linkage with other government databases. Third, significant resources are devoted to quality control in SEER, including an annual program conducted by the NCI to evaluate the quality and completeness of the data in which patient cases are re-abstracted to determine the accuracy of the data.[6]1 In addition, training workshops for registry abstractors are conducted at the local level and by the NCI. Fourth, registries contributing to the SEER program collect detailed information on tumor characteristics (including stage of disease at diagnosis), demographic data, surgical intervention, and whether radiation therapy was given.

Examples of PBCR and SEER Database Analysis

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Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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10 A number of informative studies in thyroid cancer have come from analysis of SEER data. For example, SEER data have demonstrated the incredible increase in the rate of thyroid cancer diagnosed in the United States, along with descriptive statistics related to this change.[7] In addition, the SEER program has identified the characteristics of large populations of patients with very specific conditions such as medullary thyroid cancer [8], pediatric thyroid cancer [9], anaplastic thyroid cancer [10], breast cancer in patients with thyroid cancer [11], Hashimoto’s thyroiditis in patients with thyroid cancer [12. In addition, studies analyzing specific prognostic variables such as lymph node status [13-15], and the effect of treatment, such as extent of thyroidectomy, [16], have been made possible through analysis of the SEER data. Limitations of PBCRs and SEER Investigators who are adept at review and analysis of population-based cancer registries such as SEER are skilled at asking very specific, focused questions based on the data available. However, these authors understand the limitations of the information this research can provide. Most importantly, SEER does not, and cannot, capture the necessary relevant data that could help improve care. For example, there is no information included in the SEER registry to retrospectively influence diagnostic recommendations, including results and trends of diagnostic testing. Furthermore, for treatment, the magnitude of thyroid hormone suppression and the corresponding TSH levels are not available. Though information regarding radioactive iodine therapy is available, the details of therapy including use of thyroid hormone withdrawal or recombinant thyrotropin injections are not reported. Also, SEER only captures data on the first course of treatment; subsequent treatment, as is common in thyroid cancer, is not included in this database.

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11 In terms of pathology, many details about nodal disease in patients with thyroid cancer are not recorded. Unfortunately, details about size of nodes, whether they are clinically evident, and features of nodes (such as extranodal extension) are simply not available for analysis using SEER data and therefore cannot shed light on the active controversies regarding the impact of lymph nodes in thyroid cancer. In fact, the conclusions about the influence of lymph nodes in well-differentiated thyroid cancer from SEER data have been conflicting, with one study showing that lymph node involvement did not impact survival in differentiated thyroid cancer [13], another one showing a significant difference in 14-year overall survival between nodenegative and node-positive cancers, [14], and another study that concluded that the presence of lymph node metastases affected survival in all patients with follicular carcinoma and only patients with PTC over the age of 45.[15] This type of contradictory data from the same database, but over differing years, implies that there might be something more than just the presence or absence of positive lymph nodes that can act as a prognostic variable; unfortunately SEER does not have any further details about lymph nodes in these patients. In their study analyzing outcomes based on extent of thyroidectomy, Haigh et al. note that SEER lacks the clinical detail that might help to explain some of the differences in survival observed between groups treated with different extents of thyroidectomy.[16]

In SEER, data are collected primarily from the pathology report, hospital or outpatient surgical center record, and nuclear medicine facilities, but physicians’ offices are not routinely visited.[6] This is of particular concern for thyroid cancer in which the majority of patients are followed in physician’s offices where data are difficult to access. Related to data collection, the

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Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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12 SEER coding rules are sometimes confusing and overlapping, leading to problems with accurate analysis. This is particularly true in the way that extensive local tumor extension and metastatic disease for thyroid cancer were coded from 1988 to 2003.[15,17] As new information becomes available, such as genetic and molecular markers, a major investment of resources is required to add or change variables to the database. In terms of timeliness, SEER is required to report complete counts of new cases to the NCI only within 22 months of the end of the year in which the diagnosis is made, thereby allowing registrars time to gather information on first course of treatment, but making data analysis at all times almost 2 years old. Finally, active follow-up is limited to survival status and cause of death as recorded in government databases, thereby limiting the analysis of patterns of recurrence and subsequent treatment over a patient’s lifetime.

Health Systems Based Cancer Registries In contradistinction to PBCRs, health systems based cancer registries collect incident cases in a specific setting. This could be a single-institution, multi-institution, payer based, or hospital-based health registry. Single-institution databases have provided valuable data in understanding thyroid cancer. In particular, single-institution reviews have had a major impact on predicting prognosis and more importantly, risk-group stratification in thyroid cancer such as MACIS [18], AMES [19], AGES [20], and GAMES [21]. They have also led to the stratification of thyroid

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Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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13 cancer patients into groups that include low risk, intermediate risk, and high risk of recurrence and/or death from cancer.[21] The Thyroid Tumor and Cancer Collaborative Registry (TTCCR) at the University of Nebraska is a single-institution registry that goes beyond collecting clinical data. The TTCCR questionnaire collects extensive demographic information including family history, occupational and exposure analysis, dietary habits, smoking, alcohol, and caffeine ingestion, medications, previous medical history and treatment. It is coupled with a bio-specimen bank for blood, urine and tissue on each person. Data are supplemented retrospectively with electronic medical records from the University of Nebraska when necessary. While a bio-specimen bank and exposure history are important supplements, this health system based cancer registry suffers the same limitations of other single-institution researcher driven databases: low numbers, selection bias, and potential issues with generalizability. The National Thyroid Cancer Treatment Collaborative (NTCTC) is a multi-institution system-based health registry that was established in 1986 at the University of Cincinnati that includes 14 major academic medical centers. The NTCTC registers patients prospectively at the time of diagnosis of thyroid cancer. Information is obtained by review of patients’ charts, including physician notes and letters; surgical notes; and radiographic, laboratory, and pathology reports. Initial case reports are to be completed within 3 months of initial disease diagnosis, and follow-up is conducted annually. From 2001 to 2010, the number of registered cases in the NTCTC increased from 2936 to 4767, and median length of follow-up increased from 3 years to 5.3 years.[22] The goals of this prospective, multicenter registry are 1) to establish a broadly applicable staging classification for predicting outcome in patients with thyroid carcinoma, 2) to define contemporary clinical practice in the management of these 13

Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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14 patients, and 3) to determine the impact of different therapeutic approaches on the morbidity and mortality of this disease. A number of excellent studies have been generated from this multi-institutional database, including a staging classification that provides a prospectively validated scheme for predicting short-term prognosis for patients with thyroid carcinoma.[23] The major limitations of this multi-institutional collaborative are 1) it is limited to a select few major academic medical centers; 2) data are abstracted first from each institution’s charting system retrospectively into a 5-page word processor form which is then entered into the central registry by another data abstractor; and 3) the data collection sheet was last updated in 2001. This results in a bias towards types of patients and diseases going to major academic medical centers, quality and completeness issues inherent to retrospective chart reviews by data abstractors, and timely and relevant data points The premier multi-institution health-systems based database used for cancer research is the National Cancer Database (NCDB). The NCDB is a joint program of the American Cancer Society and the American College of Surgeons’ Commission on Cancer (ACS CoC). Data are collected at the institutional level by 1506 ACS CoC-accredited cancer programs in all 50 States as well as Puerto Rico. Data on all types of cancer are recorded, including thyroid cancer. The NCDB collects very detailed data on all new cases of cancer diagnosed or first-treated at a CoCaccredited cancer facility (analytic cases). The NCDB is estimated to capture approximately 67.4% of new cancer cases in the United States, with a range of 27.1% (Arizona) to 88.7% (Delaware).[24] For thyroid cancer, case ascertainment by NCDB is between 76% [24] to 92% [25] of incident cases in the United States, depending on the PBCR used to estimate incidence. Each CoC-accredited facility has a central tumor registry in which professional tumor registrars abstract data from medical charts into a computer program and data are then periodically sent to

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Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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15 the NCDB. The number of new thyroid cancer cases in the NCDB from all CoC-accredited hospitals from 2000 to 2011 is shown in Figure 1.

Benefits of the NCDB There are numerous favorable characteristics of the NCDB in studying cancer epidemiology and outcomes. First, there is a broad range of the types of hospitals reporting data to the NCDB from diverse geographic locations. This permits analysis of the variability in care across the country not only in geography, but also based on hospital type and patient volume.[25] Although the NCDB is a tremendous repository of oncologic data, some researchers believe the most important benefit is its ability to benchmark hospitals and feed information back to the public and to participating hospitals. The NCDB offers public benchmark reports for the eleven most commonly diagnosed solid-organ tumors in the United States. These reports currently provide data on more than 5.9 million patients, allowing users to define queries based on patient sex, age, ethnicity, histology, stage, first-course therapy, type of surgical resection, hospital type, and geographic location. The NCDB also offers five-year survival reports based on patient stratification using the American Joint Commission on Cancer (AJCC) staging system. In addition, the NCDB can designate special data requests for certain tumor types, which must then be collected by cancer registrars. Known as a Collaborative Stage, these unique fields are specific to the type of cancer. According to the Collaborative Staging manual for thyroid

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Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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16 cancer, the only specific data point collected is whether the cancer is multifocal within the thyroid gland. Also, due to the large representation of patients with a specific type of cancer and particular patient and tumor characteristics, the large sample size allows researchers to draw statistically significant inferences in rare cancers as well as a subset of more common cancers (e.g. 1-2cm PTCs).[25] NCDB data has provided valuable information about important questions that are essentially impossible to address in a clinical trial in which a large cohort of patients is required to detect a small difference in survival as described below. Examples of NCDB Analysis in Thyroid Cancer Because of these advantages, the NCDB has been used in a number of interesting ways to find trends amongst large numbers of patients. For example, in 1998 Hundahl et al. published the NCDB report on over 53,000 cases of thyroid carcinoma treated between 1985 and 1995.[27] The authors reported demographic and survival statistics stratified by stage for the major histologic subtypes of thyroid cancer. A limitation of this study was that halfway through the period of data collection, the AJCC staging system for thyroid carcinoma changed and the authors noted that reliable re-staging of patients was not feasible. In September 2013, NCDB released Participant User Files (PUF) to researchers at CoCapproved hospitals. As Bilimoria et al. from the NCDB explain, “this file will provide the opportunity to examine a large dataset containing a number of data points that are not available through other cancer registries including surgical margin status, systemic therapy (chemotherapy and hormonal therapy), detailed radiation treatment data, and clinical and

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17 pathological AJCC staging.”[25]

While the PUFs are a major dataset to study, the completeness of the information and the utility for thyroid cancer is limited. Items such as hormone therapy are recorded in all patients who are on levothyroxine, but TSH levels and therefore the level of thyroid hormone suppression are not available. Dosages of RAI are sparsely included, and must be abstracted from office notes in the physician charts and are incomplete if patients are seen by doctors at a number of different sites. Also, this dataset cannot evaluate the importance of some aspects of thyroid cancer that are not recorded, such as more detailed characteristics of metastatic lymph nodes which have been shown to be important.[28]

Limitations of Health-Systems based Registries and NCDB Despite the insightful work that has come from single/multi-institution databases, as well as the large amount of data available from the NCDB, health-systems based registries do have some drawbacks. One of the major problems in current databases is the depth of data collected. Hospital registries at CoC-accredited hospitals must follow the FORDS Manual for data abstraction from medical charts for all new cancer types. This includes patient factors, tumor factors, treatment factors, and outcomes. Data points required to complete the TNM stage must be included, as well as some site-specific items as identified in the Collaborative Stage manual. For thyroid cancer, the only additional item required in the collaborative stage is unifocal versus multi-focal carcinoma within the thyroid. While protocols in pathologic reporting (e.g. College of American Pathologists protocols) have simplified data collection by tumor registrars, the 17

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18 database only contains information requested by the registry. For example, in thyroid cancer, most registries report lymph nodes simply as N0, N1a or N1b even though pathology reports often contain data such as number of positive lymph nodes, size of lymph nodes, and the presence of extranodal extension, as indicated in the updated version of the College of American Pathologists thyroid cancer protocol released in 2014.[29] Furthermore, items such as level of thyroid hormone suppression or dose (activity) of RAI are variables that not consistently collected in NCDB datasets. The effort to gather a great level of detail in large national databases has proven to be a significant challenge, and according to Veeranki et al., some experts have urged central and hospital registries to collect minimal data, cease collection of data items that are essentially never used, and focus on case finding (i.e. ensuring all incident cases are captured) in order to be more prudent and cost-effective.[30] Registrars must balance the information that can be obtained from the medical charts at various treatment sites with what is deemed to be most important given a finite amount of resources. Second, these types of databases suffer from bias in the types of patients that are treated at such facilities. For example, there are over 5000 hospitals in the country, and the NCDB captures patient data at approximately 1500 of them, all those being CoC-accredited. There may be an inherent difference in the types of patients who receive their initial care at non-CoC accredited hospitals, and thereby introducing an important selection bias. Third, cancer statistics can be greatly impacted by the quality of the data collected in a large database. For example, a study on breast cancer found that improved ascertainment of breast cancer registrations was associated with a drop in overall 5-year survival.[31] Problems in data quality may be related to the way in which it is collected. NCDB data is abstracted by

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Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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19 cancer registrars utilizing page-by-page review of physician charts and hospital notes, similar to the method used in SEER. Fourth is the extent of a “complete” dataset. The NCDB uses the term ‘analytic cases’ as those patients that are either diagnosed and/or first-treated at a CoC facility. Only analytic cases must be reported to the NCDB. Therefore, a patient who is diagnosed and undergoes initial treatment in the form of a hemi-thyroidectomy at a non-CoC facility, and then undergoes evaluation and further treatment at a CoC-facility, will not be included in the NCDB. Similarly, patients with recurrent cancer that come to a CoC-accredited facility are considered nonanalytic and do not have to be reported to the NCDB. Finally, the issue of follow-up represents a significant challenge. The facility in which the diagnosis or first treatment occurs (i.e. an analytic case) is responsible for life-long followup. If the patient stays within the same treating facility, cancer registrars are able to perform chart reviews and find required information from doctors’ notes for additional treatment courses. However, if patients move location or change doctors, the process is more cumbersome and the registrars are responsible for contacting those doctors for follow-up. This occurs by contacting the patient, finding their current doctor’s information, and then sending a letter to the new doctor with questions about follow-up. In these situations, due to low response rates, registrars have found the ability to obtain follow-up data to be quite limited.

Patient Registries

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Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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20 Another type of registry, with a much looser definition, is the patient registry. In most cases, patient registries are created to answer a very specific question for a group of patients with a particular exposure, disease, or have undergone a particular treatment. Patients are actively followed regardless of where they are treated. Large-scale patient registries have longbeen the domain of pharmaceutical and device manufacturers who track long-term post-drug or device release data on side effects and safety. In 2010, Navaneethan et al. developed an innovative Electronic Health Record (EHR)based patient-registry for chronic kidney disease (CKD) at the Cleveland Clinic, which included over 57,000 patients within the Cleveland Clinic main hospital and 15 community-based health centers with mild to moderate CKD. This was unique in that data from the registry were pulled directly from the EHR (which was shared amongst all practice sites), and the data points available for analysis were extremely detailed including a range of comorbid conditions, laboratory values, imaging (renal ultrasound), and anthropometric details.[32] One of the major drawbacks of the Health Systems Based Cancer Registries as well as the Population Based Cancer Registries described above, is the need for data abstraction by individuals who are not involved in the patient’s care. In this case, by virtue of its integration into the clinician workflow at the Cleveland Clinic, there is a great amount of data available without the unnecessary burden of chart abstraction. The authors of that study (also the developers of the CKD registry) recognized that the major drawback to their EHR-based patient registry is that for patients who seek part or all subsequent care outside of the Cleveland Clinic Health System, their detailed clinical data will not be available for analysis. To our knowledge a registry that actively follows cancer patients irrespective of location and/or practice site of the diagnostic and/or treating physicians does not exist, particularly one 20

Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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21 that has disease specific details that is maintained through a mechanism that obviates the need for data-abstraction. A Patient Registry for Thyroid Cancer For a multitude of reasons, thyroid cancer is an ideal disease to embrace such a system. First, the diagnosis and care of patients with thyroid cancer involves coordination between multiple specialists which include endocrinologists, surgeons, nuclear medicine physicians, radiologists, radiation oncologists, pathologists, cytopathologists and medical oncologists. These physicians are often located in different practice settings that are not connected by a common EHR and are forced to communicate via letters and telephone calls or more often by the patient collecting all of their important records and serving as the messenger to each treating physician (Figure 2). Second, thyroid cancer has been recognized as one of seven cancers that are increasing in incidence [33], occurring at a remarkable rate as shown in Figure 3. Third, patients with thyroid cancer are often young and otherwise healthy. It is not uncommon for such individuals to change jobs, insurances, locations, and practitioners, and need to be followed over long periods of time in order to gain meaningful data especially regarding disease recurrence. Survival statistics alone are not a sufficient outcome data point in the management of thyroid cancer. Fourth, as discussed above, there are significant controversies and lack of strong clinical evidence related to certain key areas in the management of patients with thyroid cancer. In light of the number of clinical practice guidelines dependent on “expert opinion” (in which experts often disagree) and those that are intentionally non-specific, there is an imperative to collect and 21

Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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22 analyze data to improve thyroid cancer management [3]. There is a necessity to capture disease details over extended periods of time in order to identify significant prognostic variables that will help to guide important disease management controversies such as the role of central neck dissection, extent of thyroidectomy required, optimal use and dosage of RAI, that will otherwise remain in the realm of expert opinion.

The Thyroid Cancer Care Collaborative: A New Paradigm for Database Research in Thyroid Cancer In an attempt to improve quality, the Thyroid Cancer Care Collaborative (TCCC) was created by a group of key opinion leaders in thyroid cancer from across the country as described in detail in a previous review [35]. The TCCC was developed to be a comprehensive webbased program for patients and clinicians to report and store all data related to a patient’s thyroid cancer care. Physician participation is completely voluntary, with a number of features such as patient education videos, clinical decision making modules with the latest guidelines, and enhanced cancer care communication, which will benefit patients, community physicians, and academic physicians alike. Each thyroid cancer patient is given a TCCC profile within which they can identify his or her thyroid cancer team of clinicians, irrespective of any specific practice group. Data entry is performed by the clinician (or her/his designee) at the point of care into the web-based interface. There are 9 distinct modules including initial presentation, imaging, surgical management, post-operative hospital course, post surgical follow-up /treatment surveillance, pathology and staging, laboratory results, nuclear medicine, and change in health status in which to enter data. For example, following an operation, the surgeon would

22

Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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23 complete the “Surgical Management” module which takes less than 2 minutes to complete and will auto-generate a narrative operative report that meets all ATA guidelines for high-quality operative reporting in thyroid cancer [36,37]. The pathology/staging module is designed to report the most up to date CAP protocol for thyroid cancer and includes important lymph node related information about the number, size of metastatic focus and the presence of extranodal extension. In addition, the TCCC captures information about whether pathologic nodes were clinically evident prior to or during surgery. For office visits, the Post Surgical Follow up /Treatment Surveillance module has a simple point-and-click interface that inputs data directly into the database. This point-of service data entry will improve the quality and completeness of data available for research; which is a known disadvantage of retrospective data abstraction methods used in current cancer databases. Accuracy of data entry is high because data is entered at the point-of-service by the clinical team, automatic alerts are generated for outlying data, data is immediately available for review by all practitioners involved in the care of the patient, and patients themselves can review their clinical data and identify inconsistencies and errors. Therefore, patients will be strong drivers to maintain up to date, replete, and accurate clinical information. Currently, with the synoptic and/or graphical nature of each module, data entry takes only a few minutes. Also, detailed and highly illustrated patient education and informed consent videos save the physician and their clinical staff time, thereby providing an opportunity to enter data into the appropriate module(s). Furthermore, integration of the TCCC into provider EHRs using a universal language is in active development, as is auto-population from synoptic pathology and laboratory reports, and opportunities to “cut and paste” information from the

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Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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24 TCCC into EHRs can facilitate record keeping. Representative screenshots of the user interface are shown in Figure 4. In addition to being an online repository of clinical information, the TCCC provides education and evidence-based clinical decision-making support services to patients and physicians within the framework of both the American Thyroid Association (ATA) and National Comprehensive Cancer Network (NCCN) clinical practice guidelines (CPGs) for thyroid cancer.[2,3] These latter features were designed into the system in order to enhance user adoption, with the secondary advantage of increasing utilization of clinical practice guidelines by bringing them directly to physicians at the point of care. It is believed that this will enhance the quality of care administered across the entire spectrum of healthcare in the United States. The TCCC meets the strictest standards for HIPAA compliance with appropriate data encryption and site wide security at the browser and server level ensuring that no unauthorized users have access to patient data. Furthermore, patients have a clear understanding that in addition to the quality and communication advantages of the TCCC, research is a cornerstone of the TCCC and is part of the informed consent presented to patients at the initial visit. While individual physicians have the ability to query aggregate data about their own patients, multiple-provider or multi-institution data queries using anonymous data requires review and approval by a multi-disciplinary research committee and either an independent or institution-linked ethics review board. The infrastructure for data queries is otherwise similar to current anonymous multi-institution cancer databases and the questions that can be answered are as limitless as the data points available for analysis. Retrospective clinical research can provide valuable information about treatment outcomes that require long term longitudinal

24

Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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25 follow up as well as the ability to identify unique cohorts of patients that require more intensive therapy, as well as de-intensified therapy. Additional unique features of the TCCC as a new paradigm for patient-based cancer registry research are presented in Table 1. The TCCC model is particularly suited for disease processes that require a high level of coordination between different specialists at different practice locations over a long period of time. It offers a solution for maintaining comprehensive data on patients if they move to a new geographic location or change their physicians; patients can simply request that new clinicians be provided access to their records, and thereby continue to maintain a more complete data set.

Future Directions The future of the TCCC as a national database will evolve with more widespread adoption beyond the walls of academic institutions and large hospital systems. All physicians in all practice settings who treat patients with thyroid cancer are invited and encouraged to participate. A list of TCCC-participating physicians will be available within a particular patient’s geographic location. Physician participation is voluntary, and will be partly patient driven. The TCCC is more than just a registry; offering patient education, enhanced physician communication, and clinical decision making support using the latest guidelines to all users with numerous time-saving and quality improvement services. While not a replacement for the work of NCDB and SEER, which are powerful tools to capture national trends in thyroid cancer, the TCCC has the potential to answer questions in thyroid cancer that these large-scale cancer databases simply cannot. With a more comprehensive disease specific data set and the

25

Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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26 commitment to provide continuous updates to the TCCC as new information becomes available, the TCCC holds promise to serve as a very valuable research tool. Also, future linkage of TCCC data with other databases might give researchers the ability to carry out health services and outcomes analysis in thyroid cancer that is not yet possible. In addition, with large-scale adoption, the TCCC presents an opportunity to direct appropriate patients into clinical trials.

SUMMARY Though extremely powerful tools for cancer research, certain details and the ability to adapt to new information are necessarily limited in current cancer registries, hence greatly limiting their ability to address many controversial issues in cancer management despite huge cohorts of patients. This is of particular concern in differentiated thyroid cancer because it is rapidly increasing in incidence and there is great debate as to the optimal extent of surgery, postoperative treatment, and surveillance recommendations. It is imperative that clinicians understand the nature of these databases in order to more critically interpret the numerous clinical research studies that appear in the literature. Here, we review different types of health registries used in thyroid cancer research including a discussion of advantages and disadvantages of each. This analysis includes 1) population-based cancer registries, particularly those that contribute data to the Surveillance, Epidemiology, and End Results (SEER) Program; and 2) health systems based cancer registries, such as singleinstitution, multi-institution, and the National Cancer Database (NCDB); and 3) patient-based registries used in other areas of healthcare. A cancer registry that follows a specific patient, is integrated into physician workflow, and collects data across different treatment sites and

26

Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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27 different payors does not exist in the current fragmented system of healthcare in the United States. To overcome the shortcomings of current registries and databases for thyroid cancer, an innovative web-based disease management tool for thyroid cancer called the Thyroid Cancer Care Collaborative (TCCC) is presented. The TCCC has the potential to become a patient-based registry used to evaluate and improve the quality of care delivered to patients with thyroid cancer as well as to answer questions that current databases and registries cannot. Unique features of the TCCC that address some of the shortcomings in current thyroid cancer registries and databases include: 1) detailed data fields that are dynamic and can change as new information becomes available; 2) seamless integration of data entry into physician work-flow; 3) patient-driven life-time follow up on disease status, diagnostic tests, additional treatments, and treatment related complications regardless of practice site; 4) representation across the entire spectrum of disease presentation and sites of care; and 5) private analysis of physician outcomes against regional or national benchmarks. In Table 2, the TCCC is compared to the major population-based and health-system based cancer registries currently in use for cancer care in the United States. The hope is for rapid adoption of the TCCC into the healthcare landscape by physicians who treat thyroid cancer that will be driven by the numerous time-saving and quality improvement services it offers patients and care-providers.

CONCLUSION

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Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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28 Cancer registries and databases are powerful tools to analyze epidemiology and basic outcomes in thyroid cancer and to generate hypotheses. A number of unique features of the TCCC give it the potential to become a new and improved patient registration database to analyze outcomes in thyroid cancer at a depth that is not possible in any current cancer registry. A demonstration of the TCCC is available to view online at www.thyroidccc.org/intro.

ACKNOWLEDGEMENTS The preparation of this manuscript was supported by a generous grant from the Mount Sinai Health System and the Thyroid Head and Neck Cancer (THANC) Foundation.

AUTHOR DISCLOSURES STATEMENTS None

CORRESPONDING AUTHOR Saral Mehra, MD MBA Yale University, School of Medicine Otolaryngology-Head and Neck Surgery 333 Cedar Street, Box 208041 New Haven, CT 06520-8041 [email protected]

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29 REFERENCES [1] National Cancer Registrars Association. Cancer Registrar FAQ. Available at http://www.ncra-usa.org/i4a/pages/index.cfm?pageid=3301#sub2 Accessed December 31, 2013. [2] National Comprehensive Cancer Network (NCCN) Clinical Practice Guidelines in Oncology. Thyroid Carcinoma. Version 1.2013. NCCN.org Accessed March 1 2013. [3] The American Thyroid Association (ATA) Guidelines Taskforce on Thyroid Nodules and Differentiated Thyroid Cancer. Revised American Thyroid Association Management Guidelines for Patients with Thyroid Nodules and Differentiated Thyroid Cancer. 2009 Thyroid 19(11):1-48. [4] Cobin RH, Gharib H, and Thyroid Carcinoma Task Force 2001 AACE/AAES Medical/Surgical Guidelines For Clinical Practice: Management Of Thyroid Carcinoma. Endocrine Practice 7(3):202-220. [5] Jensen OM, Parkin R, MacLennan R, Muir CS, Skeet RG (eds) 1991 Cancer Registration, Principles and Methods. International Agency for Research on Cancer, Lyon. [6] Harlan, LC, Hankey BF 2003 The surveillance, epidemiology, and end-results program database as a resource for conducting descriptive epidemiologic and clinical studies. Journal of Clinical Oncology 21(12):2232–2233. [7] Mitchell I, Livingston EH, Chang AY, Holt S, Snyder WH 3rd, Lingvay I, Nwariaku FE 2007 Trends in thyroid cancer demographics and surgical therapy in the United States. Surgery142(6):823-8. 29

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30 [8] Roman S, Lin R, Sosa JA 2006 Prognosis of medullary thyroid carcinoma: demographic, clinical, and pathologic predictors of survival in 1252 cases. Cancer 107(9):2134-42. [9] Hogan AR, Zhuge Y, Perez EA, Koniaris LG, Lew JI, Sola JE 2009 Pediatric thyroid carcinoma: incidence and outcomes in 1753 patients. J Surg Res 156(1):167-172. [10] Kebebew E, Greenspan FS, Clark OH, Woeber KA, McMillan A 2005 Anaplastic thyroid carcinoma. Treatment outcome and prognostic factors. Cancer;103(7):1330-1335. [11] Chen AY, Levy L, Goepfert H, Brown BW, Spitz MR, Vassilopoulou-Sellin R 2001 The development of breast carcinoma in women with thyroid carcinoma. Cancer 92(2):225-231. [12] Larson SD, Jackson LN, Riall TS, Uchida T, Thomas RP, Qiu S, Evers BM 2007 Increased incidence of well-differentiated thyroid cancer associated with Hashimoto thyroiditis and the role of the PI3k/Akt pathway. Journal of American College of Surgeons 204(5):764-773. [13] Bhattacharyya N. A population-based analysis of survival factors in differentiated and medullary thyroid carcinoma. Otolaryngol Head Neck Surg 2003;128:115-23 [14] Podnos YD, Smith D, Wagman LD, Ellenhorn, JDI 2005 The Implications of Lymph Node Metastasis on Survival in Patients with Well-differentiated Thyroid Cancer. The American Surgeon;71(9):731-734. [15] Zaydfudim V, Feurer ID, Griffin MR, Phay JE 2008 The impact of lymph node involvement on survival in patients with papillary and follicular thyroid carcinoma. Surgery;144(6):1070-1077.

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31 [16] Haigh PI, Urbach DR, Rotstein LE 2004 Extent of Thyroidectomy Is Not a Major Determinant of Survival in Low- or High-Risk Papillary Thyroid Cancer. Annals of Surgical Oncology;12(1):81–89. [17] Fritz A, Ries L 1998 SEER Extent of Disease – 1988. Codes and Coding Instructions, 3rd Ed. National Cancer Institute. Available at http://seer.cancer.gov/archive/manuals/EOD10Dig.pub.pdf Accessed December 31, 2013. [18] Hay ID, Bergstralh EJ, Goellner JR, Ebersold JR, Grant CS 1993 Predicting outcome in papillary thyroid carcinoma: development of a reliable prognostic scoring system in a cohort of 1779 patients surgically treated at one institution during 1940 through. Surgery;114(6):10501057. [19] Cady B, Ross RL 1988 An expanded view of risk group definition in differentiated thyroid carcinoma. Surgery;104(6):947-953. [20] Hay ID, Grant CS, Taylor WF, McConahey WM 1987 Ipsilateral lobectomy versus bilateral lobar resection in papillary thyroid carcinoma: a retrospective analysis of surgical outcome using a novel prognostic scoring system. Surgery;102(6):1088-1095. [21] Shaha AR, Loree TR, Shah JP 1994 Intermediate risk group for differentiated carcinoma of the thyroid. Surgery 116(6):1036-41. [22] Jonklaas J, Sarlis NJ, Litofsky D, Ain KB, Bigos ST 2006 Outcomes of patients with differentiated thyroid carcinoma following initial therapy. Thyroid;16(12):1229–1242. [23] Sherman, SI, Brierley JD, Sperling M, Ain KB, Bigos ST, Cooper DS, Haugen BR, Ho M, Klein I, Ladenson PW, Robbins J, Ross DS, Specker B, Taylor T, Maxon HR 3rd. 1998

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32 Prospective multicenter study of thyroid carcinoma treatment: initial analysis of staging and outcome. National Thyroid Cancer Treatment Cooperative Study Registry Group. Cancer;83(5):1012–1021. [24] Lerro CC, Robbins AS, Phillips JL, Stewart AK 2013. Comparison of Cases Captured in the National Cancer Data Base with Those in Population-based Central Cancer Registries. Annals of Surgical Oncology 20(6):1759–1765. [25] Bilimoria KY, Stewart AK, Winchester DP, Ko CY 2008 The National Cancer Data Base: A Powerful Initiative to Improve Cancer Care in the United States. Annals of Surgical Oncology 15(3):683-690. [26] NCDB Public Benchmarks - Site by Stage of Top 11 (out of 11) Sites Cancers Diagnosed in 2000 to 2011. Available at https://cromwell.facs.org/BMarks/BMPub/ver10/Docs/ Accessed 10/17/2014 [27] Hundahl SA, Fleming ID, Fremgen AM, Menck HR 1998 A National Cancer Data Base report on 53,856 cases of thyroid carcinoma treated in the U.S., 1985-1995. Cancer 83(12)26382648. [28] Randolph GW, Duh QY, Heller KS, LiVolsi VA, Mandel SJ, Steward DL, Tufano RP, Tuttle RM; American Thyroid Association Surgical Affairs Committee’s Taskforce on Thyroid Cancer Nodal Surgery 2012 The prognostic significance of nodal metastases from papillary thyroid carcinoma can be stratified based on the size and number of metastatic lymph nodes, as well as the presence of extranodal extension. Thyroid 22(11):1144-52.

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33 [29] Seethala RR, Asa SL, Cart SE, Hodak SP, McHugh JB, Shah J, Thompson LDR, Nikiforov YE. Protocol for the Examination of Specimens From Patients With Carcinomas of the Thyroid Gland. Version Thyroid 3.1.0.0 College of American Pathologists. http://www.cap.org/apps/docs/committees/cancer/cancer_protocols/2014/Thyroid_14Protocol_3 100.pdf Accessed September 13 2014. [30] Veeranki SP, Brooks B, Bolick S, Robichaux M, Aldrich T 2010 Quality of Care: The Role of Disease Registries. Journal of Registry Management 37(4):132-136 [31] Stotter A, Bright N, Silcocks PB, Botha JL 2000 Effect of improved data collection on breast cancer incidence and survival: reconciliation of a registry with a clinical database. British Medical Journal;321(7255):214. [32] Navaneethan SD, Jolly SE, Schold JD, Arrigain S, Saupe W, Sharp J, Lyons J, Simon JF, Schreiber MJ Jr, Jain A, Nally JV Jr 2011 Development and validation of an electronic health record-based chronic kidney disease registry. Clin Journal of the American Society of Nephrology 6(1):40-49. [33] Simard EP, Ward EM, Siegel R, Jemal A 2012 Cancers with increasing incidence trends in the United States: 1999 through 2008. CA: A Cancer Journal for Clinicians, 62: 118–128. [34] Howlader N, Noone AM, Krapcho M, Neyman N, Aminou R, Waldron W, Altekruse SF, Kosary CL, Ruhl J, Tatalovich Z, Cho H, Mariotto A, Eisner MP, Lewis DR, Chen HS, Feuer EJ, Cronin KA, Edwards BK (eds). SEER Cancer Statistics Review, 1975-2008, National Cancer Institute. Bethesda, MD, Table 26.5 Cancer of the Thyroid (invasive), Age Adjusted SEER Incidence Rates by Year, Race, and Sex.

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34 [35] Mehra S, Tuttle RM, Bergman D, Bernet V, Brett E, Cobin R, Doherty G, Klopper J, Lee S, Machac J, Milas M, Mechanick JI, Orloff L, Randolph G, Ross DS, Smallridge R, Terris D, Tufano R, Alon E, Clain J, Dos Reis L, Scherl S, Urken ML 2014 Improving the quality of thyroid cancer care: how does the Thyroid Cancer Care Collaborative cross the Institute of Medicine's Quality Chasm? Thyroid 24(4):615-24. [36] Carty SE, Doherty GM, Inabnet WB 3rd, Pasieka JL, Randolph GW, Shaha AR, Terris DJ, Tufano RP, Tuttle RM; Surgical Affairs Committee Of The American Thyroid Association. 2012 American Thyroid Association statement on the essential elements of interdisciplinary communication of perioperative information for patients undergoing thyroid cancer surgery. Thyroid 22(4):395-9. [37] Dos Reis LL, Tuttle RM Md, Alon E, Bergman DA, Bernet V, Brett EM, Cobin R, Doherty G, Harris JR, Klopper J, Lee SL, Lupo M, Milas M, Machac J, Mechanick JI, Orloff LA, Randolph G, Ross DS, Smallridge RC, Terris DJ, Tufano RP, Mehra S, Scherl S, Clain JB, Urken ML. 2014 What is the "Gold Standard" for comprehensive inter-institutional communication of perioperative information for thyroid cancer patients? A comparison of existing electronic health records with the current ATA recommendations. Thyroid [EPub ahead of print].

Figure Legends

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Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof. Page 35 of 42

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Figure 1. Number of newly diagnosed thyroid cancer in the National Cancer Database

(NCDB) from 2000 (n=15,653) to 2011 (n=35,473). Prior to 2006, thyroid cancer had

under 24,000 annual cases diagnosed in the database and was not in the top-11 NCDB

cancer sites.[26]

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Figure 2. Thyroid cancer care requires significant coordination between various

physicians and care sites, making communication and maintaining a complete data set a

major challenge. Figure adapted from [35].

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Figure 3. Incidence of thyroid cancer in the United States from 1975 to 2011, according

to Surveillance Epidemiology and End Results data.[34]

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Figure 4. Representative screen shots of web-based graphical user interface for patients and clinicians to perform synoptic data entry. There are 9 distinct modules: initial presentation (A), imaging, surgical management (B), post-operative hospital course, pathology and staging, post-surgical follow-up/treatment surveillance (C), laboratory results, nuclear medicine, and change in health status.

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UNIQUE FEATURE OF THE THYROID CANCER CARE COLLABORATIVE AS A CANCER REGISTRY A more detailed dataset of comprehensive thyroid cancer care than currently available, with the ability to handle rapid field changes.

Seamless integration of data entry into physician workflow and resultant improved accuracy and timing of data-input.

Patient centered follow-up on disease status, diagnostic tests, additional treatments, and treatment-related complications are available and are independent of patient location, payer, or any specific provider.

Representation across the entire spectrum of disease presentation and sites of care.

Private analysis of outcomes by physicians against larger-scale regional or national benchmarks.



Examples of data points recorded and available for analysis include: diagnostic data, preoperative laboratory values, post-surgical RAI treatment, continuous assessment of response to therapy, thyroglobulin and TSH levels, treatment of recurrence, and surveillance study results.



Analysis is not limited to predefined stages (e.g. AJCC) or pre-defined risk groups which have been known to change over time.



Programing allows for rapid field changes as new information becomes available (e.g. molecular markers, and genetic alterations).



Point of service data entry addresses the issue of timeliness, in which current databases must submit updates at pre-defined time intervals and then go through a series of quality control steps before data is available for analysis.



Data reporting is synoptic, including imaging, surgical management, and pathology which saves time and results in a more complete and accurate dataset.[6]



Accuracy of data entry is enriched because multiple clinicians (identified as members of their “care team” by the patient) are alerted when new data is entered into the system allowing instant questioning of erroneous data entries.



Outcomes available for analysis go beyond survival and cause of death to include additional RAI treatments and surgeries, as well as follow-up imaging and laboratory results.



Physicians not connected by a common EHR can use the TCCC as a single data access point for medical charting, patient management, and database entry for their patients with thyroid cancer.



Follow-up for a more replete data set is patient-driven, with data available on disease status and treatment-related complications even if patients move locations or change providers.



Patients have lifetime access to their own personal comprehensive thyroid cancer care site. New physicians can easily obtain log-in information to access their patient’s thyroid cancer care history and can begin entering data.



Patients treated in any and all practice settings are included in data analysis to control for systematic differences in patients seeking CoC-accredited facilities.



The range of current thyroid cancer treatment strategies will emerge when patient data across all aspects of the United States healthcare system are included at the level of detail offered by the TCCC.



Patients with recurrent thyroid cancer are included which will help improve our understanding of the inherent biology of the disease and the efficacy of treatment strategies for recurrent disease (including active observation).



Individual practitioners can study trends and disease outcomes in their own patients and compare them with regional and/or national benchmarks. This data feedback mechanism allows practitioners to evaluate deficient records to ensure the accuracy and completeness of their data, and make corrections and additions as needed.



Just as with the NCDB, outcomes comparisons will be used only for the purpose of quality improvement and benchmarking; not accountability or payment.[25] Using this data for such purposes has the potential to undermine the quality and accuracy of the data.

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Table 1. Unique features of the Thyroid Cancer Care Collaborative (TCCC) as a cancer registry. TSH = Thyroid stimulating hormone; AJCC = American Joint Commission on Cancer; RAI = Radioactive iodine;

EHR = Electronic Health Record; CoC = Commission on Cancer; NCDB = National Cancer database.

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Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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POPULATION BASED CANCER REGISTRY

HEALTH SYSTEMS BASED CANCER REGISTRY

PATIENT-BASED REGISTRY

Records incident cancer cases in a specific setting, such as a single-institution, specific payer, hospital system, or accreditation body.

Records data elements for a specific group of patients with a particular exposure, disease, or treatment, independent of patient location or treatment site.

e.g. SEER

e.g. NCDB

e.g. TCCC

Shows national trends in incidence

+++

-

-

National representation of patients

+++

++

TBD*

Representation across broad range of treatment sites/facilities

+++

++

TBD*

Detailed data fields specific to thyroid cancer

+

++

+++

Active follow-up for survival status and cause of death

+++

+++

++

Active follow-up for detailed variables specific to thyroid cancer.

-

-

++

++

++

++

Point of care data entry with workflow integration without need for chart review.

-

-

+++

Follow-up for surveillance and/or treatment in different health systems

-

+

+++

Timeliness of case reporting and analysis

+

+

+++

Benchmarking against regional or national outcomes.

-

+

++

Educational, quality improvement, and timesaving services including decision support.

-

-

+++

Records incident cancer cases in a defined population, such as a geographical area.

NATIONAL REPRESENTATION

DATA DETAIL AND QUALITY

Quality control measures in place

DATA ENTRY LOGISTICS

ADDITIONAL SERVICES

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Thyroid Database and registry research in thyroid cancer: Striving for a new and improved national thyroid cancer database. (doi: 10.1089/thy.2014.0270) This article has been peer-reviewed and accepted for publication, but has yet to undergo copyediting and proof correction. The final published version may differ from this proof.

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Table 2. Comparison of the potential of TCCC versus the most commonly used Populationbased and Health-Systems based cancer registries in the United States. Actual performance will be dependent upon adoption by physicians and patients. *TBD=To be determined depending on speed of adoption across the country; AJCC = American Joint Commission on Cancer; NCBD = National Cancer Database; TCCC = Thyroid Cancer Care Collaborative.

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Database and registry research in thyroid cancer: striving for a new and improved national thyroid cancer database.

Health registries have become extremely powerful tools for cancer research. Unfortunately, certain details and the ability to adapt to new information...
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