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Detection of Airway Colonization by Aspergillus fumigatus by Use of Electronic Nose Technology in Patients with Cystic Fibrosis K. de Heer,a M. G. M. Kok,a N. Fens,b E. J. M. Weersink,b A. H. Zwinderman,c M. P. C. van der Schee,b C. E. Visser,d M. H. J. van Oers,a P. J. Sterkb Department of Hematology,a Department of Respiratory Medicine,b Department of Clinical Epidemiology, Biostatistics, and Bioinformatics,c and Department of Medical Microbiology,d Academic Medical Center, Amsterdam, the Netherlands

Currently, there is no noninvasive test that can reliably diagnose early invasive pulmonary aspergillosis (IA). An electronic nose (eNose) can discriminate various lung diseases through an analysis of exhaled volatile organic compounds. We recently published a proof-of-principle study showing that patients with prolonged chemotherapy-induced neutropenia and IA have a distinct exhaled breath profile (or breathprint) that can be discriminated with an eNose. An eNose is cheap and noninvasive, and it yields results within minutes. We determined whether Aspergillus fumigatus colonization may also be detected with an eNose in cystic fibrosis (CF) patients. Exhaled breath samples of 27 CF patients were analyzed with a Cyranose 320. Culture of sputum samples defined the A. fumigatus colonization status. eNose data were classified using canonical discriminant analysis after principal component reduction. Our primary outcome was cross-validated accuracy, defined as the percentage of correctly classified subjects using the leave-one-out method. The P value was calculated by the generation of 100,000 random alternative classifications. Nine of the 27 subjects were colonized by A. fumigatus. In total, 3 subjects were misclassified, resulting in a crossvalidated accuracy of the Cyranose detecting IA of 89% (P ⴝ 0.004; sensitivity, 78%; specificity, 94%). Receiver operating characteristic (ROC) curve analysis showed an area under the curve (AUC) of 0.89. The results indicate that A. fumigatus colonization leads to a distinctive breathprint in CF patients. The present proof-of-concept data merit external validation and monitoring studies.

T

he diagnosis of invasive pulmonary aspergillosis (IA) in patients with prolonged chemotherapy-induced neutropenia (PCIN) remains a frequently occurring and difficult challenge (1– 3). The signs and symptoms are nonspecific (4, 5). Mortality is high, especially in case of a diagnostic delay (3, 6, 7). The Platelia galactomannan assay (Bio-Rad) performed on bronchoalveolar lavage fluid samples is the only test with sufficient sensitivity and specificity to demonstrate or rule out IA (8). Its major drawback is the invasive and highly uncomfortable nature of bronchoalveolar lavage (9–13). The Platelia galactomannan assay was originally developed to be used on serum. Although diagnostic accuracy is significantly lower in this setting, it creates the opportunity to serially monitor patients who are at high risk, such as acute myeloid leukemia (AML) patients treated with intensive induction chemotherapy (14). This might enable earlier diagnosis and thus a better prognosis. This is the topic of a number of ongoing studies. Unfortunately, two already-published studies did not show that serial monitoring of galactomannan leads to an earlier diagnosis (15, 16). Previously, we showed that patients with PCIN and IA have a distinct exhaled breath profile that can be discriminated by an electronic nose (eNose) (17). Very recently, this was confirmed by using gas chromatography-mass spectrometry (GC-MS), demonstrating exhaled metabolite signatures of Aspergillus fumigatus in vitro and IA in vivo (18). An eNose is a cheap and noninvasive instrument with realtime measurement capacity. It can discriminate complex mixtures of volatile organic compounds (VOCs) by measuring these VOCs by pattern recognition using a limited number of cross-reactive sensors. This is achievable, because VOCs react differently with each sensor (19, 20). Exhaled breath can contain about 2,000 to 3,000 VOCs, and numerous disease states may be diagnosed by

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their exhaled breath profile (or breathprint, the composite pattern in exhaled VOCs) (21–30). For asthma and chronic obstructive pulmonary disease (COPD), this has been corroborated by external validation (23). In cystic fibrosis (CF), proper chloride and sodium channel functioning is hampered, leading to an altered rheology of airway secretions, among other manifestations (31). The secretions become thick and difficult to clear, leading to chronic colonization with microorganisms. The reported incidence of A. fumigatus colonization varies between 6 and 58% (32–38). It is unknown whether colonization by A. fumigatus in CF results in a change in exhaled breath profile. If so, it would extend the proof-of-principle study that showed that an eNose may be used to diagnose invasive pulmonary aspergillosis (17). However, if an eNose can detect A. fumigatus colonization, this might also form the basis of false-positive test results in detecting invasive pulmonary aspergillosis. We hypothesized that A. fumigatus colonization in CF patients leads to a distinct exhaled breath profile. Therefore, we aimed to

Received 14 August 2015 Returned for modification 8 September 2015 Accepted 10 December 2015 Accepted manuscript posted online 16 December 2015 Citation de Heer K, Kok MGM, Fens N, Weersink EJM, Zwinderman AH, van der Schee MPC, Visser CE, van Oers MHJ, Sterk PJ. 2016. Detection of airway colonization by Aspergillus fumigatus by use of electronic nose technology in patients with cystic fibrosis. J Clin Microbiol 54:569 –575. doi:10.1128/JCM.02214-15. Editor: D. W. Warnock Address correspondence to K. de Heer, [email protected]. Copyright © 2016, American Society for Microbiology. All Rights Reserved.

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TABLE 1 Study subject characteristics, stratified according to A. fumigatus colonization status Characteristic No. of subjects Age (mean [SD]) (yr) Male gender (%) % of predicted FEV1 (mean [SD])

Colonized with A. fumigatus

Not colonized with A. fumigatus

P value

9 28.0 (23.0) 67 46.0 (28.3)

18 30.3 (9.6) 67 63.5 (23.6)

⬎0.2 ⬎0.2 ⬎0.2 ⬎0.2

determine whether an eNose can discriminate CF patients with and without A. fumigatus colonization. MATERIALS AND METHODS Design. The study had a cross-sectional design in which exhaled breath analysis was performed once at a regular outpatient visit for each subject for pulmonary function assessment and sputum culture. Within 5 min of the exhaled breath analysis, subjects were asked to expectorate sputum for culture. Subjects with a culture positive for A. fumigatus were considered to be cases, and subjects with a negative culture were controls. We compared the breathprints between cases and controls. Subjects. Twenty-seven patients (age range, 17 to 50 years) from the CF clinic of the Academic Medical Center, Amsterdam, the Netherlands, with a confirmed diagnosis of CF (defined by 2 known CF mutations and/or a sweat chloride level of ⬎60 mEq/liter) (39, 40), participated in this study (Table 1). Due to the noninvasive nature of merely collecting exhaled breath samples during routine lung function testing, the ethics review board of the Academic Medical Center considered that the protocol did not require ethical review under Dutch legislation. We calculated the P values in Table 1 using a two-sample t test (for age and the median forced expiratory volume in 1 s [FEV1]) and a Pearson’s chi-square test with Yates’ continuity correction (for gender). Exhaled breath analysis. Exhaled breath analysis was performed as described previously (17, 22, 24). Subjects had to breathe through a mouthpiece with their nostrils closed by a clip for 5 min. The mouthpiece was connected by a three-way nonrebreathing valve to a VOC filter (A2; North Safety, Middelburg, the Netherlands) at the inspiratory port and a silica reservoir at the expiratory port. Without interruption, the subject was then asked to inspire deeply and exhale a vital capacity volume. The exhaled breath was stored in a 10-liter Tedlar bag attached to the silica reservoir. Analysis was performed within 30 min with a Cyranose 320 (Smith Detections, Pasadena, CA), a hand-held eNose with 32 nanocomposite sensors (19). The electrical resistance differential in all sensors was recorded. The procedure of sampling the Tedlar bag was done twice, using the first measurement solely to prime the sensors for the exhaled VOC mixture, as previously described (22), and as recommended by the manufacturer, in order to avoid a “first smell effect.” The first measurement was not used in the statistical analysis. Index culture. Subjects were asked to expectorate sputum once within 5 min of the exhaled breath maneuver. The sputum samples were processed and cultured according to the standard operating procedure of our hospital. The sputum samples were inoculated for bacterial culture on the following media: sheep blood agar (COS; bioMérieux), chromogenic agar (CPS; bioMérieux), chocolate agar containing thymidine, Columbia red agar containing thymidine, and N-acetyl-D-glucosamine agar. For the fungal cultures, samples were inoculated on two Sabouraud agars containing gentamicin and chloramphenicol (SGC2; bioMérieux). These were incubated for 14 days at 10°C and 36°C, respectively, and assessed twice a week. If growth was observed, fungi were identified based on morphology (both macroscopically and microscopically) and growth characteristics (41). We reviewed all sputum cultures from a study subject that were performed during the 2 years before the study culture. If one of those cultures showed a nonconsistent result with regard to Aspergillus

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spp., the subject was excluded from analysis. Sputum samples from our CF patients are routinely cultured twice per year, and often, more frequently. Analysis. As a primary analysis, we compared the breathprints of subjects with and without colonization by A. fumigatus, using the method of analysis from our previous study (17). We used the R statistical package (version 2.11.1). Principal component analysis (PCA) was executed to reduce the raw data of the 32 sensors to a smaller number of principal components. The number of components was chosen to include at least 99.9% of the variance within the data set. With a t test (equal variance assumed depending on an F-test), all PCA factors were categorized as either discriminatory between the two groups or not. A two-sided P value of 0.10 was chosen as a cutoff. Next, a diagnostic algorithm was constructed by using the discriminatory PCA factors as input for a linear canonical discriminant analysis, assuming an equal chance of being a member of one of the two groups. The discriminant function was optimized to best distinguish between categories. The percentage of correctly classified subjects (combining cases and controls) was cross-validated using the leave-one-out method. This resulted in cross-validated accuracy. The P value of our cross-validated accuracy was derived by generating 100,000 random classifications of our subjects (whether or not colonized by A. fumigatus) and calculating the chance that a random classification would have resulted in the same cross-validated accuracy or better, constructing a new pattern recognition algorithm for each of the random classifications. Receiver operating characteristic (ROC) curve analysis was performed.

RESULTS

All measurements were performed according to the predefined protocol. No patients had an exacerbation at the time of the measurement. None of the subjects were treated with antifungal therapy in the 2 years preceding the eNose measurement, either systemically or as an inhalant. All subjects were able to produce sputum. None of the subjects had a sputum culture in the previous 2 years that was nonconsistent with respect to Aspergillus spp., i.e., all cultures were either positive or negative. The entire eNose analysis took about 45 min in our experimental setup, including data handling. Principal component analysis resulted in 7 PCA factors that described ⬎99.9% of the variance. In 9 of the 27 subjects, A. fumigatus was cultured from sputum. Of the 7 PCA factors, 3 discriminated between subjects with and without A. fumigatus colonization. Canonical discriminant analysis based on these 3 principal components yielded a cross-validated accuracy of 88.9%. Figure 1 shows the individual discriminant scores of subjects with and without colonization. Three subjects were misclassified in the cross-validation, two false positively and one false negatively, corresponding to a sensitivity of 78% and a specificity of 94%. The area under the curve of the ROC curve was 0.89. ROC analysis of the cross-validated posterior probabilities of group membership showed an area under the curve of 80.2% (Fig. 2). In our simulation, 0.4% of the random classifications resulted in a cross-validated accuracy of ⱖ88.9% (Fig. 3). The raw eNose data are presented in Fig. 4. We explored the effect of cocolonization by other microorganisms, for example, to exclude the possibility that the eNose had merely “smelled” another microorganism with a coinciding colonization pattern. Pseudomonas spp., Staphylococcus aureus, and Haemophilus influenzae were found in the index culture of more than one subject (see Table 2). The extent to which the colonization pattern of these microorganisms coincided with colonization by A. fumigatus is also shown in Table 2, as we calculated the percentage of cases in which a subject was colonized by both A.

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A. fumigatus Colonization Detection in CF Using eNose

FIG 1 Breathprints of CF patients with and without A. fumigatus colonization, in a one-dimensional “jittered” canonical discriminant analysis plot. Squares with a cross represent subjects that were misclassified in the crossvalidation. Box-and-whisker plots (with the median shown as a line through the box, the first and third quartiles shown as the lower and upper edges of the box, respectively, and the 95% confidence interval of the median shown as whiskers) are superimposed.

fumigatus and the other microorganism, or by neither of these two. We determined the cross-validated accuracy with which an eNose could detect those microorganisms by repeating the statistical method of the primary analysis afresh. Only P. aeruginosa

FIG 2 Receiver operating characteristic (ROC) curves showing the true-positive and false-positive rates in detecting A. fumigatus colonization with an eNose as a function of the cutoff value. Dashed line, ROC curve of the noncross-validated measurements; solid line, the ROC curve of the cross-validated measurements.

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FIG 3 Histogram of the cross-validated accuracies produced by the random simulation.

colonization was associated with a PCA factor that differed statistically significantly between groups. The cross-validated accuracy of an eNose for detecting P. aeruginosa colonization was 63%, only slightly ⬎50%. DISCUSSION

To the best of our knowledge, this study is the first to examine whether an eNose can detect A. fumigatus colonization with moderate to good accuracy. It shows that A. fumigatus colonization in CF patients leads to a distinct breathprint. The low P value obtained by comparison with 100,000 random classifications indicates that there is only a minor chance that this represents a falsepositive outcome merely due to coincidence. Our study has a number of strengths. It is novel, and we were able to examine a unique cohort of CF patients according to a strict protocol, using both electronic nose technology and microbiological techniques. The study also has limitations. First and foremost, the sample size was too small to allow split-half analysis. However, the 100,000 random classifications and internal validation using the leave-one-out method strengthened the validity of our results. Furthermore, our data indicate that it is highly unlikely that another microorganism was mistaken for A. fumigatus by our algorithm. We explored this possibility by repeating the statistical method of our analysis for every bacterial species that was encountered in the sputum culture results of more than one subject. Only P. aeruginosa colonization was associated with one or more PCA factors that differed statistically significantly between groups. The cross-validated accuracy was only 63.0%. Eventually, only external validation, i.e., the confirmation of our diagnostic algorithm in a separate group of subjects, would definitively establish the ability of an eNose to diagnose A. fumigatus colonization (42). Such validation has already been performed successfully in a similar eNose study on differentiating between COPD and asthma (23).

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FIG 4 Spider graph of the raw eNose data showing a circular representation of the 32 sensor signals from all 27 samples, zoomed in to demonstrate betweensample differences. As the sensors are exposed to the breath sample, the electrical resistance over the sensors changes. On the axes of the spider graph, the quotient (calculated as [Rmax ⫺ Rmin]/[Rmin]) is displayed (Rmax, greatest amount of resistance; Rmin, smallest amount of resistance). The data have not been normalized.

The second shortcoming of our study is that there is no gold standard reference test available for A. fumigatus colonization. As the sensitivity and specificity of a single culture are insufficient to conclude airway colonization by Aspergillus spp., we reviewed the sputum cultures of all subjects during the 2 years prior to the study. Sputum samples from CF patients are routinely cultured twice per year at our outpatient clinic, and much more often in practice. A subject was excluded from the study if one of the sputum cultures during the previous 2 years showed a result that was

TABLE 2 Incidence and pattern of cocolonization

Factor Pseudomonas spp. colonization S. aureus colonization H. influenzae colonization Nebulizing pulmonary medication a

No. of subjects

Coincidence with A. fumigatus colonization (%)

Cross-validated accuracy (%)

17

67

63.0

14 6 15

52 67 56

NSa NS NS

NS, no statistically significant principal component was found.

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different from the index culture with respect to Aspergillus species. No patient had to be excluded from our study. The present data add to the findings of a number of earlier studies. First of all, our in vivo findings extend the in vitro data of a number of research groups (43–45). These studies showed that A. fumigatus can be discriminated in vitro from multiple other microorganisms by an analysis of the metabolites they produce. Second, it was already suggested that the analysis of an exhaled metabolite profile may diagnose aspergillosis by use of gas chromatography-mass spectrometry identification of the exhaled biomarker 2-pentylfuran, which is specific for colonization and invasive disease by A. fumigatus. This biomarker was demonstrated to be exhaled by patients and to be produced by A. fumigatus in vitro (46, 47). Similarly, recent GC-MS and gas chromatography–solidphase microextraction studies of A. fumigatus in vitro and in vivo demonstrated other candidate VOCs for IA, such as monoterpenes and sesquiterpenes (18, 48). Last, the current study strengthens the suggestion that eNose technology can detect such a distinct profile of metabolites produced by A. fumigatus in vivo by means of exhaled breath analysis. Our previous study already showed that invasive aspergillosis is associated with a distinctive

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A. fumigatus Colonization Detection in CF Using eNose

breathprint, and as most subjects in the control group of that study had a pulmonary infection other than invasive aspergillosis, the distinct breathprint was unlikely to be caused by inflammation in general (17). eNose technology has been designed to capture and compare complex molecular mixtures (20). Like human olfaction, this is extremely effective but does not allow the identification of the responsible VOCs, as it does not measure individual molecules or their concentrations (49). Therefore, eNoses are highly suitable for probabilistic diagnostic assessment, whereas gas chromatography-mass spectrometry (GC-MS) is required for pathophysiological research into the roles of individual molecular compounds (50). The combined output of all cross-reactive eNose sensors provides a pattern that can be subjected to pattern recognition algorithms. The VOCs that yielded the distinct breathprint in our study might of course be produced by the mold itself, as suggested above. 2-Pentylfuran and sesquiterpenes might be examples of this. However, differences in exhaled breath profiles may also be due to other factors than A. fumigatus metabolites. First, there might be an unknown confounding factor predisposing to (a positive culture suggesting) A. fumigatus colonization, such as a higher fungal load, more-severe CF, or more exposure to antibiotics or steroids, etc. A more likely possibility is the inflammatory host response, as Aspergillus spp. can trigger an immune response in the airways (37, 51, 52). Interestingly, asthma, CF and COPD, all inflammatory airway diseases, can be discriminated fairly accurately using eNose technology (22, 24, 25, 53, 54). More pathophysiological research on this topic is warranted, as the question is of more than theoretical interest: eNoses can be fine-tuned to react to specific VOCs. A comparison of the VOCs produced by molds in vitro and VOCs exhaled by patients with colonization or invasive disease by A. fumigatus will shed more light on this issue. This was recently done in patients with ventilator-associated pneumonia (VAP), demonstrating that the VOCs of tracheal aspirates were not influenced by colonization (55). Taken together, the success of the eNose can most likely be explained by a combination of VOCs originating in the specific inflammatory host response and/or VOCs originating from the mold itself. The present results raise the hypothesis that in the future, an eNose could be used to diagnose invasive pulmonary aspergillosis, which frequently occurs during or after intensive high-risk treatment of acute leukemia or stem cell transplantation (1–3). Mortality due to invasive pulmonary aspergillosis is high, and while diagnosis is challenging, it is dependent on the amount of diagnostic delay (3–7). An eNose could be used to test patients regularly (e.g., twice a week) for the development of invasive pulmonary aspergillosis, instead of the current practice in some institutions of performing a serum galactomannan assay twice a week in high-risk populations (56, 57). The resulting reduction in diagnostic delay will hopefully improve prognosis. If accurate enough, exhaled breath analysis might also obviate bronchoscopy, an uncomfortable procedure associated with complications (9– 13). As this study shows that colonization by A. fumigatus leads to a distinct breathprint, future research on exhaled breath analysis as a tool to diagnose invasive pulmonary mycoses should examine the possibility of colonization as a cause of false-positive test results. In summary, our study shows that electronic nose technology can detect A. fumigatus colonization with moderate to good accuracy. These proof-of-concept data merit external validation and

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justify research to clarify the responsible compounds. Longitudinal monitoring studies are warranted to examine whether an electronic nose can detect developing invasive pulmonary aspergillosis at an earlier stage than the current state-of-the-art diagnostic strategies. ACKNOWLEDGMENTS We thank the 27 patients who made this study possible. This study was supported by the Egbers Foundation. The funder had no role in the study design, data collection and interpretation, or the decision to submit the work for publication.

FUNDING INFORMATION Egbers Foundation provided funding to K. de Heer.

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A. fumigatus Colonization Detection in CF Using eNose

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volatile metabolic fingerprint of ventilator-associated pneumonia. Intensive Care Med 40:761–762. http://dx.doi.org/10.1007/s00134-014 -3260-5. 56. Maertens J, Theunissen K, Verhoef G, Verschakelen J, Lagrou K, Verbeken E, Wilmer A, Verhaegen J, Boogaerts M, Van Eldere J. 2005. Galactomannan and computed tomography-based preemptive antifungal therapy in neutropenic patients at high risk for invasive fungal infection: a prospective feasibility study. Clin Infect Dis 41:1242–1250. http://dx.doi .org/10.1086/496927. 57. Maertens J, Van Eldere J, Verhaegen J, Verbeken E, Verschakelen J, Boogaerts M. 2002. Use of circulating galactomannan screening for early diagnosis of invasive aspergillosis in allogeneic stem cell transplant recipients. J Infect Dis 186:1297–1306. http://dx.doi.org/10.1086/343804.

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Detection of Airway Colonization by Aspergillus fumigatus by Use of Electronic Nose Technology in Patients with Cystic Fibrosis.

Currently, there is no noninvasive test that can reliably diagnose early invasive pulmonary aspergillosis (IA). An electronic nose (eNose) can discrim...
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