Eur J Orthop Surg Traumatol DOI 10.1007/s00590-014-1425-0

ORIGINAL ARTICLE

Does curve convexity affect the surgical outcomes of thoracic adolescent idiopathic scoliosis? Wei-Jun Wang • Ai-Bing Huang • Ze-Zhang Zhu Feng Zhu • Xu Sun • Yong Qiu



Received: 20 December 2013 / Accepted: 2 February 2014 Ó Springer-Verlag France 2014

Abstract Background Major left thoracic (LT) curve is an atypical type in adolescent idiopathic scoliosis (AIS) and showed independent clinical characteristics and natural history compared to major right thoracic (RT) curve. However, it’s unclear whether the convexity of major thoracic curve would affect the surgical outcomes and risk of complications. A retrospective follow-up study was conducted to investigate whether the convexity of major thoracic curve would affect the surgical outcomes of patients with main thoracic AIS. Methods Twelve LT-AIS patients underwent corrective spinal instrumentation and fusion were retrieved, and twelve patients with main RT-AIS matched for gender, chronological age, curve type, magnitude and surgical strategy were selected as control. All patients underwent at least 2-year follow-up. The pre- and post-operative radiographic parameters, intraoperative data and functional outcome assessed by Scoliosis Research Society questionnaire 22 (SRS-22) were analyzed and compared between two groups. Results Patients with LT- and RT-AIS presented with similar magnitudes of thoracic curves, flexibility, fusion level and correction rate. Compared with RT-AIS, patients with LT-AIS showed longer operation time (average, 364 vs. 348 min) and larger amount intraoperative estimated blood loss (2,060 vs. 1,720 ml) although the differences were not statistically significant (p [ 0.05). With at least

W.-J. Wang  A.-B. Huang  Z.-Z. Zhu  F. Zhu  X. Sun  Y. Qiu (&) Spine Surgery, The Affiliated Drum Tower Hospital of Nanjing University Medical School, Nanjing 210008, China e-mail: [email protected]

2-year follow-up, patients in two groups showed comparable loss of correction, coronal and sagittal balance, and the sagittal profiles. With regard to functional outcome, the scores of five categories of SRS-22 questionnaire were similar between two groups. No neurological or vascular complication was observed in these patients. Conclusions The radiographic and functional outcomes of LT-AIS patients underwent operation were comparable to those with RT-AIS. Longer operation time and more intraoperative blood loss may be expected in instrumentation and fusion for patients with LT-AIS, which might be because of the inconvenience on the surgical procedure. Keywords Idiopathic scoliosis  Adolescent  Thoracic  Direction  Correction

Introduction Scoliosis is a curvature of the spine on the coronal plane, along with deformity on the sagittal and horizontal planes. According to the location of the main curve on the coronal plane, the deformity may be classified as single major thoracic, single thoracolumbar, single lumbar, double major thoracic, double major curves, or as a multiple curve pattern [1, 2]. Within these curve types, the major thoracic curve has been found to be the most common type [3–5]. Most patients have right convex major thoracic (RT) curve and show a normal neural axis [1, 6–8]. In contrast, patients with major left convex thoracic (LT) scoliosis are rare, with the prevalence varying from 1.3 to 9.1 % [1, 9–13]. Furthermore, functional or radiological neural abnormalities have been reported in 20.4–54 % of ‘‘idiopathic’’ scoliosis patients with major LT curve [1, 6, 7, 14].

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Therefore, the major left thoracic curve has been defined as an atypical curve pattern and a strong indicator for associated intraspinal neuroanatomic abnormalities of scoliosis [14–18]. Scoliosis with left convex thoracic curve has a lower morbidity but higher risk of associated neural axis abnormalities compared with RT scoliosis; moreover, this condition typically presents with a smaller curve magnitude at diagnosis, a faster growth rate, but a lower likelihood of progression [19–22]. These findings indicate that patients with LT scoliosis might have an independent behavior from those with RT scoliosis, leading to a different surgical outcome. The surgical strategies used and the short-term and long-term outcomes are different between patients with LT scoliosis associated with neural axis abnormalities, such as Chiari malformation and syringomyelia, and patients with right thoracic scoliosis with normal neural axis [23–25]. However, no study has reported whether the surgical outcomes of LT scoliotic patients with normal neural axis were different from those with RT scoliosis. Adolescent idiopathic scoliosis (AIS) is the most common type of scoliosis [3, 26]. In the present study, the radiological and functional outcomes of surgical treatment of AIS patients with main left and right thoracic curves were compared to determine any affects due to curve lateralization (Figs. 1, 2).

Materials and methods

Fig. 1 A female AIS patient with a left convex major thoracic curve at 15 years old. The thoracic curve was corrected from 46° preoperatively (a) to 17° at 2 years postoperatively (c), with a

correction rate of 63 %. Thoracic kyphosis was 7° preoperatively (b) and 13° at the latest follow-up (d)

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Subjects To identify patients with LT-AIS, AIS patients receiving surgical treatment in our center between January 2003 and December 2010 were retrospectively reviewed in the database. Patients with a main left convex thoracic curve were recruited into this study if they met the following criteria: (1) a radiological and clinical diagnoses of AIS with a normal spinal cord and a cerebral tonsil position confirmed by magnetic resonance (MR) scanning [27, 28]; (2) a single main thoracic curve with the apex located between T7 and T9; (3) age ranging from 12 to 20 years; (4) a posterior-only selective thoracic fusion and instrumentation with all pedicle screws; (5) a minimum of 2 years of follow-up after the operation. Patients meeting the following criteria were excluded: (1) any form of prior surgical treatment for scoliosis; (2) neural abnormalities, i.e., low-lying cerebellar tonsil or conus medullaris and syringomyelia. We identified only 12 patients out of a total database of 1,534 surgically treated AIS. Among the 1,534 AIS patients, those with a typical main RT curve meeting the criteria for LT-AIS were identified. Patients who matched in gender, chronological age, Risser stages, curve patterns and magnitude, and curve flexibility were considered as adequate controls for LT-AIS. From

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these patients, a random sample of 12 RT-AIS patients having a major curve within 5° of the LT-AIS patients were selected as controls [29]. The gender distribution, chronological age, and skeletal maturity at the time of operation are shown in Table 1. According to the Lenke classification [4], eight patients were defined as Lenke type 1A, two as Lenke type 1B, and two as Lenke type 1C in each group. All patients were treated with posterior correction and instrumentation by the same surgical team. Comparable instrumentation strategies, including implant density, were used between the two groups [4]. The implants used included TSRH, CDH, or CDH legacy (Medtronic, Memphis, USA) in different periods. Surgeons always stood on the concave side of patients while performing the surgical procedures. Thoracoplasty was carried out in patients with significant rib hump after curve correction. Iliac crest bone grafts were harvested as autografts for all posterior procedures. Somatosensory-evoked potentials, motor-evoked potentials, and Stagnara wake-up tests were used for intraoperative neurological monitoring. Intraoperative parameters were recorded, including the operation time, estimated blood loss, volume of blood transfusion, number of vertebrae fused, and the number of patients underwent thoracoplasty. Short-term and longterm complications were also recorded.

Fig. 2 A female AIS patient with a right convex major thoracic curve at 15 years of age. The preoperative thoracic curve was 42° and kyphosis was 15°. The patient was instrumented with all pedicle

Radiographic evaluation Standing long-cassette posteroanterior and lateral radiographs of the entire spine, which were obtained preoperatively and postoperatively at 3 months, 1 year, 2 years, and at the time of the final follow-up, as well as preoperative right- and left-side bending radiographs, were reviewed and analyzed by an independent surgeon. The Cobb angle of the main thoracic curve, lower instrumented vertebra (LIV) tilt, and global coronal balance (the horizontal distance between the C7 plumb line and the central sacral vertical line, C7CSVL) were measured on the posteroanterior radiographs. The implant density of the pedicle screws was calculated as follows: [(number of screws/number of pedicles in fusion levels)] 9 100 %. The coronal spinal decompensation was defined as a deviation of C7 greater than 2 cm from the CSVL [30]. On lateral radiographs, the thoracic kyphosis (T5–T12), thoracolumbar kyphosis (T10–L2), lumbar lordosis (T12–S1), and global sagittal balance (the horizontal distance from a vertical line extended from the center of the C7 vertebral body to the posterior superior cortex of S1, SVA) were quantified [30, 31]. Furthermore, the apical vertebral rotation was presented by the apical rib hump prominence (RH), which is the linear distance on a lateral radiograph, between the left and right ribs at the rib deformity apex or the most prominent rib [32]. Curve flexibility

screws. The thoracic curve was 12° and thoracic kyphosis was 18° at 2.6 years following curve correction

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Eur J Orthop Surg Traumatol Table 1 Perioperative data for left and right thoracic AIS patients

Gender

LT-AIS (n = 12)

RT-AIS (n = 12)

7 Females, 5 males

7 Females, 5 males

p Value

Age at operation (years)

16.4 ± 2.2

16.0 ± 1.8

0.65

Risser sign Operative time (min)a

3.4 ± 1.1 364 ± 88

3.9 ± 1.2 348 ± 85

0.14 0.54

Estimated blood loss (ml)a

2,060 ± 830

1,720 ± 442

0.17

Blood transfusion (ml)a

1,190 ± 482

1,040 ± 493

0.39

No. of vertebrae in fusion

11.4 ± 1.9

11.4 ± 2.5

1.00

Follow-up (years)

5.8 ± 3.2

5.4 ± 2.9

0.48

AIS adolescent idiopathic scoliosis, LT left thoracic, RT right thoracic a

Comparisons were performed by nonparametric analysis

was determined on the preoperative supine side bending films. The flexibility index was acquired by subtracting the magnitude of the coronal Cobb angle on the supine bending radiograph from that on the preoperative standing radiograph, then dividing by the preoperative magnitude of the coronal Cobb angle on the standing radiograph. The curve correction rates, immediately after surgery and at the followup, and loss of correction were calculated. SRS-22 questionnaire To determine the functional outcome of surgery, the Scoliosis Research Society questionnaire 22 (SRS-22, Chinese version) [33] was completed by patients at the last follow-up and was reviewed. The SRS-22 contains 22 questions covering five domains: function/activity, pain, self-perceived image, mental health, and satisfaction with treatment [34]. Statistical analysis The results were presented as mean and standard division. Statistical analysis was performed with Statistical Package for the Social Sciences (SPSS, version 13.0, Chicago, IL, USA). Clinical data were compared using Student’s t tests or the Wilcoxon’s ranks test between the two groups. The preoperative and postoperative radiological parameters in each group, as well as differences in changes in these parameters between the two groups, were compared by repeated-measures analysis. Significance was defined as p \ 0.05.

grade, and gender distribution (Table 1). The average fusion levels were 11.7 ± 1.9 (8–14) and 11.1 ± 2.5 (8–15), while the implant densities were 46.5 ± 7.5 and 50.2 ± 9.2 % in patients with LT-AIS and RT-AIS, respectively (p [ 0.05). In each group, 7 of 12 patients underwent thoracoplasty to correct the rib hump. Despite the fact that differences in the perioperative variables were not statistically significant, patients with LT-AIS tended to have a longer operation time (average, 363.5 ± 87.7 vs. 347.5 ± 85.4 min), greater intraoperative blood loss (average, 2,060.0 ± 830.3 vs. 1,720.0 ± 441.7 ml), and larger volume of blood transfusion (average, 1,190.0 ± 481.8 vs. 1,040.0 ± 492.6 ml) than those with RT-AIS (Table 1); however, the difference was not statistically significant (p [ 0.05). The patients with LTand RT-AIS were followed for an average of 5.8 and 5.4 years, respectively. Radiographic results Correction of major thoracic curve The patients in both groups were well matched in terms of the magnitude and flexibility of the primary thoracic curve. In patients with LT-AIS, the major thoracic curve was corrected from 59.3° to 28.9°, immediately following the operation, with an overall correction rate of 54.2 %. The mean LT curve was 30.7°, 29.9°, and 30.4° at 1, 2, and 5.8 years postoperatively, respectively, with a mean 1.5° loss of correction during follow-up. In the matched patients with RT-AIS, the preoperative thoracic curve of 60.5° was corrected to 27.4°, immediately following surgery, with an overall correction rate of 56.7 %. During follow-up, the mean RT curve was 26.8°, 28.0°, and 29.3° at 1, 2, and 5.4 years following surgery, respectively, with a mean 1.9° loss of correction at the final follow-up. Repeated-measures analysis revealed significant differences between pre- and postoperative measures, but with no difference during different points of follow-up, the curve correction rate and the mean loss of correction of the primary thoracic curve between the two groups showed no significant difference. The tilt of LIV also improved significantly from 13.8° to 3.4° in LT-AIS and 14.0° to 2.9° in RT-AIS following surgery, respectively, (p \ 0.05). A slight deterioration of LIV was noted in patients with either LT-AIS or RT-AIS during follow-up (1.7° vs. 1.6°); however, there was no significant difference between the two groups (Table 2).

Results Sagittal profile and rib hump correction Clinical results Due to the recruitment criteria, the AIS patients with LT and RT curves were similar in chronological age, Risser

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Measurements from preoperative sagittal X-ray films showed significantly larger thoracic kyphosis in LT-AIS patients, compared to that in RT-AIS. The difference was

Eur J Orthop Surg Traumatol Table 2 Comparison of radiological data between left and right thoracic AIS patients LT-AIS (n = 12)

in patients from both groups; however, no significant difference was recorded between the two groups (Table 2).

RT-AIS (n = 12)

Global balance Main thoracic curve (°) Pre-op

59.3 ± 19.6 (43–99)

60.5 ± 18.6 (45–95)

Flexibility (%)

43.9 ± 18.4

42.9 ± 14.8

Immediate post-op

28.9 ± 18.4

27.4 ± 16.6

Correction rate (%)

54.2 ± 20.0

56.7 ± 13.0

1 year post-op

30.7 ± 20.1

26.8 ± 17.2

2 year post-op

29.9 ± 19.7

28.0 ± 18.3

Latest follow-up

30.4 ± 18.3

29.3 ± 17.1

1.5 ± 2.4

1.9 ± 1.2

13.8 ± 5.9

14.0 ± 9.5

Loss of correction LIV tilt angle (°)* Pre-op Immediate post-op

3.4 ± 3.8^^

2.9 ± 3.2^^

Latest follow-up

5.1 ± 4.5^^

4.5 ± 3.6^^

Complications

T5–T12 (°) Preoperativea

30.9 ± 22.9

14.2 ± 10.8*

Immediatea

28.2 ± 13.2

18.8 ± 7.1*

Final follow-upa

29.5 ± 13.6

17.9 ± 8.4*

Preoperativea

3.4 ± 4.8

0.2 ± 11.7

Immediatea

1.2 ± 6.2

2.0 ± 4.8

Final follow-upa

2.4 ± 7.7

1.9 ± 4.1

Preoperative

48.1 ± 13.4

40.3 ± 23.1

Immediate

46.2 ± 11.2

40.7 ± 11.1

Final follow-up

47.8 ± 11.0

41.7 ± 10.0

Preoperative

2.3 ± 1.2

4.5 ± 1.3

Immediate

1.0 ± 0.8

1.2 ± 0.7

Final follow-up

1.1 ± 0.9

1.2 ± 1.0

T10–L2 (°)

L1–S1 (°)

Rib hump (cm)

C7-CSVL (cm) a

The coronal balance was similar between the two groups before the operation and at final follow-up, although LT-AIS patients showed significantly smaller coronal balance than RT-AIS patients, immediately following the operation (Table 2). None of the patients showed decompensation on coronal planes. Patients with LT-AIS showed a significantly larger SVA, compared to RT-AIS patients, before the operation, which indicated that patients with LTAIS had more imbalances on the sagittal plane. Following corrective surgery, however, patients in both groups showed comparable sagittal balance.

Pre-op

0.7 ± 0.7

0.6 ± 0.6

Immediate post-opa

0.6 ± 0.4

0.9 ± 0.3*

Latest follow-upa

0.4 ± 0.5

0.5 ± 0.5

Preoperativea

1.2 ± 0.8

0.6 ± 0.5*

Immediatea

0.9 ± 0.5

1.4 ± 0.7

Final follow-upa

1.0 ± 0.8

0.5 ± 0.7

C7PL (cm)

LIV low instrument vertebrae, CSVL central sacral vertical line, C7PL C7 plumb line, op operation

Two patients with LT-AIS had hydrothorax following thoracoplasty, but recovered 1 week after surgery. One patient with LT-AIS suffered a superficial wound infection following the operation. The wound healed, uneventfully, with debridement and delayed closure. In the patients with RT-AIS, two pedicle screws were found purchased slightly into the spinal canal, but no neurological symptoms were reported. For all other cases, no neurological, vascular, visceral complications, or venous thromboembolism was observed. No pseudarthrosis, implant breakage, or loosening was observed in patients in either group, during followup. There was no statistical difference in the incidence of complications in LT-AIS and RT-AIS patients. SRS-22 scores All patients completed the SRS-22 questionnaire at the last follow-up. The score for the function/activity domain was 4.1 and 4.2, while the score for the satisfaction with treatment domain was 4.2 and 4.4 in patients with LT- and RT-AIS, respectively. No significant differences were observed in the SRS-22 scores between the two groups, with respect to the pain, mental health, function/activity, self-image/appearance, or satisfaction of management domains (Table 3).

Significant change compared to pre-op data, ^ p \ 0.05, ^^ p \ 0.01 Significant difference between the two groups, * p \ 0.05 a

Comparisons were done by Mann–Whitney nonparametric analysis

also significant following surgery and at the last follow-up (p \ 0.05). In contrast, thoracolumbar kyphosis and lumbar lordosis were similar between the two groups before the operation, immediately after the operation, and at final follow-up. A significant correction of rib hump was found

Discussion Although differences between scoliosis with LT and RT have been identified in terms of the incidence of neural axis abnormalities and curve progression [19–22], the surgical outcomes of LT-AIS have not been well documented, and it has not been reported whether the surgical outcomes of

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Eur J Orthop Surg Traumatol Table 3 Comparison scores of SRS-22 at the last follow-up between left and right thoracic AIS patients Domain

Group A (n = 12)

Group B (n = 12)

p Value

Function/activity

4.1 ± 0.5

4.2 ± 0.3

0.63

Pain

4.3 ± 0.5

4.0 ± 0.6

0.39

Self-image Mental health

4.0 ± 0.4 4.2 ± 0.4

4.2 ± 0.4 4.1 ± 0.5

0.62 0.80

Satisfaction with treatment

4.2 ± 0.4

4.4 ± 0.5

0.47

thoracic AIS are affected by curve convexity. Abnormal anatomical relationships between the spine and the perispinal organs have been well described in scoliotic patients, due to spinal deformity [35–37]. However, the pattern of these abnormalities is different in patients who suffer from RT and LT-AIS due to the different direction of curvature [38]. Spine surgeons, largely familiar with corrective procedures for RT-AIS, might be uncomfortable with the procedures for correcting LT-AIS. It has been of concern whether patients with LT-AIS could achieve the same surgical outcome and comparable incidence of complications, as those with RT-AIS. The rarity of the left thoracic curve pattern in idiopathic scoliosis was described by McCarver et al. [10] at the Scoliosis Research Society annual meeting in Toronto in 1,971. It was found that 1.3 % of 550 patients with idiopathic scoliosis had primary left thoracic curves. However, the diagnosis of idiopathic scoliosis in these patients was not confirmed by MR, and it is unknown as to whether some of them had neural axis abnormalities [39]. In addition, Coonrad et al. [40] found that 27 of 1,622 patients with noncongenital scoliosis presented with a major left convex thoracic curve. However, only 14 patients received a final diagnosis of idiopathic scoliosis, and the incidence of LT scoliosis was 0.86 %. This was inconsistent with other studies that found the incidences of neural axis abnormalities in patients with left thoracic scoliosis to range from 43 to 54 % [14, 17, 40]. In our center, routine preoperative MR scanning was performed for each surgical case, and AIS was diagnosed by confirming no neural axis abnormalities. From January 2003 to December 2010, 1,534 patients with AIS received corrective spinal surgery, and 12 of them had major left thoracic curves, without any form of neural axis abnormality, confirmed by MRI. Hence, the incidence of LT-AIS was 0.78 % in the surgically corrected AIS patients in our center. According to our knowledge, the present study may give the most accurate incidence of LT-AIS in the population of AIS patients requiring surgical intervention. Although left thoracic scoliosis are commonly associated with neural axis abnormalities [14–18], the surgical

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outcomes of these patients were not compared with patients with RT-AIS in the present study. Patients with neural axis abnormalities such as Chiari malformation or syringomyelia would present with hyperkyphosis in thoracic spine, younger at the time of needing surgical correction, longer fusion levels, higher implant density, and higher risk of neurological complications [41]. With the aim to study whether the direction of major thoracic curve would affect the surgical outcome of AIS, only scoliosis patients with normal neural axis confirmed by MR scanning were recruited in the present study. By comparing the radiographic profiles of LT-AIS patients to those with RT-AIS, a significantly higher incidence of thoracic kyphosis was identified in patients with LT-AIS. This finding indicated that hyperkyphosis might be a coexistent phenotype of left thoracic scoliosis instead of an indicator of neural axis abnormality in scoliosis patients. Careful preoperative planning for surgical strategies and procedures were made for each LT-AIS patient, considering the different anatomical relationship between the spine and peri-spinal organs, as well as inconveniences of surgical procedures. In patients with RT-AIS, the thoracic vertebrae are in right-side torsion, the thoracic aorta is in a more posterolateral position related to vertebrae, and the spinal cord is more close to pedicle in left side when compare to normal subjects [36, 42]. In contrast, in patients with left thoracic curve, the thoracic aorta locate in a more anterolateral position and the spinal cord is more close to pedicle in right side compared to normal subjects [38]. Hence, the incidences of aortic and neurological complications by pedicle screws insertion were higher in the leftside pedicles in RT-AIS, but in the right side in LT-AIS when compare to the other side. Since spinal surgeons are accustomed to the surgical procedures of RT-AIS correction and are more commonly right handed, they may feel uncomfortable when performing surgery for LT-AIS, and the procedures might not be performed in a very fluent manner. Theoretically, the different pattern of abnormalities in LT-AIS from RT-AIS would result in higher incidence of aortic and neurological complications. By comparing the surgical treatment outcomes between AIS patients with either left or right thoracic curves, matched for gender, chronological age, curve type, major curve magnitude, and instrumentation, our results indicate that patients with LT-AIS have a tendency to require a longer duration of surgery, have a greater intraoperative blood loss, and require larger volumes of blood transfusions; however, the differences were not statistically significant. Moreover, the radiological outcomes in both the coronal planes and sagittal planes were comparable between patients with LT- and RT-AIS. In addition, the risk of complications is not higher for surgical correction in LTAIS patients.

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Despite the radiological outcome, the functional outcome is another important issue in surgical treatment for AIS. The simplified Chinese version of the Scoliosis Research Society 22 was recently made available for clinical evaluation of Chinese adolescents and young adults with scoliosis treated with surgery [33]. All patients enrolled in our study completed the SRS-22 questionnaire at their last follow-up. Patients in both groups showed similar scores for each of the five domains: function/ activity, pain, self-image, mental health, and satisfaction with treatment. These results indicate that patients with LT-AIS and RT-AIS have comparable functional outcomes when using the same surgical strategies.

Conclusion The present study compared surgical outcomes between left and right thoracic AIS patients who were matched for gender, age, curve type, major curve magnitude, and instrumentation. Our results showed that LT-AIS can be corrected as effectively as RT-AIS in terms of risk of complications and radiological and functional outcomes. Longer operation times and greater intraoperative blood loss can be expected for LT-AIS. Acknowledgments This work was supported by National Natural Science Foundation of China (81101335), National Post-doctoral Foundation of China (2012M52101062), National Key Clinical Specialty Construction Project in Orthopaedics, and Jiangsu Province’s Key Medical Talents Project (RC2011149). Conflict of interest

None.

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Does curve convexity affect the surgical outcomes of thoracic adolescent idiopathic scoliosis?

Major left thoracic (LT) curve is an atypical type in adolescent idiopathic scoliosis (AIS) and showed independent clinical characteristics and natura...
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