IAI Accepted Manuscript Posted Online 16 February 2016 Infect. Immun. doi:10.1128/IAI.01544-15 Copyright © 2016, American Society for Microbiology. All Rights Reserved.

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IAI01373-15- Revised

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Antonio Cassone1* and Jack D Sobel2

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Experimental models of vaginal candidiasis and their relevance to human

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candidiasis.

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Polo d’innovazione della genomica, genetica e biologia, Università di 2

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Perugia, Perugia, Italy;

Detroit Medical Center , Wayne State University

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School of Medicine, Detroit, US

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*Corresponding Author Prof. Antonio Cassone Polo innovazione GGB Università di Perugia, via Gambuli, Perugia tel 0755858255 [email protected]

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Short title ; Human vs animal models of vaginal candidiasis

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ABSTRACT

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Vaginal candidiasis (VVC) is a high incident disease seriously affecting the

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quality of life of women worldwide, particularly in its chronic, recurrent forms

29

(RVVC), and with no definitive cure or preventive measure. Experimental

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studies in currently used rat and mouse models of vaginal candidiasis have

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generated a large mass of data on pathogenicity determinants, inflammation

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and immune responses of potential importance for the control of human

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pathology. However, reflection is necessary about the relevance of these

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rodent models to RVVC. Here we examine the chemical, biochemical and

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biological factors that determine or contrast the disease in rodent models and

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in women, and highlight the differences between them. We also appeal for

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approaches to improve or replace the current models in order to enhance

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their proximity to human infection.

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INTRODUCTION

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Amongst human diseases caused by Candida albicans , vaginal candidiasis,

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especially in its chronic and recurrent forms (RVVC), is by far the most

42

frequent. Recent epidemiological investigations give a global estimate of

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RVVC incidence approaching 2% that compares with the highest incidence of

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any single infectious disease on our planet (1). Although not a lethal disease,

45

the quality of life of young women in their most socially and economically

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productive period can be truly devastated. Past and recent reviews highlight

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the dominant signs and symptoms of RVVC that make this chronic disease so 2

48

devastating (2,3). With the above premise, admirable is the magnitude of the

49

efforts made by a number of investigators to identify disease mechanisms

50

and host inflammatory and immune responses in vaginal candidiasis by

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adopting animal models of the disease. In some cases, the data obtained by

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the use of the above models directed the investigators toward the choice of

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vaccine candidates or, more recently, to devise novel therapeutic options

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based on the control of pathogenic vaginal inflammation (4-8). Overall,

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research has now progressed to promising future important applications for

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effective disease control (4). Nonetheless, it appears that some reflection is

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needed on the true nature of these models with respect to human disease so

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enhancing the relevance of the current data extrapolations from animal

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models and better defining the field of potential applications to humans. In

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this reflection, we will succinctly consider the main factors which influence

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the success of C.albicans as a vaginal pathogen i.e. estrogens,

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commensalism, immune-priming-tolerance axis, as well as the biochemical

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and microbiological properties of the vaginal environment. We will also

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provide some suggestions that may be useful to overcome the shortcomings

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of the current models so as to improve or even replace them. A detailed

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review of the vast literature on RVVC and animal models of vaginal

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candidiasis is outside the scope of this paper, as is a review of studies made

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in human reconstituted vaginal epithelial cells. We will not discuss other forms

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of mucosal candidiasis (oral and intestinal) which differ so much from 3

70

VVC/RVVC in relation to risk factors, pathogenicity determinants and immune

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responses to infection, although some mentions of them will be made,

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whenever appropriate. For detailed information in the above areas a number

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of excellent reviews are available (9-12).This review will focus upon the main

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contributions on Candida-host relationship in the rodent models of vaginal

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candidiasis versus clinical disease. A model of experimental vaginal

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candidiasis in non-human primates (two species of macaques) has been

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reported (13), but no further attempts were made to study Candida-host

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relationship in this model (see also below). Here we start with brief historical

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notes and description of the main features characterizing the two commonly,

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if not exclusively used vaginal candidiasis models in rats and mice.

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Short history of rodent models and their main results.

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The rat model.

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The rat model of vaginal candidiasis has been adopted since early 1960,

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mostly with the purpose of assessing the anticandidal activity of new drugs. A

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substantial contribution to the physiology of the model and its strong

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dependence on pseudoestrus maintenance was provided first by Sobel and

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Muller (14), then by Kinsman and Collard (15) who showed the chronic nature

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of the infection and provided details about ovariectomy and estrogen usage

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that are required for infection to occur. The burden of infection was assessed

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by enumeration of colony forming units (cfu) in the vaginal fluid or in excised 4

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vaginal tissue following an intravaginal Candida challenge. In the experiments

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conducted by the above investigators there was no evidence of strong

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leukocyte infiltration in pseudoestrus animals challenged by the fungus, and

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there were no appreciable or measurable clinical signs of disease. Candida

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pathogenicity and host responses at vaginal level were mostly addressed by

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Cassone and collaborators who highlighted the nature of the various host

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immunoeffectors involved in the acquired protection, and showed the critical

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role exerted by the secretory aspartyl proteinases (Sap) in this model (7,16-

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18). An intense hyphal growth with biofilm adhering to the vaginal epithelial

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cells (VEC) was the dominant cytological aspect of the infection, with

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evidence for macrophages rather than neutrophil infiltration (19). A detailed

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description of the model has been reported elsewhere (20). Among the

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immunoeffectors shown to provide anticandidal protection in this model,

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antibodies against a major Sap (Sap2) and surface mannoproteins were

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prevalent, although a degree of protection could be conferred by adoptive

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transfer of both B and T cells from Candida-immunized rats to naïve animals.

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Anti-Sap2 antibodies were shown to inhibit adherence and biofilm formation

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by Candida on the vaginal epithelial surface (7,19). Together with some

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clinical data from RVVC subjects (16), these studies supported the notion of

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anti-Candida vaccination in women affected by RVVC (reviewed in 4).

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The mouse model.

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A second and more popular model of vaginal candidiasis is a murine model,

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particularly developed and adopted by Fidel and collaborators (21-26).

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Advantages of this model over the rat one are lower cost, easy handling and

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large availability of genetically modified animals. In addition, no ovariectomy

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is necessary for infection, as estrogen administration alone is sufficient for

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pseudoestrus induction. As in rats, the infection is evaluated and monitored

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by colony forming counts (cfu) of fungal cells in the vaginal fluid or in the

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tissue of excised vagina following intravaginal Candida administration. Fidel

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and collaborators showed the typical estrogen-dependence of Candida

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infection, the changes of the surface vaginal epithelium caused by the

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pseudoestrus, the fungal biofilm on vaginal epithelium and the partial

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refractoriness to a subsequent re-infection, as in rats (22-25). Striking

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differences from the rat model regarding mechanisms of immune responses

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and inflammation have been reported in most of the above studies. In mice,

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the fungal intravaginal challenge causes a strong inflammatory exudate with

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dominance of polymorphonuclear cells (neutrophils) and the production of

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neutrophil-chemoattractive chemokines and cytokines by the VEC (25). No

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signs of induction of adaptive immune responses and protective T cells or

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antibodies have been reported, rather, a protective state could only be

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attributed to the absence of inflammatory response (26). Some authors, using

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variant mouse model have reported the induction of Th17, a particular subset

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of CD4 T cells and have associated the production of the cytokines IL-17A, 6

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IL-22 , beta-defensin, and anti-Candida defensive peptides to at least partial

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control of the infection, with some similarity to oral candidiasis (11,27,28).

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More recently, the activation of a typical Nod-like receptor Protein 3 (NLRP3)

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inflammasome-mediated cytokine response has been reported to occur (29-

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31), and Sap production by C.albicans has been associated to the vaginal

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inflammation indicating that one or more of these enzymes could indeed be

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the direct or indirect cause of inflammasome activation in the epithelial cells

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(29,30,32). Interestingly, the data on the relevant pathogenetic role exerted

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by the above enzymes in the mouse model are probably the only ones that

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largely match those reported in the rat model and in women (see above),

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hence collectively suggesting that C.albicans Sap could indeed play a

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dominant pathogenic role in vaginal candidiasis. Data by Naglik’s research

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group, in a similar mouse vaginal infection model, also highlighted the role of

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some Sap in contributing to infection, in keeping with SAP gene expression

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in infected women (33-34). Overall, among the many putative virulence

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factors of C.albicans, including dimorphic yeast to hypha transition, some

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adhesins ( in particular those of Als family) (6,35) and biofilm formation, Sap

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have been those most intensely studied and advocated for a role in vaginal

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candidiasis and perhaps also in some forms of oral infection (36).

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Factors conditioning or differentially modulating the outcome of

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infection and host response in rat and mouse vaginal candidiasis.

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Estrogens

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The most salient, common aspect that generates confidence in the reliability

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of the models is that rodent models and human infection are stringently

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estrogen-dependent. Vaginal candidiasis is extremely infrequent in pre-

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pubertal and, to some extent, in postmenopausal women, and women with a

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history of infrequent or rare VVC episodes become susceptible following

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hormone replacement therapy (3). Estrogens exert a multifunctional

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permissive role for vaginal candidiasis through a number of both host- and

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Candida-directed effects (reviewed in 4). Both rats and mice must be placed

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into stable pseudoestrus conditions to establish experimental vaginal

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infection. In rats this is usually achieved by ovariectomy followed by estrogen

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treatment although recent studies shows that a unique regimen of estrogen

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treatment may be sufficient to allow for C.albicans infection (37). Of note,

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ovariectomy has been shown to cause reduction in the number of the

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lactobacilli component of the vaginal microbiota (38; see also below).

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mice, estrogen administration is the standard treatment taking into account

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the variable susceptibility of different animal strains to estrogens (39-40). In

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both rodents, pseudoestrus induces stage-dependent, profound changes in

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the vaginal epithelium, with a keratinized surface to which fungal cells

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strongly adhere and multiply by hyphal growth and eventually forming a

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biofilm (19,24). Besides these structure-modifying properties, other estrogen-

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induced biological activities appear to be of special relevance for VVC/RVVC.

In

8

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In particular, estradiol has been reported to inhibit the differentiation of Th17

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cells, a subset of CD4 cells supposedly involved in the mucosal antifungal

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defense, with stronger evidence, however, in oral and intestinal rather than in

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vaginal infection (11,27,41,42). Overall, there is evidence that the response to

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estrogen has similarities in rodents and humans. However, the marked

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differences between rodent models and humans in other relevant biological

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aspects need to be considered, as shown below.

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Commensalism and immune priming

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C.albicans is a normal, though minor, component of the human microbiota

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whereas it is absent from microbiota of rodents. Candida commensalism

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shapes human anti-Candida immunity by priming/boosting a strong memory

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immunity as evidenced by both T and B cell recall responses to fungal

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antigens

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activation of innate anti-Candida immunoeffectors (43-45). It is logical to think

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that the above broad-spectrum immunity has a role in the resistance of

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healthy subjects to candidiasis but how and to what degree this role is played

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at vaginal level is unknown. Women with neutropenia or low level of CD4+ T

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cells as in AIDS, who suffer of severe systemic or oro-oesophageal

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candidiasis, respectively, are not at major risk of vaginal candidiasis in the

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absence of the known typical risk factors for vaginitis such as pregnancy,

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diabetes, hormone replacement therapy, antibiotic therapy to quote only the

in normal, healthy subjects, perhaps also involving a persistent

9

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major ones (3,9,10). Therefore, if commensalism-induced immunity has a

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functional role in vaginal candidiasis, this must be sought for in the unique

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immunity of the female reproductive tract, not in systemic or other non-vaginal

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mucosal sites-derived factors. As outlined elsewhere (4), the vagina is indeed

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a strongly tolerant body site as it must accept both constant (the vaginal

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microbiota) and occasional (semen and fetal) non-self-material. Hence, a

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delicate balance is maintained that must take into account two equally

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essential needs for health of the vagina—immune defense (resistance) and

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immune tolerance (46). Disease may well occur by loss of tolerance rather

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than loss of resistance. Commensalism-shaped immunity is likely to

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participate into specific mechanisms of C.albicans vaginal immune tolerance

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through a complex set of immune-regulatory responses. Among them, an

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experimentally-supported concept is that tolerance is regulated by IL-22 and

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IDO-dependent

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tolerance can be overwhelmed or by-passed by high burden of fungal cells,

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particularly in the hyphal forms, in the presence of the afore-mentioned typical

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predisposing factors to candidal vaginitis. On this basis, a reasonable

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assumption is that in women with RVVC, the tolerance ‘threshold’ is lower,

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and more easily surpassed than in women not prone to VVC, possibly

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because of various disease-predisposing gene polymorphisms or other

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unknown factors (47). A demonstration that commensalism-immune priming-

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tolerance axis of the human vagina can be overwhelmed by high burdens of

tryptophan

metabolism

(kynurenins)

(8).

Importantly,

10

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C. albicans cells was provided by studies performed by Fidel’s research

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group in human volunteers ( 48; see below for further consideration of these

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studies).

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On the other hand, the role of commensalism in vaginal candidiasis is clearly

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appreciated when the source of infection is considered. There is sufficient

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evidence to suggest that most of the cases of VVC/RVVC are of endogenous

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nature, due to vaginal colonization from the intestine or the cervico-vaginal-

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vulvar areas or skin or even the persistence of low number of fungal cells in

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the vagina( endogenous infection in Candida-primed ) (3). This makes an

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important, perhaps critical, difference in comparison to experimental rodent

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models in which the infection is achieved by direct intravaginal inoculation of

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high burdens of fungal cells, no signs of infection besides fungus burden are

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clinically appreciable and the animals are immunologically naïve to the fungus

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(exogenous infection in Candida-unprimed). While not impossible, it is

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unlikely that endogenous infection occurs through the introduction of a single

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bout of fungal cells( in some studies, millions) from the intestine/perivaginal

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area. Exogenous infection in animals without any pre-existing immunity to

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Candida can be naturally “pro-inflammatory” particularly under neutral pH

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condition and in the absence of lactobacilli ( as in mice), all conditions which

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favor rapid and extensive hyphal development. Recent data suggest that

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lactate, an abundant product of sugar fermentation in a lactobacilli-dominated

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vaginal environment, down-modulate pro-inflammatory cytokine production 11

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(49) .From this point of view, the mouse model would appear to be the most

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“pro-inflammatory” one and in fact rapid and sustained intravaginal influx of

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neutrophils accompanied by high levels of inflammasome-dependent IL-1β is

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typical of this model (29-31). A similar PMN influx is not seen in the rat model

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which, under estrogen treatment, may have an acidic rather than neutral

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vaginal pH and hyphae are formed more slowly. Moreover, lactobacilli are

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present and can play an anti-inflammatory role (50-51). Only limited

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macrophage infiltration is seen in these Candida-infected animals, cell-

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mediated, Th1-type responses to C.albicans are present and both pro-

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inflammatory and anti-inflammatory cytokines are produced during the course

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of infection (17,18,52). This picture is somewhat closer to human infection,

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particularly in the Th1-type response (53), provided there is no concomitant

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bacterial infection.

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Despite all the above, strong support to the concept that mouse rather than

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rat models could be a proxy of vaginal candidiasis in women was derived

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from the already mentioned studies by Fidel’s research group (47) in human

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volunteers intravaginally challenged with live fungal cells (exogenous

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infection). In these studies, a correlation was found between fungal

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intravaginal burden and inflammation, as shown by leukocyte infiltration and

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induction of a pro-inflammatory cytokine rich-environment. However, the

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caveat remains that a direct intravaginal challenge with high fungal loads

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would not reflect the natural source of infection nor the immune responses 12

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that follow the naturally-acquired infection, particularly in RVVC subjects. In

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the above-reported exogenous infection there was no influence of the stage

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of the menstrual cycle, whereas it is well known that in naturally infected

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women, VVC essentially occurs or worsens in the luteal phase of the cycle

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when estrogen and progesterone levels rise up (3). Importantly, and in

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contrast to rodent models, no keratinization of vaginal epithelial surface has

270

ever been reported in women.(3)

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The vaginal microbiota and pH issues

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It is generally assumed that the vaginal microbiota exerts a role in the vaginal

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healthy state and protects against Candida infection, although it is unknown

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to what extent and by which mechanisms this occurs. In healthy pre-

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menopausal women, this role is dominantly played by several Lactobacillus

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spp which produce lactic acid from sugar substrates and so render the

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vaginal microenvironment typically acidic (54). In a recent study (55), the

278

vaginal microbiota of mice was seen to be mostly composed by

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Proteobacteria, Firmicutes, Actinobacteria, Bacteroidetes and Cyanobacteria,

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with no evidence of dominant lactobacilli. In contrast, Lactobacillus spp have

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been reported to be a major component of rat vaginal microflora and can

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contribute to make the vaginal pH lower than neutral under estrus conditions,

283

although not as uniformly as in humans (56-58). Ovariectomized rats lose the

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lactobacillus component of the vaginal microbiota but regained its full

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composition, and its acidic condition, under estrogen treatment (38). Using an 13

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ex-vivo model of cervico-vaginal epithelium, Abramov and collaborators (50)

287

have recently shown that L.crispatus, a major component of the vaginal

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microbiota, binds to epithelial cells and induces NF-κB activation but does

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not induce expression of innate immunity mediators and pro-inflammatory

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cytokines such as IL-8, IL-1β, IL-1α and TNF-α. L- crispatus 2029 inhibited

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IL-8 production in epithelial cells and increased production of IL-6 working as

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anti-inflammatory cytokine, hence maintaining the homeostasis of female

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reproductive tract.

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Overall the studies performed so far highlight important differences between

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rats and mice treated with estrogens with regard to both the pH of the vaginal

296

microenvironment, the vaginal microbiota and overall immune responses.

297

However, rats appear to be less distant than mice from women in some of the

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above vaginal parameters. In particular, it is difficult to conceive that similar

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immune-pathogenetic mechanisms are taking place at such different pH

300

values as 4.5 and 7. Nonetheless, we should recognize that the “real” pH of

301

the vaginal micro-niches where infectious foci develop and immunoeffectors

302

are recruited is not known, and could be quite different and dynamically

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variable from the “static” one measured in the vaginal fluid.

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Table 1 is a short summary of the main similarities and differences between

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rat and mouse models, as well as between rodent models and human

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candidiasis.

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Conclusions about the relevance of rodent models to human disease

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and suggestions for future work.

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The data and considerations made above point out that experimental vaginal

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candidiasis in rats and, too a greater extent, in mice should be cautiously

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taken for a proxy of human VVC. This conclusion particularly applies to

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women

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vulnerability aspects. This specifically refers to the immune-regulation along

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the axis of commensalism-immunity-tolerance that is present in women and

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naturally absent, and not reproduced in rodent models. This does not mean

318

that the pathogenicity and immunological studies done with these models are

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irrelevant to human candidiasis. There are indeed factors in rodent models

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that are quite relevant to the control of human infection. These include the

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expression of some fungus virulence traits (dimorphic transition, biofilm

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formation, some adhesins and Sap, to quote the major ones) and the capacity

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of mounting a protective immune response under estrogenic stimulation that

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bear demonstrated or probable equivalent in human infection. Nonetheless,

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the data also point out the existence of major differences and gaps of relevant

326

information that need to be filled in order to enhance the proximity and

327

relevance of animal models to disease in women.

328

A point that usually escapes attention is that vaginitis is also defined in

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women by signs and symptoms such as vulvar erythema, oedema, itching,

with

RVVC

who

express

unique

immunopathogenetic

and

15

330

vaginal discharge and painful sexual intercourse. They can be quantified in

331

women and are absent or not measurable in animals. When signs and

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symptoms of vaginal candidiasis are present, the mere presence of Candida

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cells, not their intravaginal burden, is a clinical, diagnostic parameter of

334

infection in women, whereas fungus burden is the end-point metric of animal

335

models. It should be recognized that microbial burden and cytokine detection

336

cannot be taken as equivalent to symptoms and tissue inflammation.

337

In our opinion, the primary challenge to meet is the design of vaginal infection

338

studies in animals colonized by C.albicans, so expressing a primed immunity

339

to this opportunistic pathogen. The ideal one would be a model in non-human

340

primates, being Candida-colonized, hence immune-primed. An attempt of

341

using macaques was made by Fidel’s research group (9) but without a

342

substantial follow-up. Interestingly, a successful infection in Rhesus

343

macaques was not paralleled by disease signs (9). Investigations of vaginal

344

candidiasis in non-human primate models are cost- and labor-demanding,

345

and are not easily approved by institutional boards. In mice, a pioneering

346

study was conducted by Cutler research group showing that animals fed with

347

antibiotic-containing water were stably colonized by the fungus (59). Other

348

studies have largely confirmed and expanded on mechanisms of Candida

349

colonization in these mice, with no data, however, on vaginal colonization and

350

infection (60-63). Since antibiotic treatment is a well-known risk factor for

351

vaginal candidisis in women, this model should be characterized by some 16

352

level of spontaneous susceptibility to vaginal candidiasis .This also applies to

353

the rat model if it could be demonstrated that antibiotic treatment induces

354

persistent and stable vaginal colonization.

355

Nonetheless, the search for other laboratory animals that are naturally and

356

stably colonized without antibiotics would be desirable. Besides non-human

357

primates, a more laboratory-suitable, small animal recently reported to be

358

colonized by the fungus without antibiotic treatment is the piglet, which,

359

importantly, has an intestinal microbiota not dissimilar from the human one

360

(64). No data have been published about the possibility of achieving candidal

361

vaginitis in these animals. Other possibilities to explore are the use of germ-

362

free mice, despite the peculiar conditions imposed by the use of these

363

animals

364

A second issue quite appropriate to address in rodent models is the study of

365

the nature and mechanisms of protection acquired after resolution of the

366

primary vaginal infection by C.albicans. In both rats and mice, healing of the

367

primary infection generates a state of partial refractoriness (resistance) to a

368

second fungal challenge (5,23). This is an important similarity between the

369

two models and has implications for disease epidemiology and vaccination in

370

women. For instance, why among so many women (70-80%) who suffer

371

infrequent Candida vaginitis episodes, only a fraction (5-8%) develop

372

RVVC?. Is post-infection acquired resistance also present in women and

373

what mechanisms are involved? In rats refractoriness and protection are 17

374

highly specific, requires functional T cells and memory compartments, and

375

can be transferred by immune cells and antibodies, thus it is considered as a

376

specific post-infection acquired immunity, a sort of natural vaccination. No

377

such adaptive response appears to be present in mice although some short-

378

term protective “memory” is theoretically possible by activation of local or

379

intravaginally recruited innate immune-effectors such as the macrophages

380

(44,45). All this suggests a priming of anti-Candida immunity caused by the

381

experimental infection. It would be important to know whether this process

382

mimics the natural priming induced by the commensalism and its differences.

383

These studies may reveal important, critical information for progress of anti-

384

Candida vaccination and immunotherapy studies .

385

The third and, perhaps, the most important aspect is encouraging and

386

stimulating

387

experimental microbiologists and clinicians or clinical investigators. There are

388

relatively few data on Candida pathogenicity and anti-Candida immune

389

responses obtained by direct sampling of the vaginal cavity and tissues of

390

Candida-infected women. When feasible, materials from vaginal or cervico-

391

vaginal tissues may provide direct information to compare with the relevant

392

findings from animal studies. Improved studies with ex-vivo tissues (as, for

393

instance, taken from routinary hysterectomy) can usefully add to the already

394

used reconstituted vaginal cell lines (65). Overall, the aforementioned

395

expansion of our model studies can favor

research

programs

with

close

collaborations

between

a more comprehensive 18

396

understanding of the mechanisms controlling vaginal candidiasis and can

397

provide important insight into the relationship between the widely used rodent

398

models and human disease.

399

ACKNOWLEDGEMENTS

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The Authors wish to thank Anna Maria Marella for secretarial help in the

401

preparation of this manuscript.

402 403

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Table 1. Major factors determining and/or regulating human , rat and mouse vaginal candidiasis Factor(s)

Human

Rat

Mouse

Estrogens dependencea

Yes

Yes

Yes

Candida colonization and immune-primingb

Yes

No

No

Induction of protective Immunity after infection Uncertain resolutionc

Yes

Yes

Induction of protective Immunity after NAl vaccinationd

Yes

Yes

Dominant Inflammatory cells during infectione

Mixed

Macrophages

PMN

Clinical signs of diseasef

Typically present

Absent

Absent

pHg

Acidic

Acidic to neutral In different reports

Neutral

Dominant microbiotah

Lactobacilli

Mixed, lactobacilli

Non-lactobacilli

Y-M transition and biofilmi

Yes

Yes

Yes

Role of Sap in infectionl

Strongly suggested

Yes

Yes

a : see Refs 3,15,20,22,41,42; b:see Refs 42,52,58,61 c: see Refs 5,23,26 d: see Refs 6,7,17,18 e: see Refs 20,51 f: see Refs 2,3,20,21 g: see Refs 3,4,21,50,55-57 h: see Refs 53-55 i: see Refs 1\9.24.26 l: see Refs 16,29,30,33, 34.

l: NA, not applicable, trial ongoing

Experimental Models of Vaginal Candidiasis and Their Relevance to Human Candidiasis.

Vulvovaginal candidiasis (VVC) is a high-incidence disease seriously affecting the quality of life of women worldwide, particularly in its chronic, re...
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