Accepted Manuscript Title: Gelatin-hydroxypropyl methylcellulose water-in-water emulsions as a new bio-based packaging material Author: Sara Esteghlal Mehrdad Niakosari Seyed Mohammad Hashem Hosseini Gholam Reza Mesbahi Gholam Hossein Yousefi PII: DOI: Reference:

S0141-8130(16)30066-6 http://dx.doi.org/doi:10.1016/j.ijbiomac.2016.01.065 BIOMAC 5755

To appear in:

International Journal of Biological Macromolecules

Received date: Revised date: Accepted date:

27-10-2015 14-1-2016 20-1-2016

Please cite this article as: Sara Esteghlal, Mehrdad Niakosari, Seyed Mohammad Hashem Hosseini, Gholam Reza Mesbahi, Gholam Hossein Yousefi, Gelatinhydroxypropyl methylcellulose water-in-water emulsions as a new bio-based packaging material, International Journal of Biological Macromolecules http://dx.doi.org/10.1016/j.ijbiomac.2016.01.065 This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

Gelatin-hydroxypropyl methylcellulose water-in-water emulsions as a new  1 bio-based packaging material

 2  3

Sara

Esteghlala,

Mehrdad

Niakosaria,

Seyed

Mohammad

Hashem  4

Hosseinia,*, Gholam Reza Mesbahia, Gholam Hossein Yousefib, c

 5  6

a

Department of Food Science and Technology, School of Agriculture, Shiraz  7

University, 71441-65186 Shiraz, Iran b

 8

Department of Pharmaceutics, School of Pharmacy, Shiraz University of  9

Medical Sciences, 7146864685 Shiraz, Iran c

  10

Center for Nanotechnology in Drug Delivery, Shiraz University of Medical  11

Sciences, 7146864685 Shiraz, Iran

  12

* Corresponding author. Tel.: +98 71 32286110; fax: +98 71 32286110

  13

E-mail address: [email protected] (S. M. H. Hosseini).

  14   15   16   17   18   19   20   21

1   

Abstract

  22

Gelatin and hydroxypropyl methylcellulose (HPMC) are two incompatible  23 and immiscible biopolymers which cannot form homogeneous composite films  24 using usual methods. In this study, to prevent phase separation, gelatin-HPMC  25 water-in-water (W/W) emulsion was utilized to from transparent composite films  26 by entrapment the HPMC dispersed droplets in gelatin continuous network. The  27 physicochemical and mechanical properties of emulsion-based films containing  28 different amounts (5-30%) of dispersed phase were determined and compared  29 with those of individual polymer-based films. Incorporating HPMC into W/W  30 emulsion-based films had no significant effect on the tensile strength. The  31 flexibility of composite films decreased at HPMC concentrations below 20%.  32 The depletion layer at the droplets interface reduced the diffusion of water  33 vapor molecules because of its hydrophobic nature, so the water vapor  34 permeability remained constant. Increasing the HPMC content in the emulsion  35 films increased the swelling and decreased the transparency. The entrapment  36 of HPMC in continuous gelatin phase decreased its solubility. Therefore, W/W  37 emulsions are capable of holding two incompatible polymers alongside each  38 other within a homogeneous film network without weakening the physical  39 properties.

  40   41

Keywords: Emulsion-based film; Water-in-water emulsion; Incompatibility

  42   43   44   45

2   

1. Introduction

  46

Increasing oil price and environmental concerns regarding petroleum-  47 based synthetic packaging materials are the driving force to find novel  48 renewable and degradable resources. Biopolymers mainly including proteins  49 and polysaccharides are suitable substitutes because of film forming properties,  50 favorable environmental advantages and potential for enhancing food quality  51 and safety [1, 2, 3, 4]. In comparison to synthetic polymers, biopolymers have  52 weaker mechanical and barrier properties resulted in limited applications. The  53 application of the mixed biopolymer systems to develop composite films is the  54 common strategy to overcome these problems [5, 6, 7]. Generally, in a  55 composite film, each biopolymer reveals its own specific characteristics so the  56 properties of the composite film are usually superior than those of individual  57 biopolymer-based films provided taking into account the compatibility between  58 the involved biopolymers. There are three possible biopolymer mixtures which  59 can have the ability to improve the properties of edible films: protein-protein,  60 polysaccharide-polysaccharide and protein-polysaccharide [8].

  61

In an aqueous dispersion, when charged amphoteric protein molecules  62 are come into contact with polysaccharides, one of four phenomena including  63 co-solubility, thermodynamic incompatibility (segregative phase separation),  64 depletion flocculation and thermodynamic compatibility (complex coacervation  65 or associative phase separation) can arise. These phenomena are mainly  66 dependent on the electrical charges on both biopolymers, and therefore on the  67 factors affecting them, such as the pH and the ionic strength. The other  68 parameters including size, molecular weight, molecular conformation, total  69 concentration of biopolymer molecules, biopolymer mixing ratio, charge  70 3   

distribution and processing factors such as temperature, pressure, shearing  71 and acidification method are also involved [9, 10, 11, 12]. These phase  72 behaviors

arise

from

long-

or

short-range

interactions

between

the  73

biomacromolecules themselves, and possibly because of different affinities  74 between the biomacromolecules and the solvent too [12].

  75

The associative phase separation is due to the attractive forces such as  76 electrostatic and hydrophobic interactions as well as hydrogen bonding.  77 According to Nigen et al. [13] electrostatic interactions could be mostly  78 important during the initial biopolymer complex formation, however, large-scale  79 aggregation or coacervation would be mainly driven by hydrogen bonding or  80 hydrophobic interactions, depending on the temperature. In thermodynamic  81 compatible systems, molecules spontaneously attract each other and the  82 complexation phenomenon results in the formation of a solvent-rich (biopolymer  83 depleted) phase and a phase rich in both biopolymers [14, 15]. Protein and  84 polysaccharide in the biopolymer rich phase can appear as coacervate,  85 complexes (soluble or insoluble) and gels [10]. In

thermodynamic

incompatible

systems,

  86

two

non-interacting  87

macromolecules mutually segregate into two different distinct immiscible  88 aqueous phases (upon the total concentration or the molecular weight exceed a  89 certain amount), resulting in one phase mainly rich in one biopolymer and the  90 other phase mainly rich in the other biopolymer [10, 11, 16, 17, 18]. Such  91 systems have a high positive energy of mixing and usually occur when one of  92 or both biopolymers are uncharged or of similar charges. In a relatively very low  93 concentration of biopolymers or in mixed systems containing low molecular  94 weight species co-solubility is also possible.

  95

4   

A variety of microstructures can be formed in a segregative phase-  96 separated system by varying the preparation condition or by shearing the  97 system [19]. For example water- in- water (W/W) emulsion as a dispersed  98 system can be formed when the droplets of one immiscible aqueous phase are  99 dispersed within continuous aqueous dispersion [20]. Creating a stable  100 structure is possible using energy barriers [21]. Kinetic trapping can be  101 accomplished by gelation or phase thickening. Different types of spherical,  102 fibrous or tear-drop microstructures can be formed by applying shear forces to  103 the system during the trapping process [19]. In plastics and foods, phase-  104 separated systems are utilized to create different types of products. For  105 example, in the plastic industry mixtures of the immiscible synthetic polymers  106 are used to produce soft and hard composites [22]. In food industry, non-  107 equilibrium trapped structures arising from the mixtures of thermodynamically  108 incompatible biopolymers are applied as thickener, fat substitutes and carriers  109 of taste and nutritional components [23]. Low compatible/incompatible  110 macromolecules in food systems induce separation and partitioning of  111 components between different phases. Covering enzymes, reagents and low  112 molecular weight products of Maillard type reactions due to the fractionation,  113 influences the organoleptic perception of foods [20]. Gelatin is a protein  114 produced from the partial hydrolysis of collagen with an average molecular  115 weight of 65 - 300 kDa. Gelatin gels are transparent and easily dissolved in hot  116 water. Dry gelatin films are brittle [24]. Gelatin films exhibit strong swelling  117 behaviour in water and strong gas (O2 and CO2) barrier properties; however  118 they have poor mechanical resistance and high sensitivity to water [25, 26].  119 Hydroxypropyl methylcellulose (HPMC) is a non-ionic cellulose derivative that  120

5   

has the ability to form transparent, odorless, tasteless, oil-resistant and water  121 soluble films. They show moderate resistance to oxygen, moisture and aroma  122 transmittance, high tensile strength and low flexibility [8].

  123

Many researchers have investigated the physicochemical and mechanical  124 properties of protein-polysaccharide composite films [1, 27, 28, 29, 30, 31, 32,  125 33]. However, few research projects have been performed on incompatible  126 biopolymers such as proteins and non-ionic polysaccharides [8, 33, 34]. To the  127 best of our knowledge, the physical properties of W/W emulsion-based films  128 have not been studied previously. Therefore, the objectives of the current work  129 were developing W/W emulsion from two thermodynamically incompatible  130 polymers (gelatin and HPMC) and then determining the physical properties of  131 the resulted films.

  132   133

2. Materials and methods

  134

2.1. Materials

  135

Gelatin (type A) and dimethyl sulfoxide (DMSO, as the solvent for the  136 fluorescent dyes) were supplied by Merck Co. (Darmstadt, Germany). HPMC  137 (MW 86 kDa, methoxyl and hydroxypropyl contents of about 28.6% and 9.4%,  138 respectively),

fluoresceine

isothiocyanate

(FITC)

and

rhodamine

B  139

isothiocyanate (RITC) for biopolymers labeling were purchased from Sigma-  140 Aldrich (St. Lois, Mo, USA). Glycerol (99% purity) as a plasticizer was supplied  141 by Kimia Mavad Co. (Tehran, Iran).

  142   143

6   

2.2. Preparation of dispersions

  144

Gelatin dispersion (10% W/W) was prepared by dispersing gelatin powder  145 into distilled water. Hydration was performed at 60 ˚C for 30 min under  146 continuous stirring [1]. HPMC was slowly added into distilled water to reach the  147 final concentration of 10% (W/W) and then allowed overnight to ensure  148 complete hydration under continuous stirring [8].

  149   150

2.3. Visual observation of phase separation

  151

Gelatin and HPMC dispersions have similar optical properties. Therefore,  152 FITC and RITC as fluorescent markers were used to covalently label protein  153 and polysaccharide, respectively. Labeling was performed according to the  154 method of Schmitt et al. [35] with some modifications. 5 µl of 2% (w/v) FITC or  155 RITC solution in DMSO was added to 10 ml of protein or polysaccharide  156 dispersion, respectively. To complete the process, dispersions were gently  157 stirred for 90 min at room temperature. A mixture of labeled biopolymers  158 (gelatin to HPMC mixing ratio 80:20) was prepared and then stirred for 30 min.  159 The mixture was then kept immobile to check whether phase separation occurs  160 or not.

  161   162

2.4. Film formation

  163

Gelatin and HPMC stock dispersions were prepared as explained  164 previously. Glycerol (30%, based on total dry weight of polymers) was added as  165 a plasticizer and stirred for 25 min. To prepare gelatin-HPMC blend  166

7   

dispersions, the HPMC dispersion was added into the gelatin one in the  167 following ratios: 5:95, 10:90, 15:85, 20:80 and 30:70. In all dispersions, total  168 polymer content was kept at 10% W/W. The shear rate resulted from the  169 application of the magnetic stirrer was not enough to obtain a homogenous  170 mixture of gelatin and HPMC because of their incompatibility. During  171 preliminary experiments, casting a magnetically stirred gelatin:HPMC (70:30)  172 film forming dispersion led to a bilayer film which was delaminated after drying.  173 Therefore, W/W emulsion from two immiscible biopolymers was prepared to  174 obtain a homogenous composite film. An IKA T25 Disperser Homogenizer  175 (ULTRA-TURRAX®, Staufen, Germany) at 15000 rpm for 3 min was used to  176 prepare W/W emulsions. The shear applied by homogenizer resulted in  177 developing small droplets of HPMC phase dispersed in the continuous gelatin  178 phase. The resultant W/W emulsions were vacuum (0.02 MPa) filtered for 30  179 min to remove the air bubbles. Casting was performed onto plastic plates.  180 Plates were maintained at room temperature for 48 h. After drying, films were  181 peeled off from the plates and conditioned (temperature 24±1 °C and relative  182 humidity (RH) around 50% for 72 h) [36, 37] in a closed box containing  183 saturated salt solution prior to analysis. Control (gelatin and HPMC) films were  184 prepared and treated in the same manner.

  185   186

2.5. Determining the effect of shearing on the appearance of the films

  187

In order to study the effect of shear rate (magnetic stirring for 20 min at  188 500 rpm and homogenizing at 9000, 11000 and 15000 rpm for 3 min) on the  189 film appearance, the dispersed phase distribution and the shape of droplets a  190

8   

FITC-labeled gelatin:HPMC (80:20) mixed dispersion was prepared. After  191 applying different shear rates, the resultant dispersions were cast onto plastic  192 plates and treated in the same manner as described previously.

  193   194

2.6. Film thickness

  195

Film thickness was measured using a micrometer (Starrett Na 436-1in,  196 USA) to the nearest 0.001 inch in at least 7 random points around the testing  197 area. Average values were used to calculate mechanical (tensile strength),  198 barrier (water vapor permeability) and optical (opacity) properties.

  199   200

2.7. Visual aspects

  201

The appearance of the films was checked for homogeneity, color  202 uniformity and the absence of phase separating, insoluble particles and brittle  203 zones [36].

  204   205

2.8. Mechanical properties

  206

The tensile strength (TS) and the elongation at break (EAB) of the films  207 were measured using a Texture Analyzer (Brookfield CS3, USA) equipped with  208 a 1000 g load cell. Dumbbell shaped samples (50 mm length, 4mm width in the  209 middle and 8.5 mm width at the ends) were used in this study. The crosshead  210 speed was 50 mm/min. Test was done in at least 8 replications. TS (kPa) and  211 %EAB were measured by Eqs. (1) and (2), respectively:

  212

9   

TS= F/A

(1)  213

where F is the maximum force applied for tension of the sample (N), A is  214 the area of the cross section of the film (thickness × width, m2). % EAB = (∆L /L) × 100

  215

(2)  216   217

where ∆L is the change in length before breakage and L is the initial  218 length.

  219   220

2.9. Water vapor permeability (WVP)

  221

Water vapor permeability was determined according to the standard  222 method of ASTM E95-E96 [37]. Cups were filled with 15 g anhydrous CaCl2  223 (0% RH1), covered with a specimen of conditioned film, sealed and placed in a  224 container containing saturated NaCl solution (75% RH2) at 25 °C. Samples  225 were weighed in 1 h intervals during 8 h WVP was measured using Eq. (3): WVP = (WVTR) ͯ I / P0 (RH1-RH2)

  226

(3)  227

where water vapor transmission rate (WVTR) is the slope of the mass  228 change versus time curve (g/h), l is the average film thickness (mm), P0 is the  229 saturation vapor pressure at 25 °C (1753.55 Pa) and (RH1-RH2) is the  230 difference in the relative humidity of the anhydrous calcium chloride (0%) and  231 super saturated NaCl solution (0.75%).

  232   233

2.10. Swelling test

  234

10   

Square cuts of films (2×2 cm2) were dried (at 60 °C for 24 h), weighed and  235 immersed in 0.1 M NaCl solution at room temperature. Samples were removed  236 from the solution after 30 min and placed between two dry filter papers to  237 absorb excess surface water. The swollen samples were finally weighed.  238 Swelling ratio was calculated according to Eq. (4) [38]: Swelling (%) = Mf – Mi / Mi ×100 where Mf and Mi are the weights of swollen and

  239

(4)  240 dried samples,  241

respectively.

  242   243

2.11. Solubility test

  244

Square-shaped films (2×2 cm2) were dried in an oven at 105 °C to a  245 constant weight (Mi). Dried samples were then immersed in 50 ml distilled  246 water under slow mechanical shaking for 24 h at room temperature. After this  247 period, samples were re-dried and weighed again (Mf). Solubility ratio was  248 calculated based on Eq. (5) [39]:

  249

Solubility (%) = Mi - Mf / Mi ×100

(5)  250   251

2.12. Opacity

  252

A rectangular piece of film (1×5 cm2) was placed on the inner surface of a  253 spectrophotometer cell. A UV-visible spectrophotometer (UNICO UV-2100,  254 USA) was used for measuring the absorbance of the samples at 600 nm.  255 Opacity was determined using Eq. (6) [33]:

  256

11   

A = Absorbance600nm / X

(6)  257

where X is the average film thickness (mm).

  258   259

2.13 Scanning electron microscopy (SEM)

  260

The microstructure of the film network (the sample containing 20%  261 HPMC) was studied using scanning electron microscope (Vega3, TESCAN,  262 Brno, Czech). The sample was mounted on the specimen holder with aluminum  263 tape and then coated with gold sputter coater (Dsr1, Nanostructured Co, Iran).  264 Morphological observation of the film surface was performed at an accelerating  265 voltage of 20.0 kV [33].

  266   267

2.14. Statistical analysis

  268

All experiments were performed at least in triplicates. Analysis of variance  269 (ANOVA) was performed to determine significant differences between the  270 means. Duncan multiple range test (P

Gelatin-hydroxypropyl methylcellulose water-in-water emulsions as a new bio-based packaging material.

Gelatin and hydroxypropyl methylcellulose (HPMC) are two incompatible and immiscible biopolymers which cannot form homogeneous composite films using u...
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