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Is brain damage really involved in the pathogenesis of obstructive sleep apnea? Jie Lia, Ming-Xian Lib, Sheng-Nan Liub, Jing-Hua Wangb, Min Huangc, Min Wangb and Shao Wangc Obstructive sleep apnea (OSA) syndrome is a surprisingly complex and highly individualized disease, with different factors contributing toward the disease process. Many factors can induce OSA disease, such as hypertrophy uvula, adenoidectomy, tonsil caused by mechanical obstruction of the airway, airway obstruction on obesity cause of decubitus, etc.; in addition, abnormal structure and function of the central nervous system (CNS) is also one of the important factors. This paper examines the relationship of the CNS with the onset of OSA. Evidence has shown that dysfunction of the CNS may be related to the occurrence of OSA. Although modification of the behaviors of the motor neurons may offer a potentially interesting means of controlling the airway, human afferent and motor pathways that regulate eupnea are still poorly understood. Combining some clinical phenomena of patients with cerebral hemorrhage or brain trauma at the temporal lobe, it seems that no close relation with OSA has been observed in clinical work and animal experiments; however, CNS damage at the temporal lobe is involved in the pathogenesis of OSA. This article examines the role of the CNS in the pathogenesis of OSA and its mechanisms. We have summarized previous findings of OSA-related

Obstructive sleep apnea syndrome-related brain changes Apnea often occurs in patients with brain trauma, especially involving the temporal lobe, where the insular cortex (Ic) is located. Temporal lobe injury often induces snoring, apnea, epilepsy, and hypoxia, which are usually considered more severe than the primary brain injury itself because some of these conditions are incurable and fatal [1,2]. The occurrence of snoring and apnea may be because of a direct blow to the temporal lobe or Ic, but it is uncommon after damage to trauma to other parts of the brain. Functional MRI (fMRI) is a useful clinical tool for diagnosing and monitoring central nervous system (CNS) diseases. Previous studies have shown that signal changes in some brain areas, such as the temporal lobe or Ic, are present in obstructive sleep apnea (OSA) patients [1]. In addition, OSA patients show smaller volumes of the cortical gray matter, right hippocampus, and right and left caudate compared with non-OSA controls; moreover, the difference in the volume of the brain parenchymal fraction (a normalized measure of cerebral atrophy) reaches c 2014 Wolters Kluwer Health | Lippincott Williams & Wilkins 0959-4965

brain damage, which were obtained by brain functional MRI, clinical, and animal experiment data to better understand the roles of the CNS in the pathogenesis of OSA. More specifically, this review summarizes how altered activity of the limbic system and its related structures could be associated with the occurrence of OSA. This conclusion may contribute toward our understanding of nosogenesis and the treatment of OSA. NeuroReport c 2014 Wolters Kluwer Health | Lippincott 25:593–595 Williams & Wilkins. NeuroReport 2014, 25:593–595 Keywords: central nervous system, insular cortex, obstructive sleep apnea syndrome, temporal lobe Departments of aGeratology, bPneumology, The First Affiliated Hospital of Jilin University and cDepartment of Physiology, Norman Bethune College of Medicine, Jilin University, Changchun, People’s Republic of China Correspondence to Ming-Xian Li, PhD, Department of Pneumology, The First Affiliated Hospital of Jilin University, 71 Xin Min Street, Changchun 130021, People’s Republic of China Tel: + 86 130 090 04246/ + 86 431 887 82443; fax: + 86 431 885 12588; e-mail: [email protected] Received 7 December 2013 accepted 6 February 2014

statistical significance [3]. This difference remains significant even after controlling for comorbidities (i.e. hypertension, diabetes, smoking, and hypercholesterolemia). Finally, voxel-based morphometry analysis also showed OSA-related decreased volume in the hippocampus and within more lateral temporal areas [3]. Henderson and colleagues [4,5] have observed the CNS response to the Valsalva maneuver in OSA patients. Attenuation in signal changes of the inferior parietal cortex, superior temporal gyrus, posterior Ic, cerebellar cortex, fastigial nucleus, and hippocampus has been observed in these patients compared with healthy controls. Moreover, the anterior cingulate, cerebellar cortex, and posterior insula (Ic) show differential response timing patterns between the controls and OSA patients. Furthermore, another study by Harper et al. [6] used fMRI to analyze the neural responses to a forehead cold pressor challenge in 16 controls and 10 OSA patients without cardiovascular or mood-altering drugs. They found that patients with OSA showed depressed respiration, bradycardia, and enhanced sympathetic outflow. They also observed that the signal increased in the anterior and posterior cingulate and cerebellar and frontal cortex in the brains of OSA patients, when compared with DOI: 10.1097/WNR.0000000000000143

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the controls, whereas signals were markedly decreased in the ventral thalamus, hippocampus, and Ic. An anomalous performance of the above CNS areas shows abnormal reactions in the sensation, motion, and integration function of OSA patients in response to stimulation of apnea or hypoventilation, which can be induced by repeat collapse or relaxation of the respiratory tract muscle and a secondary response of the cardiovascular system. This indicates that neural pathways, which normally mediate instinctive actions, can compensate for hypoxic stress or hypertension or for functions of other brain structures in patients with OSA, as evidenced by lower signals from the medullary, midbrain, lentiform, and cerebellar dentate nuclei in these patients. Physiological responses of cold pressor are modified in OSA, which may result from both reduced and exaggerated responses in multiple brain structures [6]. Different opinions on this respect were recently reported by Ahn et al. [7]; they evaluated patients after ischemic stroke and reported that no specific location was identified for sleep-related breathing disorders and that the size of the stroke lesion appeared unrelated.

Action of the limbic system and central autonomic network in obstructive sleep apnea The mechanisms underlying abnormal signals in the Ic or other cerebral nuclei observed by fMRI in patients with OSA remain to be elucidated. However, the majority of abnormal signals have been observed in the cerebral nuclei of the limbic system or in the central autonomic network (CAN), and research has focused on these sitespecific mechanisms [8]. The sensory and motor nerves and their underlying regulatory systems may be collectively associated with four systems, three sensory systems and one sensory– motor system. The sensory systems include the visual and auditory systems and an independent structure that connects the somatic sensory and motor system [9]. The Ic is a constituent part of the CAN and it also regulates brain functions, controlling activities of the sympathetic nerves, parasympathetic nerves, respiratory motor neurons, and sphincter motor neurons [10,11]. Stimulation of the Ic by L-glutamate in rats has been shown to alter the respiratory rhythm and depth, and to even cause apnea [12]. Our animal experiments showed that the insula cortical electrical stimulation and glutamic acid stimulation signal through rein nuclear conduction, the rat genioglossus electromyography abnormal change, even disappear. When blocking habenula nucleus, animal genioglossus electromyography returned to normal and apnea disappeared. The frontal lobe, Ic, cingulate gyrus, and dopaminergic cells of the mesolimbic system, including the frontal

brain, entorhinal cortex, lateral septal nucleus, amygdala, raphe nucleus, habenula, and accumbens nucleus, also contribute toward conduction of sensory and motor signaling from the periphery to the brain [9]. Animal experiments have shown that stimulation of Ic in rats induced apnea and 5-HT was decreased in the blood and brain stem; however, when blocking the habenula with lidocaine (pharmacological inhibition), the changes were eliminated [11,13,14]. Study of mechanisms related to breathing difficulties should provide insights into how the breathing rhythm works, including occurrence, conduction, and regulation in the peripheral nervous system and CNS. It has been hypothesized that insufficiency of nerve regulation in the sensory and autonomic system may manifest as a dysfunction of the brain in regulating sensory and motor functions, which results in abnormalities in breathing [15].

Obstructive sleep apnea may share similar physiopathological changes with diseases related to the limbic system The forebrain–limbic system has abundant neuronal connections; certain associations among diseases could be related to this system. Accumulating evidence has shown that patients with OSA generally have psychological or psychiatric problems, including excessive sleepiness, irritability, loss of concentration, cognitive deficiency, and depression [16–19]. For instance, clinical symptoms of OSA and depression often occur simultaneously, and treatment of OSA can improve the symptoms of depression as well [20]. In addition, OSA is commonly associated with metabolic syndrome (MS) and obesity [21]. Obesity is known to share some common clinical manifestations, including drowsiness, hypertension, and insulin resistance, which further indicates that these disease states are closely related and links exist between MS and cardiovascular diseases, and they are associated with the limbic system [22–25]. Weaker fMRI signals have also been observed in the gray matter of OSA patients with heart failure. Patients with heart failure often present with high sympathetic and parasympathetic activations. The changes observed in these nerve reactions imply that damage to brain structures induce changes in blood pressure, heart function, and glucose metabolism, all of which are consistent with clinical presentations of OSA. However, it is unclear whether interactions among depression, OSA, and MS increase morbidity and mortality of cardiovascular and cerebrovascular diseases. Such interactions would not be related to heredity; however, they are expected to be associated with insulin resistance. Depression is considered a risk factor of daytime sleepiness, which itself has been correlated with increased BMI, aging, diabetes, smoking, and apneas. Therefore, the limbic system may be associated with OSA, depression, schizophrenia, obesity, and hypertension, and these diseases may share common

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Association of OSA with CNS after dysfunction, damage, or trauma Li et al.

neuropathological mechanisms. After the treatment of OSA, for example, the patient’s depression and cognitive function were improved [26,27].

Acknowledgements This article was supported by the National Natural Science Foundation of China, No. V30270502.

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There are no conflicts of interest.

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Copyright © Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.

Is brain damage really involved in the pathogenesis of obstructive sleep apnea?

Obstructive sleep apnea (OSA) syndrome is a surprisingly complex and highly individualized disease, with different factors contributing toward the dis...
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