AAC Accepted Manuscript Posted Online 4 January 2016 Antimicrob. Agents Chemother. doi:10.1128/AAC.01844-15 Copyright © 2016, American Society for Microbiology. All Rights Reserved.

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Klebsiella pneumoniae from a New York City Hospital Belonging to ST258 and Carrying blaKPC-2- and

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blaVIM-4-Encoding Genes

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Short running title: KPC-/VIM-producer in the USA

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Mariana Castanheira1,

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Lalitagauri M. Deshpande1,

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Janet C. Mills1,

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Ronald N. Jones1,2,

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Rosemary Soave3

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Stephen G. Jenkins3,

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and

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Audrey N. Schuetz3

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JMI Laboratories, North Liberty, Iowa, USA 52317;

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Tufts University School of Medicine, Boston, Massachusetts, USA 02111; and

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Weill Cornell Medical College/NewYork-Presbyterian Hospital, New York, New York, USA

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*Corresponding Author:

Mariana Castanheira, PhD JMI Laboratories 345 Beaver Kreek Ctr, Ste A North Liberty, Iowa, 52317, USA Phone: 319-665-3370 Fax: 319-665-3371 [email protected]

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Abstract

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Among 69/139 (49.6%) carbapenem non-susceptible Enterobacteriaceae carrying blaKPC, one K.

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pneumoniae was also positive for blaVIM. The isolate belonged to ST258 and carried blaKPC-2 on a copy of

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Tn4401a and blaVIM-4 on a class 1 integron. Genes were located on distinct plasmids belonging to Inc

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types A/C and FII. Elevated expression of the efflux pump AcrAB-TolC (acrA, 15.3X) and reduced

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expression of outer membrane proteins ompK35 and ompK37 (0.16X and 0.081X, respectively)

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associated with various amino acid alterations on ompK37 were observed. The presence of two

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carbapenemases in ST258 K. pneumoniae is of great concern due to the ability of this organism to widely

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disseminate.

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Keywords: KPC, VIM, carbapenem-resistant Enterobacteriaceae, ST258

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The first reported KPC-producing isolate was a Klebsiella pneumoniae collected in 1996 from a

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patient hospitalized in North Carolina (1). Over the past decade, KPC variants became the most clinically

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significant β-lactamase among Class A derivatives, and KPC-producing Enterobacteriaceae have been

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reported worldwide. Within the United States, there are differences in the prevalence of KPC-producing

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isolates which have been reported in all states except Alaska, Maine, and Idaho; however, these strains

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seem to be endemic in the New York City area (2).

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Overall, the dissemination of blaKPC has been associated with clonally-related strains, and the

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majority of blaKPC-carrying K. pneumoniae belong to multilocus sequence type (MLST) 258 and double-

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locus variants, which may have contributed to the worldwide dissemination of KPC-producing strains (3).

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Moreover, there is mounting evidence that blaKPC genes are also consistently associated with a specific

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genetic element (i.e. transposon Tn4401) (3). Tn4401 is a Tn3-like transposon that has been identified in

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distinct plasmids carried by KPC-producing Enterobacteriaceae and Pseudomonas aeruginosa isolates

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from various geographic areas (4).

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During 2013, a total of 139 Enterobacteriaceae isolates with elevated imipenem or meropenem

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MIC values (≥2 µg/ml) were collected from U.S. medical centers as part of the SENTRY Antimicrobial

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Surveillance Program. Susceptibilities were performed on the isolates using the reference broth

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microdilution method as described by the Clinical and Laboratory Standards Institute (CLSI) (5).

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Categorical interpretations from M100-S24 (6) were used for all antimicrobials, and quality control (QC)

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was performed using Escherichia coli ATCC 25922 and Pseudomonas aeruginosa ATCC 27853. All QC

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results were within specified ranges as published by CLSI (6).

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Carbapenem non-susceptible isolates were screened for the presence of blaKPC, blaNDM, blaVIM,

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blaIMP, blaSME, blaIMI, blaNMC-A and blaOXA-48 in a multiplex polymerase chain reaction (PCR). Amplicons

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generated were sequenced on both strands; nucleotide and deduced amino acid sequences were

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analysed using the Lasergene software package (DNASTAR, Madison, Wisconsin, USA). Amino acid

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sequences were compared with those available via internet sources (http://www.ncbi.nlm.nih.gov/blast/).

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Among 139 carbapenem-resistant Enterobacteriaceae isolates detected in the USA in 2013 as

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part of the program, 123 were K. pneumoniae. A total of 69/139 (49.6%) Enterobacteriaceae isolates

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carried blaKPC and, among those, 34 (49.3%) were collected in hospitals located in New York state. Ten

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KPC-producing K. pneumoniae were recovered in one hospital, and one strain from this hospital was also

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positive for blaVIM.

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This isolate was recovered from a nephrostomy urine specimen of a 23 year-old female who 10

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months prior to presentation had received a matched unrelated donor allogeneic stem cell transplant for

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T-cell acute lymphoblastic leukemia. Her post-transplant course was complicated by severe BK virus-

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associated hemorrhagic cystitis refractory to cidofovir treatment, chronic graft-versus-host-disease,

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pancytopenia, and multiple blood and urine cultures positive for Gram-negative and Gram-positive

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bacteria.

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Shortly after transplant, the patient had three episodes of bacteremia over the course of eight

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months due to a variety of organisms, including initially a pan-susceptible K. pneumoniae, and later E. coli

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and K. pneumoniae, both with an extended-spectrum β-lactamase (ESBL) resistance profile. The ESBL

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bacteremia episodes were each treated with meropenem for two weeks, and bacteremia cleared. During

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this time, BK nephropathy and hemorrhagic cystitis developed, with urine cultures positive repeatedly for

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50,000 CFU/mL of vancomycin-resistant Enterococcus faecium and >100,000 CFU/mL of K. pneumoniae.

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Urinary BK levels measured by PCR were consistently high, peaking at 7.0 x 108 copies/mL Engraftment

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was achieved, but neutropenia and pancytopenia generally continued throughout her course.

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Two months prior to this presentation, urinary symptoms worsened, and bilateral nephrostomy

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tubes were placed after urine cultures were positive for >100,000 CFU/mL of ESBL E. coli (resistant to

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gentamicin). Meropenem was initiated, and a hematoma developed around the bladder. Cultures of the

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hematoma, the nephrostomy tube clots, and the urine were positive for a variety of organisms including

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carbapenem-resistant [CR] K. pneumoniae (susceptible to gentamicin), ESBL E. coli (resistant to

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gentamicin), and VRE. Gentamicin was added to meropenem therapy to treat the CR K. pneumoniae.

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Despite therapeutic measures to abate the refractory bladder hemorrhage including intravenous

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and intravesicular cidofovir, bilateral nephrostomy tube placement, bilateral iliac artery gelfoam

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embolization, and intravesicular balloon placement, the patient’s urinary symptoms and bleeding

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worsened still. The bladder was subsequently formalinized (instilled with formalin) twice to stop the

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bleeding. Urine cultures obtained from the nephrostomy tubes at the time of formalinization were positive

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for >100,000 CFU/mL of carbapenem-resistant K. pneumoniae, also resistant to gentamicin. Gentamicin

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was discontinued, the nephrostomy tubes were removed, and meropenem was discontinued two weeks

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later. The patient’s urinary symptoms and bleeding improved after bladder formalinization. During this

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time, her central Broviac line which had been placed at the time of transplant was removed, and was

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negative on culture. At the time of isolation of the bacterium presented in this report, the patient had been

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on an almost continuous course of meropenem for six weeks due to the presence of bilateral

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nephrostomy tubes, immunosuppressed status, and neutropenia with ongoing BK virus-induced infection

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with concern for sepsis.

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The patient currently has a formalinized bladder with no instrumentation, and this isolate has not

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since been recovered from her urine cultures. This isolate which produced two carbapenemases (KPC

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and VIM) was resistant to all β-lactams, including aztreonam, aminoglycosides (gentamicin and

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tobramycin), quinolones and trimethoprim-sulfamethoxazole, but showed low MICs to polymyxin B,

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colistin and tigecycline (Table 1).

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MLST performed for the K. pneumoniae isolate according to instructions on the website

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http://www.pasteur.fr/recherche/genopole/PF8/mlst/Kpneumoniae.html revealed that the isolate belonged

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to ST258, and sequencing of amplicons confirmed that the isolate carried blaKPC-2 and blaVIM-4. Additional

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screening for β-lactamase-encoding genes, performed as previously described (7), demonstrated that this

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K. pneumoniae also carried blaCMY-4, blaTEM-1 and blaSHV-11.

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The Tn4401 blaKPC-carrying element was amplified with primers targeting the surrounding

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structures and the carbapenemase-encoding gene. Amplicons were digested with EagI, and restriction

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fragment length polymorphism patterns were compared to reference Tn4401 blaKPC-carrying elements

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previously sequenced. The region directly upstream of blaKPC was sequenced and blaKPC-2 was located on

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Tn4401a element with a 99-bp deletion upstream of this carbapenemase gene.

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Primers annealing to the 5’ and 3’ conserved sequence (CS) regions of class 1 integron were

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used in combination with the blaVIM primers to determine the size and structure of the integron. Additional

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primers targeting the genes detected in the integron were used to complete sequencing. Sequencing was

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analyzed as described above. blaVIM-4 was embedded in the first position of a 4.5-Kb class 1 integron

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followed by aacA7, dhfrA1, aadA1-like gene and qacEΔ1/sul1. The integron sequence has been

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deposited in GenBank under accession number KJ551510.

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Genetic location of the carbapenemase-encoding genes was assessed by ICeuI and with S1

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nuclease digestion of chromosomal DNA resolved by electrophoresis on CHEF DRII (BioRad, Richmond,

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California) and followed by Southern blotting and hybridization with digoxigenin labelled (Roche

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Diagnostics GmbH, Mannheim, Germany) blaKPC- and blaVIM-specific probes. Plasmid sizes were

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estimated using concatenated Lambda DNA ladder (8). Plasmid incompatibility was determined by

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multiplex PCR tests described by Carattoli et al. (9). Genes encoding KPC-2 and VIM-4 were located on

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distinct plasmids of approximately 120-Kb and 190-Kb, respectively. Incompatibility (Inc) types for these

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plasmids were A/C and FII, respectively.

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The expression of acrAB-TolC, ompK35, ompK36 and ompK37 was determined by quantitative

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real-time PCR (qRT-PCR) using DNA-free RNA preparations. Total RNA was extracted from mid-log-

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phase bacterial cultures (cell density at OD600 of 0.3-0.5) using RNA Protect Reagent and RNeasy Mini

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Kit (Qiagen, Hilden, Germany) in the Qiacube workstation (Qiagen), and residual DNA was eliminated

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with RNase-free DNase (Promega, Wisconsin). Quantification of mRNA and sample quality was assessed

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using the RNA 6000 Pico kit on the Agilent 2100 Bioanalyzer (Agilent Technologies, Santa Clara,

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California) according to manufacturer instructions. Only preparations with RNA integrity number (RIN) ≥7

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that showed no visual degradation were used for experiments. Relative quantification of target genes was

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performed in triplicate by normalization to an endogenous reference gene (rpsL) on the StepOne Plus

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instrument (Life Technologies, Carlsbad, California) using custom designed primers showing >93.0%

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efficiency. Transcription levels were considered significantly different if at least a five-fold difference was

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noted compared with K. pneumoniae ATCC 13383. This isolate had elevated expression of the efflux

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pump AcrAB-TolC (15.3X) and reduced expression of ompK35 and ompK37 (0.16X and 0.081X,

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respectively) when compared to control K. pneumoniae strain (Table 1).

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Outer membrane proteins of K. pneumoniae were sequenced in full using specific primers.

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Amplicons were sequenced on both strands; nucleotide and deduced amino acid sequences were

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analysed as described above. Although the role of OmpK37 in carbapenems resistance is not clear,

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multiple mutations and insertions have likely disrupted the function of this protein.

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Klebsiella pneumoniae isolates co-harboring KPC and VIM have been described from Greece (10, 11), Germany (12) and recently in Colombia (13) and Italy (14), but have not been described from the

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U.S. Interestingly, K. pneumoniae isolates carrying blaKPC-2, blaVIM-4 and blaCMY-4 have been reported from

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Athens, Greece in 2010, but in a strain with different sequence type (ST383) compared to the isolate

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reported in this study (10).

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The KPC-2- and VIM-4-producing K. pneumoniae detected in this study harbored multiple β-

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lactam resistance mechanisms, including a transferable cephalosporinase, elevated expression of a

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tripartite efflux pump system and reduced expression and/or disruptions of at least two outer membrane

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proteins. Additionally, this isolate was resistant to many other antimicrobial classes, limiting the treatment

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options for the infection cause by it in a patient with a severe underlying condition and compromised

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immunological system.

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The occurrence of VIM-producing isolates in the USA is rare and the presence of two

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carbapenemases in K. pneumoniae ST258 is of great concern due to the ability of this organism to

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disseminate. This patient had had no travel history and had not traveled outside of New York City.

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Furthermore, these results suggest that K. pneumoniae isolates are able to accumulate various

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resistance mechanisms contributing to the success of this pathogen.

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Surveillance initiatives are of great importance to create awareness to these resistance

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mechanisms that are infrequent and to highlight the need for more therapeutic options to treat these

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multidrug resistant organisms.

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Acknowledgements

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This study was presented at the 114th General Meeting American Society for Microbiology (Boston,

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2014).

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JMI Laboratories, Inc. has received research and educational grants in 2012-2014 from – Achaogen,

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Actelion, Affinium, American Proficiency Institute (API), AmpliPhi Bio, Anacor, Astellas, AstraZeneca,

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Basilea, BioVersys, Cardeas, Cempra, Cerexa, Cubist, Daiichi, Dipexium, Durata, Fedora, Forest

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Research Institute, Furiex, Genentech, GlaxoSmithKline, Janssen, Johnson & Johnson, Medpace, Meiji

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Seika Kaisha, Melinta, Merck, Methylgene, Nabriva, Nanosphere, Novartis, Pfizer, Polyphor, Rempex,

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Roche, Seachaid, Shionogi, Synthes, The Medicines Co., Theravance, ThermoFisher, Venatorx, Vertex,

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Waterloo and some other corporations. Some JMI employees are advisors/consultants for Astellas,

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Cubist, Pfizer, Cempra, Cerexa-Forest, and Theravance. In regards to speakers bureaus and stock

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options-none to declare.

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LS. 2010. Emergence of Klebsiella pneumoniae of a novel sequence type (ST383) producing

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Table 1. Antimicrobial susceptibility and molecular characterization of KPC-2- and VIM-4-producing K. pneumoniae recovered in a New York City hospital. Test/Characteristic Antimicrobial susceptibility testing Imipenem Meropenem Ceftazidime Cefepime Aztreonam Piperacillin-tazobactam Ciprofloxacin Amikacin Gentamicin Tobramycin Trimethoprim-sulfamethoxazole Tigecycline Colistin Polymyxin B Genetic location of carbapenemase genes blaKPC-2 plasmid size blaVIM-4 plasmid size Plasmid Inc types Tn4401 isoform (blaKPC-2) Gene expression acrAB ompK35 ompK36 ompK37

Results for K. pneumoniae isolate MIC in (µg/mL); (categorical interpretation when availablea): >8 (R) >8 (R) >32 (R) >16 (R) >16 (R) >64 (R) >4 (R) 32 (I) >8 (R) >16 (R) >4 (R) 1 (S) 0.5 (S) 0.5 Molecular size/Inc type/Tn4401 type: 120-Kb 190-Kb IncA/C and IncFIIS Tn4401a (99-base pair deletion upstream of blaKPC) Relative expressionb,c: 15.3 0.16 6.6 0.08

Amino acid alterationsd,e: G211S, V241I R345H R239K, 237-TERY-238 insertion, E244D, N274S, OmpK37 D275T, 275-SSTNGG-276 insertion, V277I, V295G, D350G a. S= susceptible; I= intermediate; R= resistant. Interpretive criteria as published by the Clinical and Laboratory Standards Institute (CLSI) (6) except when otherwise noted; European Committee on Antimicrobial Susceptibility Testing (EUCAST) criteria utilized for colistin (http://www.eucast.org/); US Food and Drug Administration (FDA) criteria utilized for tigecycline (15). b. K. pneumoniae ATCC13883 was used as baseline for the analysis of the expression results. c. Underlined values are considered significant. d. Amino acid sequences were compared to K. pneumoniae 342 and ATCC 13883 sequences available over the internet.

OMP mutations OmpK35 OmpK36

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e. Alterations that might be significant are underlined.

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Figure 1. Schematic representation of the structure carrying blaVIM-2. Genes are represented as open arrows and the direction of the arrows indicate the transcription orientation. Filed circles represent the 59be recombination sites.

59’-be

attI1 5´CS

3´CS

intI1

blaVIM-4

aacA7

dhfrA1 aadA1-like qacEΔ1/sul1

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59’-be

attI1 5´CS

3´CS

intI1

blaVIM-4

aacA7

dhfrA1 aadA1-like qacEΔ1/sul1

Klebsiella pneumoniae Isolate from a New York City Hospital Belonging to Sequence Type 258 and Carrying blaKPC-2 and blaVIM-4.

Among 69 of 139 (49.6%) carbapenem-nonsusceptible Enterobacteriaceae carrying blaKPC, 1 Klebsiella pneumoniae was also positive for blaVIM. The isolat...
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