Surg Endosc DOI 10.1007/s00464-015-4152-7

and Other Interventional Techniques

Minimally invasive gastrectomy for cancer: current utilization in US academic medical centers Jason A. Glenn1 • Kiran K. Turaga1 • T. Clark Gamblin1 • Samuel F. Hohmann2 Fabian M. Johnston1



Received: 3 December 2014 / Accepted: 2 March 2015 Ó Springer Science+Business Media New York 2015

Abstract Background Internationally, the utilization of minimally invasive techniques for gastric cancer resection has been increasing since first introduced in 1994. In the USA, the feasibility and safety of these techniques for cancer have not yet been demonstrated. Methods The University HealthSystem Consortium database was queried for gastrectomies performed between 2008 and 2013. Any adult patient with an abdominal visceral malignancy that necessitated gastric resection was included in the cohort. Clinicopathological and in-hospital outcome metrics were collected for open, laparoscopic, and robotic procedures. Results Open gastrectomies comprised 89.5 % of the total study group, while 8.2 % of procedures were performed laparoscopically, and 2.3 % were performed with robotic assistance. When accounting for disparities in patient severity of illness and risk of mortality subclass designations, there were no significant differences in mean length of stay, 30-day readmission, and in-hospital mortality between the three groups; however, mean total cost was highest in the robotic-assisted group (P = 0.017). Overall, complication rates were also similar; however, there was a higher incidence of superficial infection in the laparoscopic

& Fabian M. Johnston [email protected] Jason A. Glenn [email protected] 1

Division of Surgical Oncology, Medical College of Wisconsin, 9200 W. Wisconsin Ave, Milwaukee, WI 53226, USA

2

University HealthSystem Consortium, 155 N Upper Wacker Dr, Chicago, IL 60606, USA

group (P = 0.013) and a higher incidence of venous thromboembolism in the robotic group (P = 0.038). Conclusion Despite widespread adoption for benign indications, minimally invasive gastrectomy for cancer remains underutilized in the USA. In these patients, laparoscopic and robot-assisted gastrectomies appear to be comparable to open resection with respect to overall complications, length of stay, 30-day readmission, and inhospital mortality. However, when employing minimally invasive techniques, infection and thromboembolism risk reduction strategies should be emphasized in the operative and postoperative periods. Keywords Surgical

GI  Cancer  Digestive  Human/robotic 

Background The National Cancer Institute’s Surveillance, Epidemiology, and End Results (SEER) program estimates that over twenty-two thousand new gastric cancers and almost eleven thousand gastric cancer-related deaths will occur in the USA in 2014 [1]. While this incidence is almost tenfold less than what is reported in Asia, the relative late stage of presentation and poorer prognosis makes gastric cancer in the USA an important topic of discussion [1–4]. Even though the role of surgical resection for gastric cancer has been well established, the optimal operative approach remains less well defined. The fundamental surgical approach to gastric pathology has remained largely unchanged for over a hundred years, dating back to Billroth’s first successful gastrectomy in 1881 [5]. It was not until 1994 that we would first see minimally invasive techniques employed as a treatment for

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gastric malignancy [6]. Twenty years later, minimally invasive techniques are now utilized in over 25 % of all gastric surgeries performed in Korea, where minimally invasive gastrectomy (MIG) has become the standard of care for early gastric cancer [7–10]. Asian centers have led the pursuit of published evidence on the technical feasibility and procedural safety of MIG. However, since the age of presentation, tumor pathogenesis, tumor location, and stage at time of diagnosis differs between the USA and much of Asia, and their extensive experience with gastric malignancy may not be immediately translatable to a Western patient population. Gastric cancer in Europe more closely resembles that which is encountered in the USA, in terms of its patient population, clinicopathological factors, and disease presentation [11–13]. There have been several prospective studies from Europe, reporting comparable MIG outcomes to Asian cohorts [12, 13]. Additionally, a recent multiinstitutional retrospective analysis in an American cohort notes similar results [3]. These reports indicate acceptable perioperative outcomes, but consist of relatively small patient samples (largest reporting 130 laparoscopic gastrectomies) [3, 12, 13]. Representative national data are necessary to adequately assess the feasibility and safety of MIG in the USA. National databases, such as the University HealthSystem Consortium (UHC), will be instrumental in this initial evaluation as they provide a large population for analysis. The aim of this study was to describe the utilization of MIG for malignancies in the USA. We also sought to examine the feasibility and safety of MIG by evaluating in-hospital outcomes, using the largest patient cohort to date of MIG performed in the USA.

Methods Database The UHC clinical database is comprised of 120 academic medical centers and 307 of their affiliated hospitals. Available data represents approximately 90 % of the nonprofit academic medical centers in the USA [14]. The database includes patient-level insurance claim data (UB92) and abstracted discharge data for the purposes of comparative data analysis between academic institutions [14]. All patients undergo risk adjustment, which involves the assignment of an All Payer Refined-Diagnosis-Related Group defined risk of mortality (ROM) and severity of illness (SOI) subclass [15]. These subclass designations are largely dependent on the patient’s underlying or primary diagnosis. The interactions of multiple illnesses are

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accounted for with these subclass designations, which then recognize specific cohorts with unique challenges and potential worse outcomes [15]. Regression models provide postoperative outcome metrics based on normative patient populations. Patient selection Using the UHC database, patients who underwent gastrectomy between January 2008 and December 2013 were identified. Appropriate diagnosis and procedural codes as specified by the International Classification of Diseases, 9th-Edition Clinical Modification (ICD-9-CM) were identified. Principal diagnosis codes for malignant neoplasms of the abdominal viscera requiring gastrectomy were included. All partial, subtotal, and total gastrectomy procedure codes were assessed. Procedures that included a conversion to an open technique, as well as bariatric, antireflux, ulcer related, and other procedures for benign indications were excluded from the study population. Patients were classified into three operative groups: open, laparoscopic (including hand-assisted and combined laparoscopic/endoscopic), and robot assisted. Data on patient outcome metrics such as in-hospital complications, mean length of stay (LOS), 30-day readmission rate, total cost, and in-hospital mortality were collected. The UHC does not provide oncologic or long-term follow-up data [15]. Data analysis Continuous variables were evaluated using paired t tests. Categorical variables were analyzed with Chi-square tests as appropriate. Univariable and multivariable logistic regression models determined the association of relevant clinicopathological factors. All analyses were carried out with STATA version 13.0 (StataCorp, College Station, TX), and a P value of \0.05 was considered statistically significant.

Results From January 2008 to December 2013, a total of 9597 patients underwent gastrectomy at UHC academic medical centers in the USA (Table 1). Indications for gastrectomy included gastric (n = 8314; 86.6 %), esophageal (n = 1237; 12.9 %), and other abdominal (n = 46; 0.5 %) malignancies (Table 2). Of the 427 hospitals included in the UHC database, 207 hospitals recorded at least one gastrectomy within the study period. The ten hospitals with the highest gastrectomy volumes accounted for approximately 26 % of all procedures performed. From 2010 to 2011, there was a significant rise in the number of MIGs

Surg Endosc Table 1 Demographic information of patients who underwent gastrectomy at US academic medical centers, 2008–2013

Variable

Open

Laparoscopic

Robotic

All

Patients

8585

789

223

9597

Male

5899 (68.7)

499 (63.2)

153 (68.6)

6551 (68.33)

Female

2686 (31.3)

290 (36.8)

70 (31.4)

3046 (31.7)

Gender

P value

0.007

Age (y)

0.689

18–30

79 (0.9)

9 (1.1)

2 (0.9)

87 (0.9)

31–50

1119 (13.0)

114 (14.5)

25 (11.2)

1258 (13.1)

51–64

3038 (35.4)

264 (33.5)

87 (39.0)

3389 (35.3)

[65

4349 (50.7)

402 (51.0)

109 (48.9)

4860 (50.7)

Race

0.002

White

5941 (69.2)

500 (63.4)

163 (73.1)

6604 (68.8)

Black

1043 (12.2)

101 (12.8)

19 (8.5)

1163 (12.1)

Asian

526 (6.1)

83 (10.5)

13 (5.8)

622 (6.5)

Other

1075 (12.5)

105 (13.3)

28 (12.6)

1208 (12.6)

Risk of mortality 1 (Minor)

2909 (33.9)

312 (39.5)

76 (34.1)

3297 (34.4)

2 (Moderate)

3017 (35.1)

285 (36.1)

76 (34.1)

3378 (35.2)

3 (Major)

1775 (20.7)

132 (16.7)

36 (16.1)

1943 (20.3)

4 (Extreme)

884 (10.3)

60 (7.6)

35 (15.7)

979 (10.2)

1 (Minor)

31 (0.4)

13 (1.7)

0 (0)

44 (0.5)

2 (Moderate)

3433 (40.0)

376 (47.7)

78 (35.0)

3887 (40.5)

3 (Major)

3815 (44.4)

309 (39.2)

103 (46.2)

4227 (44.1)

4 (Extreme)

1306 (15.2)

91 (11.5)

42 (18.8)

1439 (15.0)

\0.001

\0.001

Severity of illness

Percentages noted in parentheses

performed; however, this trend plateaued over the final 3 years of the study period (Fig. 1). Gastrectomies were performed as open procedures 89.5 % of the time, whereas 8.2 % were performed laparoscopically, and 2.3 % were performed with robot-assistance. Males accounted for 68.3 % of study participants, and patients over 50-year old comprised 86.0 % of the cohort. Caucasians accounted for 68.8 % of patients, Blacks 12.2 %, and Asians 6.5 %. About 70 % of the cohort had a minor to moderate ROM, and about 85 % had a moderate to major SOI (Table 1). Overall complication rates, as well as the occurrence of pulmonary, cardiac, cerebrovascular, deep space infection (abscess, bacteremia, sepsis), bowel (obstruction, anastomotic failure), and wound-related events were similar between the three operative techniques, without statistically significant differences. The laparoscopic group had a higher incidence of superficial infection (7.6 %, compared to 6.0 % in the open group and 5.8 % in the robotic group, P = 0.013). Also, the robotic group had a higher incidence of venous/pulmonary thromboembolism (7.6 %, compared to 4.9 % in the open group and 5.3 % in the laparoscopic group, P = 0.038). There was a higher rate of acute renal failure in the robotic group; however, this difference did not reach statistical significance (P = 0.307). The robotic

group had the highest percentage of patients with an extreme SOI (robotic 18.8 %, open 15.2 %, laparoscopic 11.5 %, P \ 0.001) or ROM (robotic 15.7 %, open 10.3 %, laparoscopic 7.6 %, P \ 0.001) subclass designation. In-hospital mortality was 2.6 % for the open group, 1.9 % for the laparoscopic group, and 4.9 % for the robotic group; however, these differences were not significantly different (P = 0.064). Differences in LOS and 30-day readmission did not reach statistical significance (Table 3). The robotic group did have a higher mean total cost (54,345 USD, compared to approximately 41,000 USD for both the open and laparoscopic groups, P = 0.017). Univariable and multivariable logistic regression models were used to demonstrate significant predictors of adverse outcomes. Race, ROM, SOI, LOS, and mean total costs were found to be independently associated with an increased risk of complications. Gender and race were independently associated with increased risk of readmission. Age, ROM, SOI, LOS, mean total costs, and in-hospital complications were found to be independently associated with an increased risk of in-hospital mortality. The choice of surgical technique (open, laparoscopic, robotic assisted) was not associated with complications, readmission, or death (Table 4).

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Surg Endosc Table 2 Indications for gastrectomy based on ICD-9 malignant principle diagnosis codes

ICD-9 category

Open

Laparoscopic

Robotic

All

Patients

8585 (89.5)

789 (8.2)

223 (2.3)

9597

Esophagus

1138 (92.0)

52 (4.2)

47 (3.8)

1237

Upper 1/3

3 (100)

0 (0)

0 (0)

Middle 1/3

3 (60.0)

1 (20.0)

1 (20.0)

Lower 1/3

1122 (92.1)

Other, unspecified site

50 (4.1)

46 (3.8)

5 1218

10 (90.9)

1 (9.1)

Stomach

7403 (89.0)

735 (8.8)

176 (2.1)

8314

Cardia

2777 (90.5)

199 (6.5)

91 (3.0)

3067

Pylorus/antrum

1117 (88.5)

129 (10.2)

16 (1.3)

1262

163 (81.1)

32 (15.9)

6 (3.0)

201

Fundus

0 (0)

3

11

Body

521 (86.0)

76 (12.5)

9 (1.5)

606

Lesser curvature

348 (87.9)

43 (10.9)

5 (1.3)

396

Greater curvature Other, unspecified site Other abdominal Small intestine Colon

155 (91.2)

12 (7.1)

3 (1.8)

170

2322 (88.9)

244 (9.3)

46 (1.8)

2612

44 (95.7) 4 (100)

2 (4.3) 0 (0)

0 (0) 0 (0)

46 4

17 (100)

17

0 (0)

0 (0)

Rectum

5 (83.3)

1 (16.7)

0 (0)

6

Appendix/peritoneum

3 (100)

0 (0)

0 (0)

3

Retroperitoneum

6 (100)

0 (0)

0 (0)

6

Other, unspecified sue

9 (90.0)

1 (10.0)

0 (0)

10

Percentages noted in parentheses

Fig. 1 Gastrectomies performed at US academic medical centers, 2008–2013

Discussion There have been multiple large prospective studies examining MIG performed in countries such as Japan, Korea, and China, where the incidence of gastric cancer reaches 60 to 80 cases per 100,000 people [2, 4, 7–10, 16–20]. Asian patients with gastric cancer tend to present at a younger age, have a lower BMI, have less comorbidity, and have distal tumors that are discovered at a relatively early

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stage [2, 4, 21]. This is likely attributable in part to Helicobacter pylori eradication and atrophic gastritis screening programs that have been established in Asia [2, 22]. Tumor biology, genetic predisposition, environment, and dietary factors have also been implicated in this discrepancy [2, 22]. Conversely, gastric cancer in the USA tends to present later in life (mean age of 69 years), at a more advanced stage, and in a relatively unhealthy patient population. Due to these clinicopathological dissimilarities, we must also

Surg Endosc Table 3 Outcomes of patients who underwent gastrectomy at US academic medical centers, 2008–2013

Variable

Open

Laparoscopic

Robotic

P value

Patients

8585 (89.5)

789 (8.2)

223 (2.3)

Overall complication

2719 (31.7)

219 (27.8)

75 (33.0)

0.13

Pulmonary

77 (0.9)

2 (0.3)

3 (1.3)

0.257

Cardiac

485 (5.7)

39 (4.9)

12 (5.4)

0.835

CVA

91 (1.1)

8 (1.0)

1 (0.4)

0.795

VTE/PE

419 (4.9)

42 (5.3)

17 (7.6)

0.038

Renal failure

604 (7.0)

44 (5.6)

29 (13.0)

0.307

Bowl related

404 (4.7)

37 (4.7)

8 (3.6)

0.838

Wound dehiscence

158 (1.8)

12 (1.5)

3 (1.3)

0.62

Superficial infection

512 (6.0)

60 (7.6)

13 (5.8)

0.013

Intra-abdominal abscess

158 (1.8)

16 (2.0)

3 (1.3)

0.652

Bacteremia/sepsis

562 (6.5)

40 (5.1)

21 (9.4)

0.975

Severe sepsis/shock

436 (5.1)

31 (3.9)

20 (9.0)

0.562

Mean length of stay (days)

13.0 ± 12.0

12.1 ± 12.8

12.2 ± 11.2

0.085

30-day readmission In-hospital mortality

1640 (19.1) 225 (2.6)

146 (18.5) 15 (1.9)

43 (19.3) 11 (4.9)

0.916 0.064

Mean rural cost (USD)

41,326

40,633

54,345

0.017

Percentages noted in parentheses CVA cerebrovascular accident, VTE/PE venous of pulmonary thromboembolism

Table 4 Multivariate analysis of gastrectomies performed at US academic medical centers Complications

Readmission

Age

X

Gender Race

Death

X X

X

Type of surgery ROM

X

X

SOI

X

X

LOS

X

X

Total cost

X

X

Complications Death

X X

Boxes with an ‘‘X’’ indicate statistically significant associations, P \ 0.05 ROM risk of mortality, SOI severity of illness, LOS mean length of stay

study gastric resections for cancer in the US population to determine whether conclusions from Asian studies are generalizable [3, 11]. The current study suggests that MIG may be underutilized in the USA, despite a complication rate, LOS, readmission, and mortality similar to that of open resection. Gastric cancer in the USA occurs with a frequency of 7–10 cases per 100,000 people [1, 3, 22]. The current study suggests that US academic medical centers’ use of MIG accounts for only 10.5 % of resections for cancer,

compared with up to 25 % in Eastern nations [2, 7, 17]. The overall utilization of minimally invasive techniques in the USA increased during the study period (Fig. 1). However, over the last 3 years of the study period, a plateau occurred at approximately 250 cases per year. This would suggest that despite increasing national interest in MIG for cancer, it has not been widely implemented. This pattern of delayed acceptance was similar to that of other minimally invasive oncologic procedures in the early 1990s, such as laparoscopic colectomy for colorectal cancer [23–25]. Initially reported in 1991, the outcomes for laparoscopic colectomy were initially debated [26]. However, due to a unified national commitment by surgeons and a high prevalence of colorectal cancer in the USA, multiple prospective randomized controlled trials were able to be performed, demonstrating comparable outcomes for laparoscopic and open colectomies [23–25]. Using the US Nationwide Inpatient Sample database, Juo et al. reported that from 2008 to 2010, greater than 244,000 colectomies were performed, of which 47.6 % were performed laparoscopically [25]. This was a dramatic increase in the utilization of minimally invasive techniques from just a few years prior, when from 2005 to 2007, of the 240,000 colectomies performed for cancer, only 5.7 % were laparoscopic [27]. This rapid acceleration in utilization of laparoscopic techniques may suggest that MIG for cancer may also experience an upward trend, once technical feasibility and procedural safety have been demonstrated through focused investigation.

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Multiple studies suggest that there are no differences in morbidity or mortality between open and MIG for cancer after a learning curve of 30–60 laparoscopic gastrectomies has been satisfied [8, 16, 28]. Due to the relative paucity of gastric cancer in the USA, it may be hard for some surgeons to reach 30–60 laparoscopic gastrectomies. The question and challenge then becomes, how should we satisfy this learning curve, when except for at high-volume institutions, surgeons typically do not encounter this volume of gastric cancer during their career. The answer may lie in the volume of minimally invasive procedures for benign gastric pathology [29–32]. A study evaluating Agency for Healthcare Research and Quality (AHRQ) data reports that from 1998 to 2008, the annual number of bariatric procedures performed in the USA increased from 12,775 to 124,838. The percentage of these that were performed laparoscopically also increased from 2.1 to 90.2 % [29]. As the study period progressed, patients were noted to be older and have more comorbidity; however, the length of stay and in-hospital mortality significantly decreased [29]. Similar to bariatric surgery, the annual number of minimally invasive anti-reflux procedures performed in the USA increased from 9000 in 1993 to [32,000 by 2000 [31, 32]. As a result, there was also a rise in the number of redo operations, necessitating the development of a complex technical acumen for laparoscopic foregut surgery. It is then possible that with gained experience in foregut surgery, surgeons are acquiring the necessary skills to consider minimally invasive approaches for oncologic indications. Alternatively, as was observed in early laparoscopic colectomy experience, there is opportunity for surgeons to be mentored by more experienced laparoscopic surgeons in order to combine technical and oncological expertise [33, 34]. Cost is a frequent criticism of minimally invasive surgery. Data regarding the differences in total cost for the surgical techniques were analyzed. Mean total cost was approximately 41,000 USD for both the open and laparoscopic groups, but was significantly higher in the robotic group at approximately 54,000 USD (P = 0.017). Several studies assessing other surgical procedures have reported that higher costs incurred with longer minimally invasive operative time and more expensive instruments may be somewhat negated by a decreased complication rate and LOS [3, 19, 20, 35, 36]. The current study would suggest significant room for improvement with MIG, as neither LOS nor overall complication rates were significantly different between the groups, yet the total costs were similar for open and laparoscopic procedures. As MIG experience increases and we progress up the laparoscopic foregut learning curve, we should also experience shorter LOS and less complications, yielding lower overall costs [29, 30].

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Data analysis demonstrates that the choice of surgical technique does not have any independent associations with complications, readmission, or death (Table 4). This suggests the relative safety of minimally invasive techniques for gastrectomy in the USA. However, the concept of procedural safety requires the analysis of a complex interaction of multiple variables. Surgeon experience, operative time, estimated blood loss, extent of lymphadenectomy, and methods of reconstruction are not accounted for in the UHC database; however, all of these may affect a comprehensive evaluation of procedural safety. Future studies should seek to comprehensively assess these clinicopathological factors using large nationally representative clinical databases to be able to make further conclusions about the relative safety of minimally invasive procedures for gastric malignancy. In-hospital outcome metrics play important roles in the determination of the success of a particular procedure. We found that LOS, 30-day readmission, and in-hospital mortality were similar between the three techniques (Table 3). The 30-day readmission and mortality rates correspond with multiple prospective randomized trials from Asia [8–10, 17, 18, 20]. MIG LOS is reported to be less than open gastrectomy LOS in other studies; however, differences in LOS for this cohort did not reach significance. As was noted in the laparoscopic bariatric literature, our LOS for MIG in the USA may continue to decrease as experience with these techniques improves [29, 30, 37]. Overall complication rates for our cohort were very similar between the three groups. The increased incidence of superficial infection in the laparoscopic group and venous thromboembolism in the robotic group may be attributable to presumed longer operative times, although this variable is not collected by the UHC database. As another possible explanation, in the laparoscopic colectomy literature, venous thromboembolism has been shown to be independently associated with obesity and increasing age [38]. This may be extrapolated to our gastrectomy data, as gastric cancer patients in the USA tend to be older and have a higher body mass index when compared to Asian cohorts, which have not previously demonstrated differences in thromboembolic rates [1–4]. This study has several limitations. The UHC database is comprised of abstracted discharge data that is limited to inhospital events without outpatient follow-up. As such, no information is available to identify confounding factors that might necessitate an open operation (i.e., previous abdominal operations, locally advanced cancer, concurrent procedures, operative take backs, emergencies, or palliative procedures). Likewise, factors relevant to short-term outcomes (i.e., surgeon experience/training, extent of disease, and nutritional status) and long-term outcomes (i.e., extent

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of lymphadenectomy, chemotherapy, and radiation) are not available. Additionally, the coding of certain complications may be inaccurate, as postoperative adverse events may be coded differently [39, 40]. Despite these limitations, the UHC database has been utilized to evaluate multiple other surgical procedures and serves the purposes of assessing current ‘‘status of care’’ and perioperative safety-related data [37, 41–43].

Conclusion Despite adoption for benign indications, minimally invasive gastrectomy for cancer remains underutilized in the USA. Within the context of UHC database, laparoscopic and robot-assisted gastrectomies appear to be comparable to open resection with respect to overall complications, LOS, 30-day readmission, and in-hospital mortality. Despite increasing data from Europe and Asia describing minimally invasive techniques as being analogous to open resection, US practice habits remained largely unchanged over the last 3 years of the study period. Similar to what has occurred with gastrectomies in Asia and with colectomies in the USA, as the incidence of gastric cancer continues to rise and interest in MIG grows, prospective randomized controlled trials will be required to further evaluate the feasibility, safety, oncologic equivalency, and long-term outcomes of MIG in the USA. Lastly, when performing MIG for cancer, infectious and thromboembolic risk reduction strategies should be emphasized in the operative and postoperative periods. Disclosures Jason Glenn, Kiran Turaga, T. Clark Gamblin, Samuel Hohmann, and Fabian Johnston have no financial or commercial relationships to disclose that might pose a conflict of interest.

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Minimally invasive gastrectomy for cancer: current utilization in US academic medical centers.

Internationally, the utilization of minimally invasive techniques for gastric cancer resection has been increasing since first introduced in 1994. In ...
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