IAI Accepts, published online ahead of print on 18 February 2014 Infect. Immun. doi:10.1128/IAI.00096-14 Copyright © 2014, American Society for Microbiology. All Rights Reserved.

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NADPH oxidase promotes neutrophil extracellular trap formation in

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pulmonary aspergillosis

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Running title: NADPH oxidase and NETs in pulmonary aspergillosis

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Marc Röhm1,2,3, Melissa J. Grimm4, Anthony C. D’Auria4, Nikolaos G. Almyroudis4,5,

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Brahm H. Segal4,5,6,*,#, Constantin F. Urban1,2,3,*,#

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Department of Clinical Microbiology, Umeå University, Umeå, Sweden Laboratory for Molecular Infection Medicine Sweden, Umeå University, Umeå, Sweden 3 Umeå Centre for Microbial Research, Umeå University, Umeå, Sweden 4 Department of Medicine, Roswell Park Cancer Institute, Buffalo, New York, United States of America 5 Department of Medicine, School of Medicine and Biomedical Sciences, University at Buffalo, Buffalo, New York, United States of America 6 Department of Immunology, Roswell Park Cancer Institute, Buffalo, New York, United States of America 2

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Equally contributing senior authors

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Correspondence: Constantin F. Urban, [email protected] Brahm H. Segal, [email protected]

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Keywords

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Aspergillus, NADPH oxidase, chronic granulomatous disease, mouse, p47phox-/-,

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neutrophil extracellular traps

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Abstract

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NADPH oxidase is a crucial enzyme in antimicrobial host defense and in

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regulating inflammation. Chronic granulomatous disease (CGD) is an inherited

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disorder of NADPH oxidase in which phagocytes are defective in generation of ROIs.

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Aspergillus species are ubiquitous, filamentous fungi, which can cause invasive

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aspergillosis, a major cause of morbidity and mortality in CGD, reflecting the critical

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role for NADPH oxidase in antifungal host defense. Activation of NADPH oxidase in

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neutrophils can be coupled to release of proteins and chromatin that co-mingle in

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neutrophil extracellular traps (NETs), which can augment extracellular anti-microbial

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host defense. NETosis can be driven by NADPH oxidase-dependent and –

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independent pathways. We therefore undertook an analysis of whether NADPH

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oxidase was required for NETosis in Aspergillus fumigatus pneumonia.

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Oropharyngeal instillation of live Aspergillus hyphae induced neutrophilic pneumonitis

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in both wild-type and NADPH oxidase-deficient (p47phox-/-) mice which had resolved in

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wild-type mice by day 5, but progressed in p47phox-/- mice. NETs, identified by

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immunostaining, were observed in lungs of WT mice, but were absent in p47phox-/-

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mice. Using bona fide NETs and nuclear chromatin decondensation as an early

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NETosis marker, we found that NETosis required a functional NADPH oxidase in vivo

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and ex vivo. Additionally, NADPH oxidase increased the proportion of apoptotic

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neutrophils. Together, our results show that NADPH oxidase is required for

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pulmonary clearance of Aspergillus hyphae and generation of NETs in vivo. We

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speculate that dual modulation of NETosis and apoptosis by NADPH oxidase

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enhances antifungal host defense and promotes resolution of inflammation upon

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infection clearance.

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Introduction

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NADPH oxidase is a crucial enzyme in antimicrobial host defense and in

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regulating inflammation. Patients with chronic granulomatous disease (CGD), an

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inherited disorder of NADPH oxidase in which phagocytes are defective in generation

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of reactive oxidant intermediates (ROIs), suffer from life-threatening bacterial and

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fungal infections (1). CGD is also associated with severe inflammatory complications,

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such as Crohn’s-like inflammatory bowel disease and obstructive granulomata in the

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genitourinary system (2). Among CGD patients, the degree of impairment of NADPH

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oxidase in neutrophils correlates with mortality (3). NADPH oxidase is rapidly

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activated by conditions that, in nature, are associated with infectious threat, such as

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ligation of specific pathogen recognition receptors by microbial products (e.g.,

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formylated peptides and fungal cell wall beta-glucans), opsonized particles, and

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integrin-dependent adhesion (4-6). Activation of the phagocyte NADPH oxidase

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(NOX2) requires translocation of cytoplasmic subunits p47phox, p67phox, and p40phox

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and Rac to a membrane-bound heterodimer cytochrome comprised of gp91phox and

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p22phox. Molecular oxygen is converted to superoxide anion, which can be converted

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to downstream metabolites, including H2O2, hydroxyl anion, and hypohalous acid that

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damage microbes.

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Invasive mould diseases, most commonly aspergillosis, are major causes of

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morbidity and mortality in CGD (7-11), a reflection of the critical role for NADPH

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oxidase in mediating antifungal host defense. Invasive aspergillosis in CGD is a

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disorder of host defense and of dysregulated neutrophilic inflammation. “Mulch

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pneumonitis” in CGD is a life-threatening hyperinflammatory response to inhalation of

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a large fungal inoculum, and is treated with both systemic corticosteroids to limit 3

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inflammation and antifungal therapy (12). Administration of heat-killed hyphae and

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fungal cell wall extracts lead to robust and persistent inflammation in NADPH

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oxidase-deficient mice, but only mild self-limited inflammation in wild-type (WT) mice

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(13-15), thereby demonstrating an intrinsic role for NADPH oxidase in regulating

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neutrophilic inflammation in response to fungal cell wall motifs.

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The kinetics and mode of neutrophil death are important for host defense,

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persistence versus resolution of inflammation, and the injurious phenotype of

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neutrophils. Mature neutrophils are likely committed to autocrine death by their

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constitutive co-expression of cell-surface Fas and FasL via a mechanism that is

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mediated by the activation of caspases and suppressed by pro-inflammatory

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cytokines (16). Neutrophil extracellular traps (NETs) are defined by extracellular

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release of nuclear, cytosolic and granular proteins and chromatin that co-mingle in

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filamentous structures (17, 18). NETosis is modulated by complex intracellular

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signaling, which can include activation of the Raf-MEK-ERK pathway, upregulation of

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anti-apoptotic proteins, and autophagy (19, 20). While neutrophil apoptosis

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represents non-inflammatory physiological cell death, NETosis results in the release

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of antimicrobial products that likely amplify extracellular host defense, but can be

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injurious to host tissue. The balance between NETosis versus apoptosis of

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neutrophils is likely to be important for defense against pathogens while averting

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excessive inflammatory injury (21).

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There is in vitro evidence that, depending on the nature of the stimulus,

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neutrophil NADPH oxidase can stimulate both apoptosis and NETosis. Impaired

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neutrophil apoptosis and clearance likely contribute to persistent inflammation in

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CGD (22-24). Activation of neutrophil NADPH oxidase is also coupled to activation of

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neutrophil serine proteases in primary granules (25) and to the generation of NETs.

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NET products bind to and kill bacteria, degrade bacterial virulence factors, and target 4

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fungi (18, 26, 27). Seen in this light, NADPH oxidase in neutrophils may defend

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against pathogens both through the direct antimicrobial effect of ROIs and by the

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subsequent activation of proteases and release of NETs.

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Despite strong evidence from in vitro studies that NADPH oxidase activation is

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required for NETosis in stimulated neutrophils (17, 18), the role for NADPH oxidase

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in driving NETosis in vivo is less clear. We undertook an analysis of whether NADPH

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oxidase was required for NETosis in Aspergillus fumigatus pneumonia. Pulmonary

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challenge with conidia (spores) at an inoculum sufficient to cause even mild

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neutrophilic inflammation in WT mice is rapidly fatal in NADPH oxidase-deficient

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(p47phox-/-) mice (28). In contrast, we found that oropharyngeal instillation of a live

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hyphal suspension resulted in hyphal deposition in alveoli and focal neutrophilic

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pneumonitis in both genotypes at early time points, thus permitting a comparison of

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the kinetics of neutrophilic accumulation and death. Both live Aspergillus hyphal

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challenge (29) and administration of killed hyphae (15, 30) have been used in murine

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models to understand immune responses to hyphae. In contrast to fungal conidia that

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are phagocytosed, host defense against hyphae relies on extracellular pathways.

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Use of hyphae as a model of fungal pneumonia enables evaluation of NADPH

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oxidase-dependent host defense targeted to the tissue invasive form of the

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pathogen, as distinguished from pathways that phagocytose and kill spores or limit

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their germination (15, 29, 30).

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We found that NADPH oxidase was required for hyphal clearance from lungs

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and resolution of inflammation. Neutrophils in lungs of wild-type mice showed

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evidence of NETosis, identified by laminar extracellular DNA stretches that co-

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localized with neutrophil myeloperoxidase and histone immunostaining. In contrast,

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NET formation was not observed in the lungs of p47phox-/- mice. Neutrophils showing

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nuclear decondensation, an early marker of NETosis, and no activation of caspase-3 5

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were detected in WT mice, but were virtually absent in p47phox-/- mice. In addition, the

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proportion of apoptotic neutrophils was similar between genotypes on day 1 after

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infection, but significantly greater in wildtype mice on day 3. Consistent with these in

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vivo results, exposure of neutrophils ex vivo to A. fumigatus hyphae led to NADPH

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oxidase-dependent nuclear decondensation and NET generation. Together, our

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results show that NADPH oxidase is required for pulmonary clearance of Aspergillus

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hyphae and that NADPH oxidase modulates both NETosis and apoptosis of

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neutrophils in vivo. We speculate that NADPH oxidase-driven NETosis augments

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host defense against extracellular hyphae while stimulation of neutrophil apoptosis

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promotes resolution of inflammation and averts excessive tissue injury.

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Materials and Methods

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Ethical statement

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All procedures performed on animals were approved by the Institutional

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Animal Care and Use Committee at Roswell Park Cancer Institute and complied with

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the U.S. Department of Health and Human Services’ Guide for the Care and Use of

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Laboratory Animals.

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Mice Targeted disruption of the p47phox gene leads to a defective NADPH oxidase.

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Phagocytes of mice with this gene defect are not capable of producing measurable

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amounts of superoxide (31). p47phox-/- mice were derived from C57BL/6 and 129

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intercrosses and backcrossed 14 generations (N14) in the C57BL/6 background. Age

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(8-15 weeks) and sex matched C57BL/6 WT mice were used as controls. Mice were

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bred and maintained under specific pathogen free conditions at the animal care

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facility at Roswell Park Cancer Institute, Buffalo, NY.

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Administration of A. fumigatus A. fumigatus strain Af293 was used. Hyphae were generated in the lab of Dr.

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Tobias Hohl (Fred Hutchinson Cancer and Research Center, Seattle, WA) by

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growing the strain in Sabouraud liquid broth (5 × 105 conidia/ml) for 48 h at 37 °C.

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The mycelia were collected on a Buchner funnel, extensively washed with

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phosphate-buffered saline, and sonicated to an approximate hyphal fragment size of

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10 - 100 micrometers. Hyphal suspensions (~750 CFU/mouse) were administered by

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oropharyngeal instillation. We found that this approach leads to similar degrees of

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fungal pneumonia in p47phox-/- mice (32), and avoids surgery. Briefly, mice were 7

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anesthetized by isofluorane inhalation using an approved chamber. Following

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anesthesia, mice were suspended by their upper incisors from a suture thread on a

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90° incline board. The tongue was gently extended, and a liquid volume (50 μl) was

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delivered into the distal part of the oropharynx. With the tongue extended, the animal

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was unable to swallow, and the liquid volume was aspirated into the lower respiratory

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tract. Just prior to liquid delivery, the chest was gently compressed and then released

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just after deposition of liquid into the oropharynx to enhance aspiration of the liquid

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into the lung. Mice recovered within 5 minutes of the procedure, and were observed

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until they resumed normal activity.

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Histopathology After sacrifice, mouse lungs were infused with 10% neutral buffered formalin

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via the trachea. Paraffin-embedded blocks were prepared and sections were stained

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with Hematoxylin and Eosin (H&E) to assess inflammation and Grocott-Gomori

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methenamine-silver stain (GMS) to visualize fungi. Tissues were microscopically

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examined for pulmonary injury, vascular invasion, and structural changes in

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Aspergillus hyphae. All slides were analyzed using 40× magnification without formal

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morphometric analysis, and blinded to genotype. The percentage of lung involved by

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inflammation was scored in each mouse as follows: 0%, 5%, 10%, and then by 10%

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increments (e.g., 20%, 30%, 40%, etc.). The predominant inflammatory cell type was

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scored.

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Immunostaining of mouse tissue For immunostaining, specimens were processed similarly as described

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previously (33). Briefly, samples were deparaffinized, rehydrated in decreasing

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concentrations of EtOH, and subjected to antigen retrieval by cooking in 10 mM 8

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citrate buffer, pH 6.0, for 10 min. Specimens were blocked with 2% BSA and 36 μl/ml

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mouse Ig blocking reagent (Vector Laboratories) in PBS/0.1% Triton for 1 h at room

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temperature. For visualization of NETs, primary antibodies directed against

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myeloperoxidase (A 0398, Dako) and histone H1 (clone AE-4, Acris Antibodies)

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diluted in blocking solution were applied over night at 4°C. For detection of apoptotic

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neutrophils, specimens were blocked with 2%BSA, PBS/0.1% Triton, and primary

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antibodies directed against cleaved caspase-3 (#9661, Cell Signaling Technology)

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and the Ly-6B.2 alloantigen (clone7/4, AbD Serotec) were used. Primary antibodies

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were detected with Alexa Fluor 568- and 488-conjugated secondary antibodies (Life

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Technologies) diluted in 2% BSA in PBS/0.1% Triton, respectively. DNA was

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visualized with 4',6-diamidino-2-phenylindole (DAPI) (Life Technologies) and slides

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were mounted with fluorescence mounting medium (Dako). An Eclipse C1 plus

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confocal microscope (Nikon Instruments) using a 100× oil immersion objective was

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used for image acquisition. Wavelengths of 405 nm (diode), 488 nm (Argon), and 543

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nm (HeNe) were used to excite DAPI, Alexa Fluor 488 (and transmission images

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(trans)), and Alexa Fluor 568, respectively. Images were captured in separate passes

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to avoid cross talk and are presented as maximum intensity projections from Z-stacks

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if not otherwise stated. All images were adjusted for background fluorescence and

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enhanced slightly for signal intensity in NIS elements software (Nikon Instruments).

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Slides were analyzed for NET formation blinded to genotype.

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For quantification analyses, fluorescence images were captured with an

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Eclipse 90i microscope (Nikon Instruments) and a Hamamatsu Orca-ER digital

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camera at 60× magnification as Z-stacks covering the complete specimen depth. In

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overlay images of all three channels captured (DAPI, Alexa Fluor 488 and 568), the

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proportion of neutrophils with the following immunostaining phenotypes was

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quantified by manually scrolling through Z-planes: (i) decondensed nucleus; (ii) 9

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cleaved capsase-3-positive; (iii) decondensed nucleus and cleaved capsase-3-

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positive; and (iv) decondensed nucleus and cleaved capsase-3-negative (a marker of

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early stage NETosis). Neutrophils were counted manually from at least two digitized

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images per site (bronchioles and alveoli) and animal (n=3) in NIS elements software

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(Nikon Instruments) covering between 770 and 3600 cells per site and animal (total:

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between 3500 and 6800 cells per genotype and site). Results are expressed as

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number of positive cells/1000 evaluated neutrophils.

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Analysis of neutrophil NET generation and apoptosis following hyphal

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stimulation ex vivo

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Bone marrow neutrophils from WT and p47phox-/- mice were purified by density

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centrifugation as described (34). The purity of neutrophils is • 85% based on

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cytology. Neutrophils (1x106 cells) were seeded onto glass cover slips (22x22 mm) in

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6-well cell culture plates in 500μL RPMI and incubated in a 5% CO2 incubator at 37°C

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for 1 h. Neutrophils were then exposed to A. fumigatus hyphae (~750 CFU/50 μl).

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Following either 2 or 6h, cells were fixed with 2% paraformaldehyde overnight at 4°C.

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Cells were gently washed in PBS, then incubated for 1 h with anti-Ly6G (clone RB6-

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8C5, eBioscience; 1 μg/mL), then permeabilized for 5 min in permeabilization buffer

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(eBioscience), followed by 1 h incubation with cleaved caspase-3 (clone D175, Cell

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Signaling; 1 μg/mL). After washing, cells were incubated with TRITC-conjugated anti-

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rat IgG (eBioscience) and Cy 2-conjugated anti-rabbit IgG (Jackson

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ImmunoResearch) secondary antibodies. Cover slips were washed and mounted on

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to slides using mounting media with DAPI (Vectashield, 1.5 μg/mL). Fluorescence

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images were obtained from a TCS SP2 AOBS Spectral Confocal Scanner mounted

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on a Leica DM IRE2 inverted fluorescent microscope using a 63x oil immersion

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objective. Wavelengths of 405 nm (diode), 488 nm (Argon), and 543 nm (HeNe) were 10

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used to excite DAPI (+ bright field image (BF)), FITC, and TRITC, respectively. Prism

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spectrophotometric filters ranging from 415-460, 495-550, and 570-640 nm were

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used to collect fluorescence emission of DAPI, FITC, and TRITC respectively in

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sequential acquisition mode. Leica Confocal Software was used to optimize laser

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settings for saturation and eliminate cross talk. Imaging fields were chosen at random

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and Z-sections were optimized for number of cells. Cells were assessed by

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overlaying DAPI stain with BF to assess if a cell was intact or fragmented. Intact cells

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were quantified as neutrophils if they were both Ly6G+ and contained nuclear

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material by overlaying DAPI and TRITC stains. Three hundred (300) neutrophils per

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sample were counted. Nuclei of these cells were determined to be decondensed or

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hypersegmented by comparison with unstimulated neutrophils, using the same

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criteria as we used in in vivo studies. These cells were then assessed for caspase-3

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activity by overlaying DAPI and FITC stains. The major endpoints evaluated were:

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presence of NETosis (yes or no) and proportion of neutrophils with decondensed

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nuclei and cleaved caspase-3-negative per 300 evaluated neutrophils.

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Statistical analysis

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Comparison of the proportion of neutrophils with specific immunostaining

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phenotypes between genotypes was assessed by chi square test. Percent lung

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inflammation over time was compared between genotypes by 2-way ANOVA with

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Bonferroni post-test. Analysis was performed using Prism 5.0 software (GraphPad

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Software). Differences were considered significant for a two-sided P value of p

NADPH oxidase promotes neutrophil extracellular trap formation in pulmonary aspergillosis.

NADPH oxidase is a crucial enzyme in antimicrobial host defense and in regulating inflammation. Chronic granulomatous disease (CGD) is an inherited di...
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