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Parkinson’s disease pharmacogenomics: new findings and perspectives
Parkinson’s disease (PD) is unique among neurodegenerative disorders because a highly effective pharmacological symptomatic treatment is available. The marked variability in drug response and in adverse profiles associated with this treatment led to the search of genetic markers associated with these features. We present a review of the literature on PD pharmacogenetics to provide a critical discussion of the current findings, new approaches, limitations and recommendations for future research. Pharmacogenetics studies in this field have assessed several outcomes and genes, with special focus on dopaminergic genes, mainly DRD2, which is the most important receptor in nigrostriatal pathway. The heterogeneity in methodological strategies employed by different studies is impressive. The question of whether PD pharmacogenetics studies will improve clinical management by causing a shift from a trial-and-error approach to a pharmacological regimen that takes into account the individual variability remains an open question. Collaborative longitudinal studies with larger sample sizes, better outcome definitions and replication studies are required.
Artur F Schumacher-Schuh1,2, Carlos RM Rieder2,3 & Mara H Hutz*,1 Departamento de Genética, Instituto de Biociências, UFRGS, Caixa Postal 15053, 91501–970, Porto Alegre, RS, Brazil 2 Serviço de Neurologia, Hospital de Clínicas de Porto Alegre, Porto Alegre, Brazil 3 Universidade Federal de Ciências da Saúde de Porto Alegre, Porto Alegre, Brazil *Author for correspondence: Tel.: +55 51 3308 6720 Fax: +55 51 3308 7311 mara.hutz@ ufrgs.br 1
Keywords: adverse effects • dopamine receptors • dopaminergic agents pharmacogenetics • levodopa • Parkinson’s disease
Parkinson’s disease (PD) is a neurodegenerative disorder mainly characterized by motor symptoms, such as bradykinesia, rigidity and rest tremor. These features could be explained by nigrostriatal pathway degeneration, leading to dopamine deficits in basal ganglia. Nevertheless, the disease is not restricted to the nigrostriatal pathway and there is evidence of typical pathological alterations in other brain regions [1] . Moreover, patients could experience a myriad of non-motor symptoms, such as olfactory and sleep disturbances, neuropsychiatric symptoms and autonomic dysfunction. PD is distributed worldwide, with a prevalence of 1–3% in people older than 65 years [2] . Since its prevalence increases with aging, the pharmacological management of these patients is important, especially in countries in which the population is getting older. Despite the marked clinical and pathological heterogeneity, no other neurodegenerative
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disorder has a pharmacological treatment with a magnitude of symptomatic response like PD. The drugs used act chiefly through mechanisms that enhance dopaminergic neurotransmission, among them levodopa is the one that provides the best response. In the first few years of treatment, patients experience an almost optimal control of motor symptoms, although a marked variability in dose response is observed. Nevertheless, within the first 5 years of levodopa treatment, about half of patients will develop motor complications, such as motor fluctuation (drug effect finishes earlier than expected) and dyskinesia (hyperkinetic involuntary movements) [3] . Visual hallucinations and other psychotic symptoms are also attributed to dopaminergic medications, although a contribution of disease-related factors may occur. This variable response and the adverse effects of levodopa and other dopaminergic agents may, at least in part, be explained by genetic factors.
Pharmacogenomics (2014) 15(9), 1253–1271
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ISSN 1462-2416
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Review Schumacher-Schuh, Rieder & Hutz A review of the literature on PD pharmacogenetics is presented to provide a critical discussion of the current findings, new approaches, limitations and recommendations for future research. A systematic search in the electronic databases PubMed, Web of Science and Google Scholar was conducted, with last access on 22 May 2014. The search terms were (pharmacogen* OR polymorphism) AND ((Parkinson) AND levodopa OR pramipexole OR bromocriptine OR ropinirole OR rotigotine OR piribedil OR selegiline OR rasagiline OR entacapone OR tolcapone). Titles and abstracts in English were independently reviewed by two of us (AF Schumacher-Schuh and CRM Rieder). Inclusion criteria were: cross-sectional or longitudinal, observational or interventional studies; at least one study group should have idiopathic PD; study factors could be any kind of genetic marker; outcomes were any kind of phenomena that could be potentially related to the use of dopaminergic agents (e.g., dose response, motor fluctuation, dyskinesia, psychosis and sleep attacks); patients should be in use of dopaminergic agents, namely levodopa, dopamine agonists (bromocriptine, pramipexole, piribedil, rotigotine and ropinirole), MAO-B inhibitors (selegiline or rasagiline) and COMT inhibitors (tolcapone and entacapone). Reviews were not included, but their references were checked, as well as the references of the reviewed articles. The main outcomes investigated were levodopa adverse effects and levodopa dose. The systematic search procedures used are shown in Figure 1. Based on the searched articles, Figure 2A presents the most studied genes and shows the most studied outcomes. The pharmacogenetic data are presented in the following ‘Dopaminergic genes’ and ‘Other genes’ sections. Dopaminergic genes Dopamine receptor genes
Dopamine receptors (D1, D2, D3, D4 and D5) mediate all physiological functions of the catecholaminergic neuro transmitter dopamine, ranging from voluntary movement and reward to hormonal regulation and hypertension. These receptors are involved in dopamine and its antagonist action in presynaptic and postsynaptic neurons. These receptors are encoded by five genes (DRD1, DRD2, DRD3, DRD4 and DRD5) that are the most studied genes in PD pharmacogenomics (Table 1). Among all dopamine receptor genes, DRD2 (chromosome 11q22-q23) was the most investigated (Figure 1A & Table 1) . The protein derived from DRD2 is one of the largest sites of action of dopamine in the nigrostriatal circuit. TaqIA (rs1800497) was the most studied polymorphism in this genomic region in PD. It was previously considered to be in DRD2 but now its exact place was demonstrated to be in the
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ANKK1 gene [42] . ANKK1 is closely related to DRD2, since they share an overlapping segment. This gene is expressed in astrocytes of human adults and rodents and alters expression levels of NF-κB-regulated genes [43] . ANKK1 is linked to DRD2 through an indirect pathway [44] . Wang et al. found the presence of DRD2/ANKK1 TaqIA polymorphism A1/A1 genotype to be associated with motor fluctuations in a sample of 140 PD patients [4] . Motor fluctuation was defined based on clinical judgment and patients with or without this outcome were matched. Two other studies did not show association between motor fluctuations and DRD2 polymorphisms [8,31] . Rieck et al. reported an association between DRD2/ANKK1 haplotypes, including the TaqIA polymorphism, and dyskinesia in 199 Brazilian patients [8] . Oliveri et al. studied a sample of 136 PD patients and found that the presence of 13 and 14 repeat alleles of a DRD2 intronic (CA)n short tandem repeat (STR) was associated with less levodopa-induced dyskinesia in a case–control design [5] . Zappia et al. determined peak of dose dyskinesia after levodopa challenge (a standardized administration of levodopa followed by serial clinical examinations) in a cross-sectional study and observed a similar effect in a sample of 215 PD patients, but the protective effect on dyskinesia risk due to the 13 and 14 repeat alleles was restricted to males [6] . In line with those results, Strong et al. observed that the 14 and 15 repeat alleles of the DRD2 (CA)n STR were associated with earlier onset of dyskinesia in 92 PD subjects [7] . Nevertheless this STR is mapped to a noncoding region and is nonfunctional and probably is in linkage disequilibrium with other functional variants. Makoff et al. conducted a case–control study with 155 PD patients stratified by early- or late-onset hallucinations (development of this symptom before or after 5 years of disease, respectively). The presence of the DRD2 TaqIA A2 allele was associated with late hallucinations [9] . This study was not replicated in latter studies [18,31] . Impulse control disorder is another psych iatric complication related to dopaminergic drugs in PD, especially with dopamine agonists. Vallelunga et al. studied this outcome but no association with DRD2 polymorphisms was detected [10] . Sleep attacks are adverse events experienced by some patients caused by the use of dopaminergic therapy, mainly with dopamine agonists. This outcome was associated with the A2 allele at the TaqIA poly morphism at the DRD2/ANKK1 cluster in a case–control study with 137 PD patients with sleep attacks and 137 PD patients without this symptom. These groups
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Parkinson’s disease pharmacogenomics: new findings & perspectives
Titles identified in electronic databases (Medline, Web of Science and Google Scholar) n = 144
Titles identified in manual search n = 15
Total number of articles evaluated n = 159
Reviews, opinion articles, abstracts in congresses and articles that clearly did not meet the inclusion criteria based on abstract n = 97
Articles submitted to analysis of the entire text n = 62
Articles that did not meet the inclusion criteria based on entrie text analysis n=6
Review
Articles that met all the inclusion criteria n = 56
Figure 1. The methodology used.
were paired for type and dose of dopamine agonist use, levodopa dose and other variables [11] . This previous association was not replicated in another study using the same case–control paired design [19] . Dopaminergic demand defined by levodopa equivalent dose [12] , response to dopamine agonist [15] , and dopamine agonist discontinuation [13] were also studied and found to be associated with the DRD2/ANKK1 cluster (Table 1) . DRD1 and DRD5 are genes that encode dopamine receptors that are highly homologous and were mapped to chromosomes 5q35 and 4q16, respectively. D1 receptors are expressed in many different brain regions and are related to dopamine action in the nigrostriatal pathway [45] . Two studies evaluated DRD1 polymorphisms association with dyskinesia and visual hallucinations, with negative results [5,18] . However, these SNPs were noncoding or silent third base codon substitutions. The D5 receptor is expressed mainly in the limbic region; therefore, few efforts were made to perform PD pharmacogenetic studies with this gene. Wang et al. did not find an association with a single nonfunctional polymorphism in DRD5 and motor fluctuation in PD patients [14] .
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DRD3 is mapped at chromosome 3q13 and encodes dopamine receptor D3. Numerous studies were reported with this gene, mainly with the functional polymorphism Ser9Gly. The glycine allele yields D3 autoreceptors that have a higher affinity for DA and display more robust intracellular signaling. Liu et al. followed a sample of 30 PD patients that initiated the use of pramipexole for 2 months and observed an association of at least 20% improvement in the Unified Parkinson’s Disease Rating Scale (UPDRS) total score with the DRD3 Ser/Ser genotype [15] . Lee et al. classified patients with a peak of dose and diphasic dyskinesia in a longitudinal study with 503 PD patients [16] . They observed that DRD3 Ser9Gly polymorphism was associated with diphasic dyskinesia [16] . However, Paus et al. did not observe these results in a multicenter cross-sectional study [17] . Visual hallucinations were associated with DRD3 polymorphisms in one study [18] , a result not observed by others [9,31] . Dopamine receptor D4 is expressed throughout the brain and its gene is located at chromosome 11p15. The most studied polymorphism is a 48 bp variable number of tandem repeat (VNTR). The protein coded by
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3%
-B 3%
D1
DRD5 2%
MAO
DR
es en rg he Ot 7%
DRD4 7%
DRD2 27%
DAT 9%
Sl 8% eep
Others 14% dis
tu
rb
an
Dyskinesia 30% ce
s
Levodopa dose 13%
DRD3 17%
COMT 25%
ns
tio
a ctu
lu rf oto M % 13
Halluciantion/ psychosis 22%
Figure 2. Most investigated genes and outcomes in Parkinson’s disease pharmacogenetics. (A) Most investigated genes in Parkinson’s disease pharmacogenomics. (B) Most investigated outcomes in Parkinson’s disease pharmacogenomics.
the 7R allele has a blunted response for cAMP reduction, requiring a threefold increase in dopamine concentration for reductions comparable to the 4R protein. Paus et al. observed an association of the DRD4 48 bp VNTR short variants with sleep attacks in a case–control study with 183 patients [19] . However, Rissling et al. did not observe this association using a similar approach [11] . Polymorphisms in this gene were not associated with motor complications and visual hallucinations [4,18] . As reviewed above all dopamine receptors genes were studied, but results are conflicting and the hetero geneity of outcomes and methods is very high. The most consistent finding was the association of DRD2 with dyskinesia (Table 1) . Enzymes involved in dopamine metabolism COMT
The COMT gene is mapped at chromosome 22q11 and encodes an enzyme that has an important role in dopamine degradation. COMT Val158Met, a functional polymorphism, was extensively studied in several disorders including PD. Bialecka et al. investigated 95 PD patients using a cross-sectional design and divided them into those that required at least 500 mg of levodopa in the first 5 years of disease and those that required higher doses. They observed an association between COMT Val158Met polymorphism Met/Met genotype
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in patients that required less than 500 mg of levodopa in the first 5 years of treatment [20] . The same group examined a larger sample of 322 PD patients and genotypes for four different polymorphisms in COMT and derived haplotypes that seem to better predict enzymatic activity than Val158Met alone. They reported an association between increased levodopa doses in 5 years of disease and the higher enzymatic activity haplotype [21] . Cheshire et al. in a longitudinal study with 285 PD patients determined an association between higher levodopa doses and COMT polymorphisms related to higher enzyme activity [22] . These results are in line with the previous assumption that carriers of the Met allele would require less levodopa. In a recent study this association was not observed [23] . In a longitudinal study with 219 PD patients, De Lau et al. determined that the Met allele was associated with an increased risk of levodopa-induced dyskinesia [24] , which is consistent with the assumption that dyskinesia is associated with increased dopaminergic stimulation. Watanabe et al. also described a trend for COMT Met/Met genotype association with increased prevalence of motor fluctuation and dyskinesia in a sample of 121 PD patients but these results were not confirmed after statistical corrections [25] . These results were not observed by others [21,22,38,39] . Frauscher et al. observed that subjects with the Met allele presented higher scores in the Epworth Sleepiness
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China
Italy
Italy
USA
Brazil
UK
Italy
Wang et al. (2001)
Oliveri et al. (1999)
Zappia et al. (2005)
Strong et al. (2006)
Rieck et al. (2012)
Makoff et al. (2000)
Vallelunga et al. (2012)
199
92
215
136
140
Dopaminergic 89 therapy
DRD1: product of DdeI, PvuI and BspI enzyme digestion DRD2: (CA)n STR
DRD2: TaqIA (rs1800497) DRD3: product of BalI and MspI enzyme digestion
DRD2: (CA)n STR
DRD2: 141C Ins/Del and TaqIA DRD3: Ser9Gly
Cross-sectional DRD2: TaqIA COMT: Val158Met DAT1: 40 bp VNTR
Case–control
Cross-sectional DRD2/ANKK1: 141C Ins/Del, rs2283265, rs1076560, C957T, TaqIA and rs2734849
Retrospective
Impulse control disorder
Any kind of hallucination (early and late hallucination defined by the presence before or after 5 years of disease)
Motor fluctuation Dyskinesia
Dyskinesia
Dyskinesia
Dyskinesia
Motor fluctuation
Genes and polymorphisms Outcomes
Cross-sectional DRD2: (CA)n STR
Case–control
Case–control
Study size Design (Parkinson’s disease sample)
Levodopa and 155 dopamine agonists
Levodopa
Levodopa
Levodopa
Levodopa
Levodopa
Drug studied
STR: Short tandem repeat; UPDRS: Unified Parkinson’s Disease Rating Scale; VNTR: Variable number tandem repeat.
Location
Study (year)
No association
No association with overall hallucination Late hallucination associated with DRD2 TaqIA C allele
TTCTA haplotype associated with dyskinesia
DRD2 (CA)n STR 14/15 repeat genotype associated with early-onset dyskinesia
DRD2 13 and 14 repeat alleles associated with less dyskinesia in men
Less dyskinesia in carriers of DRD2 (CA)n STR 13 and 14 repeat alleles of DRD2: (CA)n STR
DRD2 TaqIA A1/A1 genotype associated with motor fluctuation
Main findings
[10]
[9]
[8]
[7]
[6]
[5]
[4]
Ref.
Table 1. Studies assessing the effect of genes associated with dopaminergic genes on response to dopaminergic treatment variability in Parkinson’s disease.
Parkinson’s disease pharmacogenomics: new findings & perspectives
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China
Wang et al. (2001)
Pramipexole
Levodopa
Dopaminergic 204 therapy
Dopaminergic 88 therapy
Dopaminergic 690 therapy
503
30
120
DRD2: 141C Ins/Del, TaqIA and (CA)n STR DRD3: Ser9Gly and product of MspI enzyme digestion
DRD2: TaqIA DRD3: Ser9Gly SLC6A4: promoter region
DRD2: TaqIA DRD3: Ser9Gly
Case–control
DRD2: 142C Ins/Del, TaqIA DRD3: Ser9Gly DRD4: 48 bp VNTR 5HTT: 44 bp Ins/Del
Cross-sectional DRD1: 48A>G DRD2: Ser311Cys DRD3: Ser9Gly DRD4: 48 bp VNTR
Cross-sectional DRD3: Ser9Gly
Longitudinal
Longitudinal
Cross-sectional DRD5: T978C
Retrospective
Cross-sectional DRD2: TaqIA
DRD2: TaqIA DRD3: product of MscI enzyme digestion DRD4: 120 bp tandem duplication
Sleep attacks
Visual hallucination
Choreic dyskinesia Dystonic dyskinesia Motor fluctuation
Dyskinesia: diphasic and peak of dose
Response to pramipexole (20% of improvement in UPDRS)
Motor fluctuation
Discontinuation of agonist use
Levodopa equivalent dose
Sleep attacks
Genes and polymorphisms Outcomes
STR: Short tandem repeat; UPDRS: Unified Parkinson’s Disease Rating Scale; VNTR: Variable number tandem repeat.
Germany
USA
Goetz et al. (2001)
Paus et al. (2004)
Germany
Paus et al. (2009)
Lee et al. (2011) South Korea Levodopa
Liu et al. (2009) China
The Ropinirole and 38 Netherlands pramipexole
Arbouw et al. (2009)
Dopaminergic 503 therapy
Germany
Paus et al. (2008)
Case–control
Study size Design (Parkinson’s disease sample)
Dopaminergic 274 therapy
Drug studied
Germany
Location
Rissling et al. (2004)
Study (year)
Short allele of DRD4 48 bp VNTR associated with sleep attacks
DRD3 Ser9Gly polymorphism associated with visual hallucination
No association
DRD3 Ser9Gly AA genotype associated with diphasic dyskinesia
DRD3 Ser/ Ser genotype associated with better response to pramipexole
No association
Absence of DRD2 (CA)n STR 15 repeat allele associated with decreased rate of discontinuation
No association
DRD2 TaqIA A2 allele associated with sleep attacks
Main findings
[19]
[18]
[17]
[16]
[15]
[14]
[13]
[12]
[11]
Ref.
Table 1. Studies assessing the effect of genes associated with dopaminergic genes on response to dopaminergic treatment variability in Parkinson’s disease (cont.).
Review Schumacher-Schuh, Rieder & Hutz
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Poland
Poland
UK
Bialecka et al. (2004)
Bialecka et al. (2008)
Cheshire et al. (2014)
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Dopaminergic 46 therapy
121
219
97
285
322
95
COMT MAO-A
Dyskinesia Levodopa dose
Levodopa dose Chronic complications of levodopa use
COMT: Val158Met
Cross-sectional COMT: Val158Met
Cross-sectional COMT: Val158Met
Longitudinal
Excessive daytime sleepiness
Motor fluctuation Dyskinesia
Dyskinesia
Cross-sectional COMT: rs74745580, rs4633, Motor response rs6267 and rs3838146 (defined by UPDRS) Levodopa dose
Longitudinal
Cross-sectional COMT: rs6269, rs4633, rs4818 and rs4680
Levodopa dose (use of at least 500 mg of levodopa after 5 years of disease)
Genes and polymorphisms Outcomes
Cross-sectional COMT: Val158Met MAO-B: A>G íntron 13
Study size Design (Parkinson’s disease sample)
STR: Short tandem repeat; UPDRS: Unified Parkinson’s Disease Rating Scale; VNTR: Variable number tandem repeat.
Frauscher et al. Austria (2004)
Japan
Watanabe et al. (2003)
Levodopa
The Levodopa Netherlands
Levodopa
Levodopa
Levodopa
Levodopa
Drug studied
De Lau et al. (2012)
Yin et al. (2013) China
Location
Study (year)
COMT Met allele associated with excessive daytime sleepiness
No association with motor fluctuation or dyskinesia
COMT Met allele associated with increased risk of dyskinesia
No association
Polymorphisms that determined higher COMT enzymatic activity and higher mRNA MAO-A levels associated with higher doses of levodopa
Haplotype that encodes higher enzymatic activity form of COMT associated with higher dose of levodopa
COMT Met/Met genotype associated with the use of less than 500 mg of levodopa after 5 years
Main findings
[26]
[25]
[24]
[23]
[22]
[21]
[20]
Ref.
Table 1. Studies assessing the effect of genes associated with dopaminergic genes on response to dopaminergic treatment variability in Parkinson’s disease (cont.).
Parkinson’s disease pharmacogenomics: new findings & perspectives
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Canada
France
Germany
Chong et al. (2000)
Corvol et al. (2011)
Kaiser et al. (2003)
Levodopa
Levodopa
Entacapone
Tolcapone
36
183
33
24
Dopaminergic 47 therapy
DRD2: TaqIA, TaqIB, Taq ID, Pro310Ser and Ser311Cys DRD3: Ser9Gly and product of MspI enzyme digestion DRD4: 48 bp, 12 bp and 13 bp VNTR DAT1: 40 bp VNTR
COMT: Val158Met
COMT: Val158Met
COMT: Val158Met
Cross-sectional DAT1: 40 bp VNTR
Retrospective
Clinical trial
Longitudinal (data derived from a clinical trial)
Retrospective
[123I]-FP-CIT SPECT Dyskinesia
Time to develop motor fluctuation, dyskinesia and psychosis
Primary: increased in ‘on’ medication state Secondary: levodopa pharmacokinetic and COMT activity in erythrocytes
Clinical effectiveness of tolcapone (UPDRS III scores change from baseline to 1–2 weeks and 6 months after treatment)
Hallucination
Excessive daytime sleepiness
Genes and polymorphisms Outcomes
Cross-sectional COMT: Val158Met
Study size Design (Parkinson’s disease sample)
Dopaminergic 240 therapy
Drug studied
STR: Short tandem repeat; UPDRS: Unified Parkinson’s Disease Rating Scale; VNTR: Variable number tandem repeat.
Italy
Canada
Camicioli et al. (2005)
Contin et al. (2004)
Germany
Location
Rissling et al. (2006)
Study (year)
No association
DAT1 40 bp VNTR 9 repeats allele associated with dyskinesia or psychosis
COMT Val/Val genotype associated with increased gain in ‘on’ period with the use of entacapone COMT Val/ Val genotype associated with increased influence of entacapone on levodopa pharmacokinetics
No association
No association
No association
Main findings
[32]
[31]
[30]
[29]
[28]
[27]
Ref.
Table 1. Studies assessing the effect of genes associated with dopaminergic genes on response to dopaminergic treatment variability in Parkinson’s disease (cont.).
Review Schumacher-Schuh, Rieder & Hutz
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Brazil
Israel
SchumacherSchuh et al. (2013)
Kaplan et al. (2014)
France
Devos et al. (2014)
Italy
Contin et al. (2005)
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104
73
33
99
103
352
DRD2: 12 polymorphisms DAT1: 15 polymorphisms
SLC22A1/OCT1: rs622342
Cross-sectional COMT: Val158Met
Cross-sectional COMT: Val158Met
Cross-sectional DDC: rs921451 and rs3837091
Longitudinal (community based)
Cross-sectional COMT: G1947A MAO-B: A644G
Retrospective
STR: Short tandem repeat; UPDRS: Unified Parkinson’s Disease Rating Scale; VNTR: Variable number tandem repeat.
Levodopa
South Korea Levodopa
Lee et al. (2001)
Levodopa
The AntiNetherlands parkinsonian drugs
Levodopa
Levodopa
DAT1 rs393795 C allele associated with longer time to develop dyskinesia
DAT1 839C>T C allele associated with visual hallucination DAT1 40 bp VNTR 9 repeats allele associated with lower levodopa equivalent doses
Main findings
Levodopa pharmacokinetic Dyskinesia
Motor response after a levodopa challenge
Motor response (UPDRS III response after a levodopa challenge) Levodopa pharmacokinetic
Levodopa dose
No association
No association
Both polymorphisms influenced the motor response
SLC22A1 rs622342 C allele associated with increased doses of antiparkinsonian drugs
Levodopa dose (use No association of at least 500 mg of levodopa after 5 years of disease)
Dyskinesia
Visual hallucination Levodopa equivalent dose
Genes and polymorphisms Outcomes
Cross-sectional DAT1: 40 bp VNTR and 839C>T
Study size Design (Parkinson’s disease sample)
Dopaminergic 196 therapy
Drug studied
Becker et al. (2011)
TorkamanTurkey Boutorabi et al. (2012)
Location
Study (year)
[39]
[38]
[37]
[36]
[35]
[34]
[33]
Ref.
Table 1. Studies assessing the effect of genes associated with dopaminergic genes on response to dopaminergic treatment variability in Parkinson’s disease (cont.).
Parkinson’s disease pharmacogenomics: new findings & perspectives
Review
1261
1262
[41]
No association
STR: Short tandem repeat; UPDRS: Unified Parkinson’s Disease Rating Scale; VNTR: Variable number tandem repeat.
COMT Val158Met Entacapone Kim et al. (2011)
Korea
168
Longitudinal
Levodopa diary (time spent in ‘on’ and ‘off’ state) UPDRS COMT Val158Met Entacapone Lee et al. (2002)
Korea
65
Longitudinal
Levodopa diary (time spent in ‘on’ and ‘off’ state) Adverse effect
No association
[40]
Ref. Main findings Genes and polymorphisms Outcomes Study size Design (Parkinson’s disease sample) Drug studied Location Study (year)
Table 1. Studies assessing the effect of genes associated with dopaminergic genes on response to dopaminergic treatment variability in Parkinson’s disease (cont.).
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Pharmacogenomics (2014) 15(9)
Scale in 46 PD patients [26] . However, when the same group investigated a larger sample, which included 240 PD patients, they could not replicate their previous findings [27] . Visual hallucinations associated with COMT polymorphisms was investigated in only one study that included 47 autopsy proven PD patients without significant associations [28] . Chong et al. were the first to assess the effect of COMT polymorphisms in response to COMT inhibitors, a type of drug available to treat PD [29] . They studied a sample of 24 PD patients derived from a clinical trial. These patients were using tolcapone and the outcome was defined as the change in UPDRS part III from baseline to 1–2 weeks and 6 months of treatment. No difference was observed regarding the outcome or in adverse effect profile. A clinical trial oriented by genetic information was conducted by Corvol et al. [30] . In that study two groups of PD patients homozygous for COMT Val158Met alleles (Val/Val = 17; Met/Met = 16) were randomly assigned to receive a challenge dose of levodopa associated with entacapone or placebo in a double-blind crossover trial. The primary end point was gain in ‘on time’ (period with drug response) and the secondary end point was related to pharmacokinetics parameters. The authors observed that Val/Val homozygous patients presented a higher gain of on time and higher increase in levodopa concentration with the use of entacapone. This result suggested that patients homozygous for the Val allele would have more benefit from entacapone use. Nevertheless, the benefit of entacapone in this acute levodopa challenge may not represent the effect of chronic use of this medication. Two studies followed patients and did not find a significant effect of COMT Val158Met genotype on response to entacapone [40,41] . MAOB
MAOB degrades dopamine and has an important role in PD pharmacological treatment. This enzyme is encoded by the MOAB gene mapped at chromosome Xp11. Despite its importance in dopamine metabolism and levodopa action, few efforts were made to study this gene in PD pharmacogenetics. Bialecka et al. did not observe a significant association between levodopa doses used for 5 years and a SNP (rs1799836) in MAOB intron 13 that creates a splicing enhancer [20] . Negative results were also reported by Torkaman-Boutorali et al. [35] . DDC
DDC converts levodopa to dopamine. The DDC gene is mapped at chromosome 7p12. Recently, Devos et al. observed that two polymorphisms in this gene (rs921451 and rs3837091) influenced individual motor
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Japan
China
Germany
USA
Fujii et al. (1999)
Wang et al. (2003)
Rissling et al. (2005)
Strong et al. (2006)
Levodopa
Dopaminergic therapy
Dopaminergic therapy
Dopaminergic therapy
Levodopa
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Italy
Brazil
De Luca et al. (2009)
SchumacherSchuh et al. (2013)
PD: Pharmacodynamics.
UK
Foltynie et al. (2009)
Italy
Dopaminergic therapy
Dopaminergic therapy
Levodopa
Levodopa
Israel
Molchadski et al. (2011)
Dopaminergic therapy
Pascale et al. (2009)
Israel
Feldman et al. (2006)
Dopaminergic therapy
Levodopa
Spain
De la FuenteFernández et al. (1999)
Drug studied
Lin et al. (2007) China
Location
Study (year)
205
131
315
120
251
92
264
166
116
155
87
105
Study size (PD sample)
Cross-sectional
Cross-sectional
Longitudinal
Cross-sectional
Cross-sectional
Retrospective
Cross-sectional
Cross-sectional
Cross-sectional
Cross-sectional
Retrospective
Cross-sectional
Design
HOMER1: rs4704559, rs10942891 and rs4704560
HOMER1: rs4704559, rs10942891 and rs4704560
BDNF: Val66Met
ACE: intron 16 Ins/Del
ACE: intron 16 Ins/Del
OPRM1: A118G
HCRT: 909T>C, 22C>T and 20C>A
CCK: 45C>T CCKAR: 779T>C CCKBR: 1550G>A
CCK: 196G>A, 45C>T, 1270C>G and 6662C>T
APOE: E*2, E*3 and E*4 alleles
APOE: E*2, E*3 and E4 alleles
APOE: E*4 allele
Genes and polymorphisms
CCK 45C>T associated with hallucination
No association
APOE E*4 associated with psychosis
APOE E*4 allele associated with hallucination
Main findings
HOMER1 rs4704559 A allele associated with hallucination
BDNF Val66Met Met allele associated with dyskinesia
No association
ACE Ins/Ins genotype associated with psychosis
OPRM1 A118G G allele associated with early onset dyskinesia
HCRT 909T>C T allele associated with sleep attack
Motor fluctuation HOMER1 rs4704559 Dyskinesia G allele associated with Visual hallucination decreased prevalence of visual hallucination
Hallucination
Dyskinesia
Motor fluctuation Dyskinesia Psychosis
Motor fluctuation Dyskinesia Psychosis
Dyskinesia
Sleep attack
Visual hallucination CCK C allele and CCKAR C allele associated with visual hallucination
Hallucination
Dyskinesia
Psychosis
Hallucination
Outcomes
[64]
[63]
[62]
[61]
[60]
[7]
[59]
[58]
[57]
[56]
[55]
[54]
Ref.
Table 2. Studies assessing the effect of genes not associated with dopamine on response to dopaminergic treatment variability in Parkinson’s disease.
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PD: Pharmacodynamics.
Levodopa
UK
Dopaminergic therapy
Cheshire et al. (2014)
USA
Goetz et al. (2001)
Dopaminergic therapy
Levodopa
Canada
Camicioli et al. (2005)
Dopaminergic therapy
Israel
USA
Goldman et al. (2004)
Dopaminergic therapy
Kaplan et al. (2014)
Israel
Yahalom et al. (2012)
Dopaminergic therapy
Levodopa
Russia
Ivanova et al. (2012)
Drug studied
Lee et al. (2011) South Korea
Location
Study (year)
285
352
503
88
47
86
349
101
Study size (PD sample)
Longitudinal
Retrospective
Longitudinal
Cross-sectional
Retrospective
Cross-sectional
Retrospective
Cross-sectional
Design
BDNF
BDNF: seven polymorphisms
GRIN2B: 266C>T, 366C>G and 200T>G
APOE: E*4 allele
APOE: E*2, E*3 and E*4
CCK: 45C>T CCKAR: 779T>C CCKBR: 1550G>A
LRRK2 G2019S
GRIN2A: 15 polymorphisms GRIN2B: 9 polymorphisms
Genes and polymorphisms
No association
No association
No association
GRIN2A rs7192557 and rs8057394 associated with dyskinesia
Main findings
Dyskinesia Levodopa dose
Dyskinesia
No association
No association
Dyskinesia: diphasic No association and peak of dose
Visual hallucination No association
Hallucination
Hallucination
Dyskinesia
Dyskinesia
Outcomes
[22]
[34]
[16]
[18]
[28]
[67]
[66]
[65]
Ref.
Table 2. Studies assessing the effect of genes not associated with dopamine on response to dopaminergic treatment variability in Parkinson’s disease (cont.).
Review Schumacher-Schuh, Rieder & Hutz
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Parkinson’s disease pharmacogenomics: new findings & perspectives
response, with no effect on levodopa pharmacok inetics in a cross-sectional study of 33 PD patients [37] . The function of these polymorphisms in gene product expression is unknown. As summarized in Figure 2A , the COMT Val158Met polymorphism is the most frequently investigated dopamine enzyme. The most important results are the association of Val158Met with levodopa dose.
Review
polymorphism C allele was associated with an increased time to develop dyskinesia. Other transporter genes associated with dopamine
Serotonergic neurons were recognized as being involved in the nigrostriatal synapses, particularly in PD. Some evidence showed that these neurons sprout and potentiate dopamine release and are also related to levodopaTransporter genes induced dyskinesia [51,52] . In the absence of nigral cells, DAT1 these neurons could be involved in levodopa uptake, The cessation of dopamine neurotransmission, apart convert it to dopamine, and release this neurotransmitter from the enzymatic degradation, is also determined into the synaptic cleft. The serotonin transporter gene by presynaptic dopamine transporter (DAT) reuptake. (SLC6A4, SERT ) is mapped at chromosome 17q11. The This transporter is encoded by DAT1. The most studied most investigated variant is a 44 bp insertion/deletion polymorphism in this gene is a VNTR (rs28363170) in functional polymorphism in the 5-HTT gene promoter the 3´-UTR. Alleles with 9 and 10 repeats are the most region (HTTLPR) that led to changes in expression of common. This polymorphism has been found to act as this transporter in humans. This gene was investigated a modulator of gene transcription: the 10-repeat allele in association with sleep attacks [19] and with diphasic being associated with higher levels of DAT expression. and peak of dose dyskinesia [16] , both studies reported In young people, DAT1 expression was reported to be negative results. higher in 9 repeat allele carriers [46] . However, DAT1 OCT1 is a polyspecific organic cation transporter expression decreases with aging and this could be more that is associated with dopamine transport. The gene intense in 9 repeat homozygous individuals [47–49] . encoding this protein is located at chromosome 6q25 Kaiser et al. studied 183 PD patients in a cross- (SLC22A1/OCT1) [53] . Becker et al. used data from a sectional design and retrospectively determined time to community based cohort of 7983 subjects in Rotterdam develop dyskinesia, motor fluctuation and psychosis in with 99 incident cases of PD patients and studied the association with DAT1 VNTR polymorphism [31] . They association between antiparkinsonian drug doses and found that the presence of a 9 repeat allele was associ- SLC22A1/OCT1 rs622342 polymorphism [36] . Patients ated with lower prevalence of dyskinesia or psychosis. with the C allele used higher antiparkinsonian drug Contin et al. assessed the potential association between doses. This polymorphism was also related to a higher DAT genotype, single-photon emission computed mortality rate. This SNP is most likely nonfunctional tomography (SPECT) measures using [123I]-FP-CIT although specific studies have not been performed of striatal dopaminergic function, and oral levodopa DAT1 is the most investigated gene transporter but response pattern in 36 patients with PD, but they did no consistent findings have been pointed out because not identify clinically relevant in vivo DAT neuro different polymorphisms and different outcomes were chemical function phenotypes or levodopa response screened in the studies, as shown in Table 1. patterns associated with DAT1 polymorphisms [32] . Schumacher-Schuh et al. studied visual hallucina- Other genes tions and two polymorphisms in the DAT1 gene [33] . Table 2 lists other genes nonrelated to dopamine that One was the VNTR and the other was DAT1 -839C>T were investigated in PD pharmacogenetic studies, as (rs2652511) in the 5´ region of the gene, which has been with dopaminergic genes the main outcome investigated shown to be potentially related to transcriptional rec- was levodopa adverse effects. ognition sites [50] . In a cross-sectional design with 196 APOE is widely known to be associated with an PD patients they observed that carriers of the DAT1 increased risk of Alzheimer’s disease. This gene has -839C allele presented an increased prevalence of two variants encoding three different isoforms. The visual hallucinations. The 9 repeat allele of the DAT1 E*4 allele determines an up to seven-times increase in VNTR was associated with lower levodopa equivalent disease risk [68] . This polymorphism was also associdose use in this sample. ated with dementia in PD [69] . De la Fuente-Fernández Kaplan et al. evaluated 353 PD patients retro et al. described an association between the APOE E*4 spectively in order to determine the time to levodopa- allele and hallucinations in 105 PD patients in a crossinduced dyskinesia development [34] . A total of 34 poly- sectional study [54] . Feldman et al. showed that this morphisms in three genomic regions (DAT1/SLC6A3, same allele was associated with an increased incidence DRD2 and BDNF) were determined. DAT1 rs393795 of psychosis in PD in a retrospective study with 87 PD
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Review Schumacher-Schuh, Rieder & Hutz patients [55] . However, two other studies did not replicate these findings [18,28] . One study reported absence of association between APOE and dyskinesia [56] . CCK modulates dopaminergic neurotransmission [70] . Polymorphisms in the promoter region of the CCK gene that may affect CCK transcription based on its Sp1 cisbinding element location and in genes encoding CCK receptors (CCKAR and CCKBR) were studied in PD pharmacogenetics by three groups [57,58,67] . Fujii et al. and Wang et al. reported an association of CCK polymorphisms and hallucinations in cross-sectional design studies in Asian PD patients [57,58] . This association was not observed in European PD patients [67,71] . ACE is a molecule with a widely known function of converting angiotensin I to angiotensin II. The gene encoding ACE is located on the long arm of chromosome 17 (17q23). An insertion/deletion (I/D) polymorphism in intron 16 of the ACE gene has been extensively investigated as a marker for functional polymorphisms. A high concentration of this molecule was found in basal ganglia and there is evidence supporting a relationship with dopaminergic transmission and PD [72] . Lin et al. reported that psychosis was associated with ACE in a cross-sectional study with 251 PD patients [60] . However, psychosis was not associated with ACE polymorphisms in a latter study with 120 European PD patients [61] . Association between a polymorphism in the HCRT gene and sleep attacks was described in a cross-sectional study comprising 264 PD patients [59] . Strong et al., in a cross-sectional study with 92 PD patients, observed that the G allele of OPRM1 A118G polymorphism was associated with early-onset dyskinesia [7] . Nevertheless the precise function of this SNP has yet to be clarified. Opioid neurotransmission occurs in basal ganglia and evidence suggests that alterations in this system could be associated with dyskinesia. An increasing body of evidence points towards neural and synaptic plasticity involvement in levodopainduced complications, mainly dyskinesia [73,74] . Foltynie et al. followed 315 PD patients free of dyskinesia at baseline and observed that the BNDF Val66Met Met allele was associated with an increased risk for developing dyskinesia [62] . De Luca et al. reported an association between hallucinations and HOMER1 rs4704559 polymorphism in a cross-sectional study with 131 PD patients [63] . Similarly, SchumacherSchuh et al. reported that the HOMER1 rs4704559 G allele has a protective effect for visual hallucinations [64] . There are no reports about the potential function of the rs4704559 polymorphism but considering this lack of information and also considering that this polymorphism is in the 5´-UTR, close to the gene promoter, a role in transcription regulation would be plausible.
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Ivanova et al. studied hyperkinetic involuntary movements in tardive dyskinesia in schizophrenia, Huntington’s disease and PD [65] . In 101 PD patients, an association between dyskinesia and GRIN2A polymorphisms was observed. HTR2A 102C>T (rs6313), a presumed functional variant, was reported to be associated with impulse control and repetitive behavior symptoms usually associated with chronic use of dopaminergic drugs, mainly dopamine agonists [75] . The most important enzyme involved in COMT inhibitor (tolcapone and entacapone) biotransformation is UGT1A. Ferrari et al. reported that UGT1A9 genotypes that determine low enzymatic levels were associated with COMT inhibitor adverse reactions leading to treatment withdrawal [76] . Approximately 10% of PD patients have a monogenic form of disease and almost 20 loci were identified as being causative of the disorder [77] . The role of variants in these loci and their relation to pharmacological response was poorly investigated. PARK8 is mapped at chromosome 12q12 and encodes LRRK2. Mutations in this locus represent the most common form of monogenic PD and polymorphisms in this gene are associated with sporadic PD. However, no association between the G2019S LRRK2 polymorphism and dyskinesia was observed in the single pharmacogenetic study of this gene [66] . The results reported for these few genes associated with PD pharmacogenetics by different mechanisms other than dopamine were far from consistent. Dyskinesia was the outcome with more significant findings (Table 2) . Clearly more reserach is needed to identify new mechanisms of action of dopaminergic therapy. Conclusion & future perspective PD is a condition that determines significant disability. Given that aging is the most important risk factor and considering that modern societies are getting older, the study of better treatment options should be seen as a priority. Symptomatic pharmacological management has great efficacy in PD, but treatment shows large variability in drug response and could be a challenge in clinical practice, mainly in advanced disease. The identification of factors associated with this variability could lead to a more personalized treatment approach, increase efficacy and limit costs. Pharmacogenetic studies in PD are scarce. The present review gives an overview of the published data on PD pharmaco genetics, shows their limitations and gives insights that may be useful to future studies. As expected, most studies assessed the role of genes encoding proteins directly related to dopaminergic treatment (Figure 2A), most of them are expressed in
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Parkinson’s disease pharmacogenomics: new findings & perspectives
the CNS. DRD2 was the most investigated gene as the main action of dopamine on motor control is mediated through this receptor. COMT Val158Met polymorphism was also widely studied; this gene has a role in dopamine degradation. More recently, complications of chronic use of dopaminergic therapy, especially dyskinesia, were associated in two studies with abnormal neuronal plasticity and glutamate transmission. The papers published presented conflicting results for all genes investigated, which could be explained, at least in part, by the high heterogeneity of outcome definitions. This phenotypic heterogeneity is a consequence of the lack of precise and widely accepted definitions and clinical instruments to adequately measure the main adverse effects and/or drug efficacy and safety. Efforts in order to improve these instruments will improve reproducibility and external validity. The UPDRS is a complete inventory on PD symptoms and contains questions that could be used to assess outcomes in a more systematic way [78] . The new Movement Disorder Society (MDS)-UPDRS was revised to improve previous questions and included others [79] . This new version includes questions about impulse control disorder, an important adverse drug effect, especially seen with dopamine agonists. This outcome would be an interesting focus for future studies. In order to better define levodopa-induced dyskinesia and quantify this adverse effect, the use of a detailed assessment would be preferable. The Unified Dyskinesia Rating Scale, which
Review
is a complete assessment constructed by renowned specialists [80] should be preferred. Recommendations on scales for psychotic symptoms in PD have recently been published [81] and could be employed for pharmaco genetic studies. Motor fluctuation, a heterogeneous side effect of levodopa, lacks clear definitions and classifications. The preferable way to assess it would be the use of patient diaries, in which the subject records his/her state every hour. However, this method required patients to be educated regarding the method in order for high compliance to be achieved. Genetic heterogeneity is another source of variability between studies because different markers in the same genes were employed for these associations; moreover, patients with different genetic backgrounds may not be strictly comparable. The lack of a clear statement about how genotype groups were pooled as well as how rare alleles were included in the statistical analyses make replications difficult. Most studies reviewed here have fragile designs (e.g., cross-sectional and retrospective). PD is a progressive and dynamic disorder and longitudinal studies evaluating pharmacological response would be preferred to better define the precise onset of adverse events and define them temporally in the context of other clinical variables. However, cross-sectional studies are important for hypothesis generation. In order to overcome these pitfalls, some actions are suggested. First, replications of previous findings with
Executive summary Pharmacological response in Parkinson’s disease • Parkinson’s disease is a neurodegenerative disorder in which a pharmacological treatment with great symptomatic effect is available, mainly for motor symptoms, such as bradykinesia, rigidity and rest tremor. • There are a high number of different drugs to treat Parkinson’s disease patients; most of them improve dopaminergic neurotransmission. • Pharmacological response is highly variable among patients. Chronic complications in dopaminergic agent use are common, such as motor fluctuation, dyskinesia, visual hallucinations and sleep disturbances. • The variability in drug response and in chronic complication occurrence might be explained by genetic factors.
Dopaminergic genes • Most pharmacogenetic studies have focused on dopaminergic genes, such as dopamine receptors, dopamine transporters and enzymes associated with dopamine transformation and degradation. • DRD2 and DAT1 were associated, in most studies, with dyskinesia whereas COMT was more frequently related to levodopa dose.
Other genes • The most investigated nondopaminergic genes were APOE and CCK. • More recently, evidence has pointed to neuroplastic phenomena and glutamatergic transmission being potentially implicated in dopaminergic therapy chronic complications, mainly dyskinesia. Consequently, genes encoding neurotrophic factors and molecules associated with glutamate metabolism are new interesting targets for Parkinson’s disease pharmacogenetic studies.
Limitations & future perspective • At present, most studies reported conflicting results, therefore no clinical recommendations could be made. • Small sample sizes, heterogeneity in outcome definitions and in genetic marker selection are important limitations of the published results. Clearly, collaborative studies with larger samples, standardized outcome definitions, better scales assessments, longitudinal designs and replication samples are required.
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Review Schumacher-Schuh, Rieder & Hutz a similar methodology, with the same polymorphisms and in different populations are urgently needed. Second, collaborative studies with larger sample sizes are important to corroborate previous works, to detect small gene effects and to perform high-throughput DNA analyses. Third, the functional effect of the polymorphisms studied should also be explored to better determine biological plausibility and to give insights for future works. Fourth, assessment of gene–gene and gene–environment interactions and haplotypes are preferred to single SNP analyses. At a later stage, costeffective studies should be performed to complete the translation to clinical practice. Our knowledge on the pharmacogenomics of PD is growing at a very slow pace and the results presented here should be interpreted in light of previously discussed
limitations. Although no clinical recommendation could be made at present it is expected that clear guidelines will be developed. With the cost of genotyping getting lower, its use in clinical practice is becoming more common, and therefore, the use of personalized medicine in PD therapy is expected in the future. Financial & competing interests disclosure The authors research is supported by Conselho Nacional de Desenvolvimento Científico e Tecnológico (CNPq, Brazil). The authors have no other relevant affiliations or financial involvement with any organization or entity with a financial interest in or financial conflict with the subject matter or materials discussed in the manuscript apart from those disclosed. No writing assistance was utilized in the production of this manuscript.
the dopaminergic system in Parkinson’s disease patients with impulse control disorders. Parkinsonism Relat. Disord. 18(4), 397–399 (2012).
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