Accepted Manuscript Title: Physicochemical properties of corn stalk after treatment using steam explosion coupled with acid or alkali Author: Yong-Gang Sun Yu-Long Ma Li-Qiong Wang Feng-Zhi Wang Qian-Qian Wu Guan-Yu Pan PII: DOI: Reference:

S0144-8617(14)00976-X http://dx.doi.org/doi:10.1016/j.carbpol.2014.09.066 CARP 9324

To appear in: Received date: Revised date: Accepted date:

19-10-2013 9-9-2014 18-9-2014

Please cite this article as: Sun, Y.-G., Ma, Y.-L., Wang, L.-Q., Wang, F.-Z., Wu, Q.-Q., and Pan, G.-Y.,Physicochemical properties of corn stalk after treatment using steam explosion coupled with acid or alkali, Carbohydrate Polymers (2014), http://dx.doi.org/10.1016/j.carbpol.2014.09.066 This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

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Physicochemical properties of corn stalk after treatment using steam

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explosion coupled with acid or alkali

3 Yong-Gang Suna,b, Yu-Long Maa,b,*, Li-Qiong Wanga, Feng-Zhi Wangb, Qian-Qian Wub,

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Guan-Yu Panb

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a

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University, Yinchuan 750021, China

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b

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State Key Laboratory Cultivation Base of Energy Sources and Chemical Engineering, Ningxia

College of Chemistry and Chemical Engineering, Ningxia University, Yinchuan 750021, China

*Corresponding author:

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Yu-Long Ma

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State Key Laboratory Cultivation Base of Energy Sources and Chemical Engineering

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Ningxia University

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Helanshan Rd. 539

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Yinchuan 750021

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China

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Tel: +86 951 2062380; Fax: +86 951 2062323

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E-mail: [email protected] (Yu-Long Ma)

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E-mail: [email protected] (Yong-Gang Sun); [email protected] (Li-Qiong

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Wang); [email protected] (Feng-Zhi Wang); [email protected] (Qian-Qian Wu);

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[email protected] (Guan-Yu Pan).

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Highlights:

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 Steam explosion coupled with alkali was a better method for corn stalk pretreatment.

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 This method could remove most of hemicellulose and lignin in corn stalk.

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 This method changed the bonding distribution and structural feature of corn stalk.

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 This method increased the crystallinity and thermal stability of corn stalk.

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31 Abstract

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The aim of this study was to evaluate comparatively the effects of different pretreatments

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including steam explosion, acid, and alkali, alone or in combination, on the structural properties

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and thermal stability of corn stalk. All of the treated treatments decreased the contents of

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hemicellulose and lignin and thereby increased the content of cellulose in corn stalks. But the

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combined treatments with alkali and steam explosion under 0.4-0.6 MPa were better as

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compared with other treatments based on the removals of hemicellulose and lignin, and about

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71.58-79.59% of hemicellulose and 64.32-71.83% of lignin were removed. Treatment with steam

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explosion coupled with acid or alkali changed the bonding distribution and surface morphology

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and increased the crystallinity and thermal stability of corn stalks, and the degradation

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temperature reached over 350 °C. These results suggest that steam explosion coupled with alkali

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is a better method for the depolymerization of corn stalk polymer.

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Keywords: Corn stalk; Depolymerization; Cellulose; Thermal stability; Crystalline

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1. Introduction Lignocellulose mainly consists of cellulose, hemicelluloses and lignin which are bonded together by covalent bonding, various intermolecular bridges, and van der Waals forces forming

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a complex polymer (Bian, Peng, Xu, & Sun, 2010; Egüés, Sanchez, Mondragon, & Labidi, 2012).

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Therefore, for effective utilization of cellulose for conversion into high valued products,

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lignocellulose must be depolymerized to change or destroy the connection between constitutional

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units and thereby to increase the rate and conversion effect of enzymatic hydrolysis for

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subsequent preparation of cellulosic ethanol and other chemicals (Gullón, Romaní, Vila, Garrote,

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& Parajó, 2012; Ruiz, Rodríguez-Jasso, Fernandes, Vicente, & Teixeira, 2013). Recently, many

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pretreatment methods such as acid, alkali, steam explosion, liquid hot water, ammonia fiber

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explosion, and biological processes have been used for depolymerization of lignocellulose

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(Kaushik, & Singh, 2011; Karagöz, Rocha, Özkan, & Angelidaki, 2012). But no single

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pretreatment method was found to meet these requirements. Among these pretreatment methods,

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steam explosion, dilute acid, dilute alkali, and oxidative agent have been widely employed

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(McIntosh, & Vancov, 2011; Peng F, Peng P, Xu, & Sun, 2012). Steam explosion is characterized

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by little to no use of chemical reagents, efficient separation of cellulose, reduced environmental

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pollution, and relatively high energy consumption (Ranjan, & Moholkar, 2013; Oliveira et al.,

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2013). Acid pretreatment is more efficient in hemicellulose solubilization but high temperature,

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equipment corrosion, and formation of many inhibiting by-products, whereas alkaline

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pretreatment is more effective in removal of lignin but high cost of alkali and environmental

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pollution (Talebnia, Karakashev, & Angelidaki, 2010). Based on the advantages and drawbacks

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of each pretreatment method, the use of two or more methods together may be a more effective

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alternative. In this work, two different schemes were conducted to process corn stalks. (1) Corn stalks were pretreated by acid or alkali. (2) Corn stalks were pretreated by steam explosion under

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different pressure followed by acid or alkali. The change of structural feature and thermal

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stability of corn stalks before and after pretreatment were comparatively investigated using

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Fourier-transform infrared spectroscopy (FT-IR), X-ray diffraction (XRD), Scanning electron

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microscope (SEM), and Derivative thermo-gravimetric (DTG) analysis techniques. The data

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from this study may be used as the foundation to further optimize the method for straw

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pretreatment and to improve the efficiency of enzymatic hydrolysis.

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2. Materials and methods

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2.1. Materials

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The corn stalk sample used in this study was obtained from Yinchuan, China. The sample was

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harvested at the dough stage of maturity. The plant was separated into ears, leaves and stalks.

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The stalks were dried at 105 °C for 16 h, ground in a rotary mill and passed through of 80

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meshes in size which was used as the raw material in this study.

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2.2. Pretreatment

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2.2.1. Steam explosion.

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The steam explosion was carried out in a zipper-clave autoclave. For pretreatment, 10 g of

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corn stalk with soaking in water at solid-liquid ratio of 1:20 (wt/vol) was introduced, which was

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then heated to targeted pressure (0.4 MPa, 0.6 MPa, and 0.8 MPa) using steam, respectively.

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Pretreatment time (1 h) started to count upon the desired pressure inside the zipper-clave

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autoclave was reached. After the pretreatment was completed, the steam was release suddenly, 5

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the pretreated sample was collected and cool down, it was dried at 105 oC for 16 h and the

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samples were screened into powders 80 mesh in size for further experiments (Chundawat,

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Venkatesh, & Dale, 2007; Pedersen, & Meyer, 2009).

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2.2.2. Acid and alkali

The raw material was treated with 5% (wt/wt) NaOH or 5% (wt/wt) H2SO4, The

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concentrations of NaOH and H2SO4 were determined according to the results from our previous

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study. (Sun, Ma, Ma, & Chang, 2013; Zhou, Ma, Xie, & Cai, 2011). The assays were performed

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on a rotary thermostat heating shaker series DHSZ-300 with an agitation of 150 rpm at 60 °C for

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24 h. The solid-liquid ratio was 1:20 (wt/vol). After treatment, the mixture was filtrated by

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Buchner funnel and the solid product was washed to neutral by distilled water, and then stored in

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sealed plastic bags at 4 °C. The total sugar yield (TSY) in the liquid phase fraction was

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quantified by ultraviolet spectrophotometer (UVS) according to 3, 5-dinitrosalicylic acid (DNS)

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colorimetric method (Qi, Gou, Han, & Yan, 2004).

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The amounts of glucose, xylose, and arabinose in the liquid fraction were determined using a

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HPLC method with a refraction index detector (Shimadzu, Japan) and an Aminex® HPX-87H

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lon Exclusion column at 65 °C. Sulfuric acid (0.005 M) at flow rate of 0.6 mL/min was used as

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mobile phase, all samples were filtered through 0.22 micron filters prior to analysis, and then 20

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µL of sample was injected. The complete sample elution was accomplished within 20 min. The

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concentrations of oligosaccharides were also obtained by HPLC determination of

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monosaccharides present in liquors previously subjected to quantitative post-hydrolysis. The

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increase in the concentrations of monosaccharides caused by post-hydrolysis provided a measure

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of the oligosaccharides concentration (Vegas, Alonso, Domínguez, & Parajó, 2004). The contents 6

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of degradation products [mainly furfural and 5-hydroxymethyl furfural (5-HMF)] and

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by-products of phenolic acid [mainly ferulic acid (FA) and p-coumaric acid (P-CA)] were

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determined by a HPLC method using a diode array detector (Shimadzu, Japan) and an

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InertSustain® C18 column at 40 oC. Acetic acid (0.5 wt%) and methanol ratio of 9:1 (vol/vol) at

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flow rate of 1 mL/min was used as mobile phase, the detection wavelength was 280 nm and the

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injection volume was 20 µL.

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2.2.3. Combination of steam explosion and acid or alkali

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The corn stalk sample was first treated with steam explosion and followed by 5% (wt/wt)

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NaOH or 5% (wt/wt) H2SO4. The treatment condition was the same as described above.

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2.3 Enzymatic hydrolysis

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The residue of pretreated corn stalk was enzymatically hydrolyzed as follows. The reaction conditions were 50 oC, pH 4.8 (0.05 M sodium citrate buffer), 150 rpm in a shake flask. The

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solid-to-liquid ratio is 1:10. The commercial enzyme Celluclast 1.5 L with a filter paper activity

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of 74 FPU/mL and Novozym 188 with a β-glucosidase activity of 154 IU/g, were employed for

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the enzymatic hydrolysis experiments(Adney, & Baker, 1996). The cellulase loading was set at

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20 FPU/g dry matter of the Celluclast 1.5 L, which was supplemented with 15 IU/g of Novozym

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188 β-glucosidase, the values were determined according to the results from the fundamental

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research. An aliquot of 0.5 mL hydrolyzate was taken at different time intervals (6 h, 12 h, 24 h,

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36 h, 48 h, 60 h, 72 h) before the enzymatic hydrolysis test was completed. Upon completion, the

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entire enzymatic hydrolysis sample was ended by boiling the hydrolyzate for 10 min. After

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cooling with cold water the hydrolyzate was filtered through a 0.22 μm filter. The HPLC method

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was used for monosaccharide and oligomers determination. The 3, 5-dinitrosalicylic acid (DNS)

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colorimetric method was used for total sugar determination.

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2.4. Composition analysis of corn stalk

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All the treated and untreated samples were milled into 0.2 mm (80 meshes) particles using the DFT-40 cutting mill. The contents of cellulose, hemicellulose, and lignin in the treated and

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untreated corn stalks were analyzed according to the procedures of the Van Soest method

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(Goering, & Van Soest, 1970). The optimum pretreatment was determined based on the relatively

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high ratio of cellulose and lignin contents.

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2.5. Derivative thermo-gravimetric analysis

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The pyrolysis of biomass components was carried out in a Derivative Thermal Gravimetric (DTG) Analysis (Setaram, France). To mitigate the difference of heat and mass transfer, the

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sample weight was kept at ≈ 8 mg. The tested corn stalk was heated up to 600 °C at a constant

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heating rate of 5 °C/min. Purified nitrogen at a flow rate of 20 mL/min was used as the carrier

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gas to provide an inert atmosphere for pyrolysis.

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2.6. FT-IR analysis

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The corn stalk powder samples were prepared with potassium bromide (KBr) pellet method.

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Infrared spectra were measured with a FT-IR 8400S at room temperature. Each spectrum was

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collected with a resolution of 4 cm−1 with 32 scans from the 4000 to 500 cm−1 region. Three

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replicated spectra were collected for every sample. The background spectrum was obtained

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against the air.

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2.7. X-ray diffraction and crystallinity measurement

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The crystallinity of the untreated and treated samples was examined by XRD technique using CuKα radiation (λ = 1.54 Å), equipped with computerized data collection and analytical tools. 8

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The scattering angle range was 5-60◦ and a rate of 4◦/min.

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2.8. Surface morphology observation Morphological characterization of corn stalk particles was performed on images acquired

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using a SEM method. The samples were coated with platinum or gold of 10 nm thicknesses to

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make the samples conductive.

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3. Results and discussion

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3.1. FT-IR spectroscopic analysis

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The distributions of functional group of corn stalk after treatment with steam explosion, acid,

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and alkaline, alone or in combination, are showed in Fig.1. Absorption bands at 3360 cm-1 and

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2890 cm-1 were attributed to -OH stretching of hydrogen bonds and C-H stretching within the

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methylene of cellulose, respectively. These absorption peaks in the untreated corn stalk were

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similar to that in the treated sample, indicating that most of the crystalline cellulose in corn stalk

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was not disrupted by the tested pretreatment. These results were in agreement with the

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investigations of Kumar and Wyman (2009) who reported that the crystalline cellulose in corn

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stover was not disrupted by acid hydrolysis. Furthermore, the prominent bands at 1250 - 900

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cm-1 were typically related to the structural features of cellulose and hemicelluloses. The

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vibrations of these bands overlapped the C-O stretching vibrations at 1254 cm-1, C-O-H

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stretching of primary and secondary alcohols at 1056 cm-1, C-O-C glycosidic bond stretching and

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C-O-C ring skeletal vibration at 1160-1100 cm-1 (Moharram & Mahmoud, 2008), the adsorption

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peaks of these bands were enhanced after treatment with steam explosion, acid, and alkaline,

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alone or in combination. This suggested that the cellulose content in pretreated solid residue

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increased because the hemicelluloses fraction in corn stalk was removed by hydrolytic reaction.

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These results were in agreement with the changes of chemical composition of corn stalk after

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treatment (see Table 1). This was further supported by the fact that the adsorption peaks at 1730

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and 1250 cm-1 were detectable in the untreated corn stalk and these have been proposed to be

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associated with the alkyl ester of the acetyl group in hemicelluloses. Furthermore, the ester

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linkage C=O with an absorption peak at 1720 cm-1 was usually defined as the acetyl group in

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hemicelluloses structure and/or the linkage between hemicelluloses and lignin (Chundawat,

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Venkatesh, & Dale, 2006). Both of these bands were absent in pretreated solid residue as a result

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of the removal of hemicelluloses from corn stalk. Interestingly, the band at 895 - 830 cm-1 was

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dominated by the β-(1 → 4) - glycosidic bond (C1-O-C4), which was cleaved by treatment with a

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combination of steam explosion and dilute acid or alkali-catalyzed reaction.

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The distribution of lignin-associated bands was also investigated. The bands at 1600-1510 cm-1 belonged to aromatic skeletal stretching. The bands at 2852, 1460 and 1425 cm-1 were

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attributed to absorption of -C-H deformation within the methoxyl groups of lignin (Hsu, Guo,

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Chen, & Hwang, 2010). These peaks were disappeared in FT-IR of corn stalks after treatment

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with the combined process of steam explosion and acid or alkaline (see Figs.1B and1C). But

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based on the efficient removal of lignin, the depolymerization effect of steam explosion and

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alkali was better than that of steam explosion and acid, suggesting that the release of acid-soluble

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lignin in pretreated solid residue occurred. Moreover, the adsorption peak due to aromatic

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hydroxyl groups was observed at 1300 cm-1. This peak might be generated by cleavage of ether

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bonds within the lignin. These results implied that the partial lignin was removed.

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A

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a

B a

80

120

b

100

c

60

Transmittance/%

Transmittance/%

b

40

c 80

d

60

40

20

20

3386

4000

3500

1730 15051254

2890 3000

2500

2000

1500

831 1000

0 4000

3413 3500

1255 17251510 1056 895

2907 3000

500

2500

2000

1500 -1

Wavenumber /cm

-1

Wavenumber /cm

a

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b

80

c

60

d 40

M

Transmittance/%

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205 C

20

3395 4000

3500

1500 1690 12431056 831

2902 3000

2500

2000

1500 -1

Wavenumber /cm

1000

500

d

0

500

(a) acid; (b) 0.4 MPa steam explosion + acid; (c) 0.6 MPa steam explosion + acid; (d) 0.8 MPa steam explosion + acid

(a) untreated; (b) acid; (c) alkali

100

1000

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(a) alkali; (b) 0.4 MPa steam explosion + alkali; (c) 0.6 MPa steam explosion + alkali; (d) 0.8 MPa steam explosion + alkali

Fig.1. Infrared spectra of corn stalk before and after treatment with different methods. (A) Acid and alkali; (B)

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steam explosion + acid; (C) steam explosion + alkali.

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3.2. Characterization of the pretreated solid and liquid fraction

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The chemical compositions in corn stalk before and after treatment with the different methods

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is given in Table 1. The untreated corn stalks were composed of 31.54% cellulose, 29.10%

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hemicellulose, and 38.12% lignin. It was found that the cellulose yields of 60.51% and 76.15%

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were achieved when corn stalks were pretreated with H2SO4 and NaOH at 60 °C for 24 h,

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respectively. It may be attributed to the removal of lignin, hemicellulose and other soluble

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substance because the contents of hemicellulose and lignin in the treated stalk were lower than 11

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those in raw material. These results were in agreement with the investigation from FT-IR (see

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Fig.1).

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Table 1 The solid-liquid phase compositions in corn stalk before and after treatment with different methods.

5%

5%

stalk

H2SO4

NaOH

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Component content

Steam explosion + 5%

Steam explosion + 5%

Corn

H2SO4 (MPa)

NaOH (MPa)

0.4

0.6

0.8

65.16

31.54

60.51

76.15

50.16

54.51

Hemicellulose

29.10

7.02

6.86

14.61

11.13

11.15

Lignin

38.12

32.21

16.52

34.57

33.79

23.01

80.41

an

0.8

79.84

70.91

8.27

5.94

4.61

10.74

13.6

23.87

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Cellulose

Liquid phase fraction (mg/mL)

0.6

cr

Solid phase fraction (%)

0.4

/

6.83

1.86

5.78

5.42

4.96

2.14

1.89

2.19

Glucose

/

0.73

0.36

0.16

0.08

0.11

0.65

0.55

0.73

Xylose

/

3.79

0.98

3.49

3.15

3.27

1.19

1.05

1.23

Arabinose

/

0.70

0.09

0.64

0.47

0.43

0.12

0.10

0.06

/

1.54

Acetic acid

/

1.14

Furfural

/

c

/

0.38

1.41

1.67

1.10

0.14

0.15

0.11

0.51

1.12

1.08

0.81

0.86

1.37

0.72

0.069

0.077

0.059

0.065

0.047

0.120

0.086

0.054

0.013

0.026

0.0028

0.0041

0.0016

0.044

0.031

0.011

0.0612

0.428

0.051

0.088

0.068

0.863

0.357

0.245

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5-HMF

d

(XOS+GOS+AOS) b

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Oligosaccharides

Phenolic acid

(FA + P-CA) d

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TSY a

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a

TSY: Total sugar yield; b XOS: Xylooligosaccharides, GOS: Glucooligosaccharides, AOS:

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arabinooligosaccharides; c 5-HMF: 5-hydroxymethyl furfural; d FA: Ferulic acid, P-CA: P-coumaric acid.

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Table 1 showed that most of hemicellulose and lignin could be removed while treating corn

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stalk with a combination of steam explosion and acid or alkali. For example, 84.16% of

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hemicellulose and 71.83% of lignin in corn stalk were removed after treatment with 0.8 MPa

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steam explosion + alkali and 0.4 MPa steam explosion + alkali, respectively. Similarly, the

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collaborative approach of steam explosion and H2SO4 could also remove hemicellulose and 12

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lignin and thereby resulted in the increase of cellulose content in corn stalk. These results suggest

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that steam explosion coupled with acid or alkali resulted in a certain depolymerization to the

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molecular structure of corn stalk, but considering the removal of hemicellulose and lignin, the

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depolymerization effect of steam explosion and alkali is better than that of steam explosion and

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acid. Zhang, Fu, & Chen, (2012) reported that treatment corn stalk with steam explosion

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improved the conversion efficiency of lignocellulose to xylose. Generally, an increase in

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cellulose content and/or a decrease in hemicellulose and lignin contents could improve the

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catalytic efficiency of cellulase for lignocellulosic materials. Additionally, during pretreatment,

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corn stalk degrades into sugars and other chemicals (mainly acetic acid, furfural, 5-HMF, and

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phenolic acid). Acetic acid was produced during degradation of hemicellulose and lignin (Qin,

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Liu, Li, Dale, & Yuan, 2012), it was generated in the hydrolysis of acetyl groups in hemicellulose.

237

The partial glucose could be transformed into 5-HMF under acidic or alkaline condition.

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However, the amounts of 5-HMF were very low (0.001-0.04 mg/mL) in liquid phase fraction in

239

this research. Two pentoses (xylose and arabinose) could be transformed into furfural. Table 1

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showed that the maximum concentration of furfural was 0.12 mg/mL. The by-products of

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phenolic acid (mainly FA and P-AC) were detected in the liquid phase fraction of corn stalk after

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treatment using steam explosion coupled with acid or alkali. These organic compounds were

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mainly degraded from the lignin-carbohydrate-complex (LCC) and lignin. Therefore,

244

pretreatment influence can be partly evaluated by composition of the liquid phase fraction,

245

mainly composed of glucose, xylose, arabinose, degradation production and by-products. As

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listed in Table 1, monosaccharide took the main part of recovered sugars in the liquid phase

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fraction. With the increase of treating bursting pressure, the pentose (mainly xylose and

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arabinose) and acetic acid, normally generated from hemicellulose degradation, were detected.

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The result showed that total sugar content changed from 1.86 mg/mL to 6.83 mg/mL with

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different pretreatment methods. This offers a good account for the removal of hemicellulose with

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the combination of steam explosion and acid/alkali.

The concentration of the total solubilized sugars (both oligomers and monomers) from

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biomass is an important indicator of the suitability of a pretreatment process. Table 1 depicts the

254

comparison of steam explosion coupled with acid or alkali hydrolysis of corn stalk for

255

production of the total solubilized sugars, it shows data concerning the conversion of

256

lignocellulose into their respective monomers and oligomers (mainly xylooligosaccharides

257

(XOS), glucooligosaccharides (GOS) and arabinooligosaccharides (AOS). It was found that a

258

difference in amount of oligomers and monomers produced through steam explosion coupled

259

with acid or alkali pretreatment was described comparatively. The result indicates the effect of

260

steam explosion + acid pretreatment in contrast to steam explosion + alkali under the same

261

experiment conditions (0.4-0.8 MPa). As observed, there were obtained the higher quantities of

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monomers (1.4-5.2 mg/mL) than oligomers (0.1-1.6 mg/mL) in steam explosion coupled with

263

acid or alkali pretreatment process, however, the difference was much bigger in steam explosion

264

+ acid pretreatment, which was obtained the higher concentration of oligomers (1.1-1.6 mg/mL)

265

than that of steam explosion + acid pretreatment (0.1-0.3 mg/mL). The combined methods with

266

steam explosion + acid are more effective than steam explosion + alkali hydrolysis for

267

production of the total solubilized sugars.

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3.3 Effect of pretreatment on enzyme hydrolysis

269

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The enzyme hydrolysis of the treated sample under different conditions is summarized in 14

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Table 2. The result showed that enzymatic hydrolysis sugar contents were improved by steam

271

explosion coupled with acid or alkali pretreatments. The higher total sugar contents (16 - 40

272

mg/mL) was obtained in the alkali or steam explosion + alkali treatment samples compared with

273

the acid treatment samples for the enzymatic hydrolysis within 72 h. The lower total sugar

274

contents of the treated sample by H2SO4 or steam explosion + acid can be observed from 7

275

mg/mL to 17 mg/mL with the enzymatic hydrolysis time from 6 h to 72 h., It is because proper

276

hemicellulose and lignin were removed under alkali/acid pretreatment condition, and also the

277

physicochemical properties of corn stalk was interrupted. Additionally, increasing the

278

pretreatment pressure resulted in a higher removal rate of hemicellulose and lignin since this

279

released more sugar from the conversion of hemicellulose and cellulose.

280

Table 2 The enzyme hydrolysis of the treated sample under different conditions.

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d

Total sugar and glucose contents in the enzymatic hydrolysis a (mg/mL) 6h

5% H2SO4

8.69 (2.34) 16.64 (5.28) 7.29 (2.32) 8.12 (2.11) 7.05 (1.90) 16.54 (5.69) 17.29 (5.09) 16.71 (5.42)

12 h

24 h

36 h

48 h

60 h

72 h

10.21 (3.12) 24.14 (7.02) 9.92 (3.31) 9.30 (3.10) 9.14 (2.72) 22.94 (7.54) 16.43 (6.93) 19.85 (6.80)

13.00 (3.34) 28.66 (7.66) 11.60 (3.57) 11.85 (3.64) 10.21 (3.12) 28.17 (8.31) 28.00 (7.87) 27.67 (7.21)

15.07 (4.19) 31.38 (8.15) 17.37 (3.86) 14.65 (3.65) 16.88 (3.50) 32.45 (9.76) 35.83 (9.56) 35.83 (9.13)

16.44 (4.09) 41.11 (9.77) 17.46 (4.35) 17.21 (4.22) 19.93 (3.78) 42.67 (10.22) 40.20 (10.82) 39.44 (9.83)

17.44 (4.28) 38.49 (7.77) 19.60 (4.61) 17.78 (4.14) 18.11 (3.85) 39.52 (10.31) 37.25 (9.58) 37.66 (3.79)

17.89 (3.96) 39.27 (9.14) 17.33 (4.65) 15.82 (3.54) 16.31 (3.82) 39.31 (9.39) 38.37 (9.46) 39.45 (8.72)

Ac ce p

te

Treatment method

5% NaOH

0.4 MPa Steam explosion + 5% H2SO4 0.6 MPa Steam explosion + 5% H2SO4 0.8 MPa Steam explosion + 5% H2SO4 0.4 MPa Steam explosion + 5% NaOH 0.6 MPa Steam explosion + 5% NaOH 0.8 MPa Steam explosion + 5% NaOH

281

a

The value in brackets express glucose content in enzymatic hydrolysis process (mg/mL). 15

Page 15 of 26

282

3.4. X-ray diffraction analysis The X-ray diffraction patterns of the treated and untreated corn stalks are depicted in Fig.2.

284

The intensities of the amorphous region at 2θ = 18° and the crystalline region at 2θ = 22° were

285

used to calculate the crystallinity index (CrI) (Kim, & Holtzapple, 2006).

286

CrI = [intensity at 2θ = 22°  intensity at 2θ =18°] / [intensity at 2θ=22°]

ip t

283

cr

(1)

As shown in Fig.2, the diffraction peak of the untreated corn stalk at (002) was wide and

288

round. However, this peak became sharper and narrower when the tested material was treated

289

with acid or alkaline. In addition, a shoulder peak at (101) and a weak peak at (040) appeared

290

when corn stalks were treated with acid and alkaline. These peaks are assigned to the cellulose

291

phase, suggesting the removal of most of lignin and hemicellulose from corn stalk. By a

292

calculation of Eq. (1), CrI values of corn stalk after treatment with H2SO4 and NaOH increased

293

to 63.5% and 67.0% as compared with 51.8% of the untreated stalk, respectively. The reason

294

might be that the amorphous hemicellulose was hydrolyzed while crystalline structure was

295

change thus increasing of crystallinity index in biomass. Moreover, the swelling ability of alkali

296

to the amorphous region of lignocellulose was relatively strong as compared to that of acid and

297

resulted in the increase of the dissolution rate of lignin and hemicellulose. Zheng, et al. (2012)

298

reported that the crystallinity, porosity and inner surface area of corn stalk were increased when

299

the ordered rearrangement and the secondary crystallization were proceeding in the

300

non-crystallized portion and the imperfect part of cellulose crystal structure.

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16

Page 16 of 26

Intensity /a.u.

(002)

I002

Iam

ip t

(101)

(040)

c

cr

b a

301

20

30

40

50

60

70

us

10

2-theta (degree)

Fig.2. X-ray diffraction pattern of untreated and treated corn stalk: (a) corn stalk; (b) acid; (c) alkali.

303

3.5. The thermal stability analysis

an

302

DTG curve was usually used to reflect the degradation of biomass. Generally, the

305

decomposition reaction of lignocellulose is divided into three processes including (1)

306

dehydration and drying stage in 25-250 °C, (2) the pyrolysis stage in 250-500 °C, and (3) the

307

depth of the pyrolysis stage in 500-600 °C. In this paper, the pyrolysis characteristics and DTG

308

curves of corn stalk before and after treatment with the tested methods are given in Table 3 and

309

Fig.3, respectively. As can be noted, the DTG curves contain a strong peak, which is attributed to

310

the primary pyrolysis. This result is consistent with that of other studies on biomass materials

311

(Jiang, Nowakowski, & Bridgwater, 2010). Physical and chemical pretreatment had little effect

312

on the shape of DTG curves. The maximum weight loss rate and pyrolysis temperature of corn

313

stalks after treatment with steam explosion, acid, and alkaline, alone or in combination, were

314

higher than those of the untreated material.

Ac ce p

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M

304

315

When temperature was lower than 250 °C, the weight loss of corn stalk was mainly attributed

316

to the removal of absorbed water and crystal water, the dehydration peak and drying curves were 17

Page 17 of 26

disappeared with the combined pretreatment using acid or alkali and steam explosion (Figs. 3B

318

and 3C). This was also supported by the fact that the heat absorption and weight loss rate of

319

dehydration and drying stage were changed in untreated and treated corn stalks (see Table 3).

320

With the increase of temperature (>250 °C), the DTG profiles of the treated and untreated

ip t

317

displayed a significant difference. Although the shapes of DTG curve did not exhibited a

322

significant change under different pretreatment condition, the peaks of weight loss shifted

323

towards the high temperature region. Because treatment corn stalk with acid or alkali could

324

remove most of hemicelluloses and some lignin, the temperature of the maximum degradation

325

rate shifted from 332 °C to 365 and 357 °C at 5 °C/min and the maximum weight loss rate from

326

41.5% to 81.8% and 81.0%, respectively. These results on the lateral shift to higher temperatures

327

for the maximum region of weight loss are in agreement with those from other investigators on

328

polypropylene, oil shale and their mixture (Deng, Zhang, & Wang, 2008). It also could be

329

concluded that lower weight loss rate of dehydration stage and lower heat absorption of pyrolysis

330

stage were obtained when corn stalks were treated with steam explosion coupled with acid or

331

alkali as compared to those of acid or alkaline treatment alone. The main reason of this was

332

related to partial removal of hemicelluloses and lignin from the corn stalk and higher crystallinity

333

of cellulose. These were consistent with the results obtained from XRD and FT-IR measurements

334

(see Figs.1 and 2).

Ac ce p

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cr

321

335 336 337 338 18

Page 18 of 26

Table 3 Pyrolysis characteristics of corn stalk before and after treatment with different methods. dehydration and drying stage

Pyrolysis stage

Treatment method

Heat absorption (J/g)

Weight loss rate (%)

Heat absorption (J/g)

Weight loss rate of stage 1 (%)

Weight loss rate of stage 2 (%)

Untreated

113.37

29.62

241.94

35.11

6.44

332.11

5% H2SO4

53.26

0.21

195.90

71.80

10.06

365.56

5% NaOH

92.18

3.14

205.69

70.86

10.24

357.05

52.16

1.63

118.94

50.66

2.16

161.85

0.8 MPa Steam explosion + 5% H2SO4

55.41

0.74

87.47

0.4 MPa Steam explosion + 5% NaOH

75.56

2.08

0.6 MPa Steam explosion + 5% NaOH

62.63

2.15

0.8 MPa Steam explosion + 5% NaOH

72.17

1.58

us

cr

ip t

Pyrolysis temperature (°C)



348.82

69.21

8.18

354.35

69.28



339.14

225.09

89.31



356.08

192.51

66.62

10.58

357.89

114.79

69.99



354.59

M

an

73.55

In thermal analysis, the pyrolysis of hemicelluloses and cellulose in the untreated and treated

Ac ce p

340

d

0.4 MPa Steam explosion + 5% H2SO4 0.6 MPa Steam explosion + 5% H2SO4

te

339

341

corn stalks occurred quickly at about 225-325 °C, which is attributed to thermal

342

depolymerisation of hemicelluloses or pectin. The major decomposition peak at about 300-430

343

°C was attributed to cellulose decomposition. However, lignin was more difficult to decompose,

344

as its weight loss happened in a wide temperature range from 250-500 °C (Chen, Yu, Zhang, &

345

Lu, 2011; Kaushik, & Singh, 2011). Additionally, Fig.3 showed that the pyrolysis temperature

346

and thermal stability of corn stalk were enhanced after treatment with the combined method of

347

steam explosion and acid or alkaline due to the removal of most of hemicellulose and lignin.

348

These results suggest that dilute acid and dilute alkali lead to a certain depolymerization to the 19

Page 19 of 26

349

molecular of corn stalk, but the depolymerization effect of dilute alkali is better than that of

350

dilute acid in terms of delignification.

0.1

A

0.0

B

0.0

c

ip t

0.1

-0.1

-0.4

cr

a -0.3

-0.2 -0.3

c

-0.4

b

-0.5

us

-0.2

a

-0.5

-0.6

128 100

314 352 200

300

-0.7

330 359

100

400

500

600

o

temperature / C

200

an

-0.6

300

400

500

600

o

temperature / C

(a) 0.4 MPa steam explosion + acid; (b) 0.6 MPa steam explosion +acid; (c) 0.8 MPa steam explosion + acid; (d) acid

(a) alkali; (b) acid; (c) untreated

M

351 0.2

d

b

DTG /mg·min-1

DTG /mg·min-1

-0.1

C

d

0.0

d

-0.6

a

Ac ce p

DTG /mg·min-1

b -0.4

te

-0.2

-0.8

c

-1.0

352

-1.2

100

200

300

400

500

600

o

temperature / C

(a) 0.4 MPa steam explosion + alkali; (b) 0.6 MPa steam explosion + alkali; (c) 0.8 MPa steam explosion + alkali; (d) alkali

352 353

Fig.3. DTG curves of corn stalk before and after treatment with different methods. (A) Acid and alkali; (B)

354

steam explosion + acid; (C) steam explosion + alkali.

355

3.6. Scanning electron microscopy

356

20

Page 20 of 26

C

D

E

F

G

H

an

us

357

ip t

B

cr

A

358

te

d

M

I

359

Fig.4. SEM images of corn stalk before and after treatment with different methods. (A) Untreated; (B) acid; (C)

361

Alkali; (D) 0.4 MPa steam explosion + acid; (E) 0.6 MPa steam explosion + acid; (F) 0.8 MPa steam explosion

362

+ acid; (G) 0.4 MPa steam explosion + alkali; (H) 0.6 MPa steam explosion + alkali; (I) 0.8 MPa steam

363

explosion + alkali.

Ac ce p

360

364

SEM micrographs of the untreated and treated rice straw fibers were shown in Fig.4. The

365

untreated sample showed an even and smooth flat surface, indicating a rigid and highly ordered

366

surface structure (see Fig. 4A). However, the nature surface was broken into some large

367

fragments and appeared porous structure and rift after treatment with alkaline or acid (see Figs.

368

4B and 4C). When corn stalks were treated with acid and steam explosion under different 21

Page 21 of 26

pressure, the treated sample had a rugged, rough, loose, and broken surface (see Figs. 4D - 4F). It

370

was clearly found that morphologies of the treated corn stalks under different conditions were

371

also obviously different. For example, the surface of raw samples by 0.8 MPa steam explosion +

372

alkali looked more roughness than that by 0.4 MPa or 0.6 MPa steam explosion + alkali (see

373

Figs.4G - 4I). The reason is that lignin and hemicellulose of interwoven wrapped cellulose

374

crystalline structure was broken and weakened the mutually binding force between holocellulose

375

and lignin by the pretreatment with different burst pressure in acid-alkali. This would obviously

376

favor the catalyst contacting the inner linkage, hence accelerating the biodegradation process.

377

4. Conclusions

cr

us

an

Treatment with steam explosion and alkali could remove most of hemicellulose (84.16%) and

M

378

ip t

369

lignin (71.83%) in corn stalk as compared to those of the untreated stalk. The surface

380

morphology become loose and the thermal stability increased when corn stalks were

381

depolymerized with steam explosion and acid or alkali. These results suggested that steam

382

explosion coupled with acid or alkali could lead to a depolymerization of the molecular structure

383

of corn stalk, but in consideration of removal of hemicellulose and lignin, the depolymerization

384

effect of steam explosion and alkali was better than that of steam explosion and acid.

385

Acknowledgement

te

Ac ce p

386

d

379

The authors would like to thank the National Natural Science Foundation of China (NSFC) for

387

financial support (NO. 21266023).

388

References

389

Adney, B., Baker, J. (1996). Measurement of cellulase activities. In: NREL Analytical Procedure,

390 391

National Renewable Energy Laboratory Golden, Co., NREL/TP-510-42628. Bian, J., Peng, F., Xu, F., Sun, R.C., Kennedy, J.F. (2010). Fractional isolation and structural 22

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characterization of hemicelluloses from Caragana korshinskii. Carbohydrate Polymers, 80,

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753-760. Chen, X.L., Yu, J., Zhang, Z.B., Lu C.H. (2011). Study on structure and thermal stability

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properties of cellulose fibers from rice straw. Carbohydrate Polymers, 85, 245-250.

ip t

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Chundawat, S.P.S., Venkatesh, B., Dale B.E. (2007). Effect of particle size based separation of

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milled corn stover on AFEX pretreatment and enzymatic digestibility. Biotechnology and

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Deng, N., Zhang, Y.F, Wang, Y. (2008). Thermogravimetric analysis and kinetic study on

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Egüés, I., Sanchez, C., Mondragon, I., Labidi, J. (2012). Effect of alkaline and autohydrolysis

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processes on the purity of obtained hemicelluloses from corn stalks. Bioresource Technology,

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treatments in lignocellulose biorefineries. Biofuels, Bioproducts and Biorefining, 6, 219-232. Goering, H.K., Van Soest, P.J. (1970). Forage Fiber Analysis; USDA-ARS Agriculture

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Hsu, T.C., Guo, G.L., Chen, W.H., Hwang, W.S. (2010). Effect of dilute acid pretreatment of rice

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Jiang, G.Z, Nowakowski, D.J., Bridgwater, A.V. (2010). A systematic study of the kinetics of lignin pyrolysis. Thermochimica Acta, 498, 61-66.

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Karagöz, P., Rocha, I.V., Özkan, M., Angelidaki, I. (2012). Alkaline peroxide pretreatment of

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rapeseed straw for enhancing bioethanol production by Same Vessel Saccharification and

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Co-Fermentation, Bioresource Technology. 104, 349-357.

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Kaushik, A., Singh, M. (2011). Isolation and characterization of cellulose nanofibrils from wheat 23

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straw using steam explosion coupled with high shear homogenization. Carbohydrate Research,

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346, 76-85. Kumar, R., Wyman, C.E. (2009). Cellulase adsorption and relationship to features of corn stover

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solids produced by leading pretreatments. Biotechnology and Bioengineering, 103, 252-267.

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stover. Bioresource Technology, 97, 583-591.

cr

422

Kim, S., Holtzapple, M.T. (2006). Effect of structural features on enzyme digestibility of corn

McIntosh, S., Vancov, T. (2011). Optimisation of dilute alkaline pretreatment for enzymatic saccharification of wheat straw. Biomass & Bioenergy, 35, 3094-3103.

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Moharram, M.A., Mahmoud, O.M. (2008). FTIR spectroscopic study of the effect of microwave

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heating on the transformation of cellulose I into cellulose II during mercerization. Journal of

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Applied Polymer Science, 107, 30-36.

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Oliveira, F.M.V., Pinheiro I.O., Souto-Maior A.M., Martin C., Goncalves A.R., Rocha G.J.M.

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(2013). Industrial-scale steam explosion pretreatment of sugarcane straw for enzymatic

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hydrolysis of cellulose for production of second generation ethanol and value-added products.

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Bioresource Technology. 130, 168-173.

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Peng, F., Peng, P., Xu, F., Sun, R.C. (2012). Fractional purification and bioconversion of

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hemicelluloses. Biotechnology Advances, 30, 879-903. Pedersen, M., Meyer, A.S. (2009). Influence of substrate particle size and wet oxidation on

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physical surface structures and enzymatic hydrolysis of wheat straw. Biotechnology Progress,

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25(2), 399-408.

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Qin, L., Liu, Z.H., Li, B.Z., Dale, B.E., Yuan, Y.J. (2012). Mass balance and transformation of

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corn stover by pretreatment with different dilute organic acids. Bioresource Technology, 112,

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Qi, X.J., Gou, J.X., Han, X.J., Yan, B. 2004. Study on measuring reducing sugar by DNS reagent. Journal of Cellulose Science Technology, 12, 17-19 (In Chinese). 24

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Ranjan, A., Moholkar V.S. (2013). Comparative study of various pretreatment techniques for rice straw saccharification for the production of alcoholic biofuels. Fuel, 112, 567-571. Ruiz, H.A., Rodríguez-Jasso, M.A., Fernandes, B.D., Vicente, A.A., Teixeira, J.A. (2013). Hydrothermal processing, as an alternative for upgrading agriculture residues and marine

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biomass according to the biorefinery concept: A review. Renewable and Sustainable Energy

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Reviews, 21, 35-51.

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Sun, Y.G., Ma, Y.L., Ma, X.X., Chang, X. (2013). Experimental study on the molecular structure of corn stalk after depolymerization with acid or alkali. Chemistry, 76(7), 645-649 (In

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Chinese).

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Talebnia, F., Karakashev, D., Angelidaki, I. (2010). Production of bioethanol from wheat straw:

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An overview on pretreatment, hydrolysis and fermentation. Bioresource. Technology, 101,

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4744-4753.

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Vegas, R., Alonso, J.L., Domínguez, H., Parajó, J.C. (2004). Processing of rice husk autohydrolysis liquors for obtaining food ingredients. Journal of Agricultural and Food

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Chemistry, 52, 7311-7317.

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Zhang, Y.Z., Fu, X.G., Chen, H.G. (2012). Pretreatment based on two-step steam explosion

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combined with an intermediate separation of fiber cells-optimization of fermentation of corn

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straw hydrolysates. Bioresource Technology, 121, 100-104.

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Zheng, M.X., Li, L.Q., Zheng, M.Y., Wang, X., Ma, H.L., et al. (2012). Effect of alkali

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pretreatment on cellulosic structural changes of corn stover. Environmental Science

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Technology, 35, 27-31.

463

Zhou, D.F., Ma, Y.L., Xie, L., Cai, Y. (2011). Experimental study on pretreatment of maize stalk

464

cellulose with H2O2 and alkaline. Renewable Energy Resources, 29(1), 19-22 (In Chinese).

25

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465

Figure captions

466

Figure 1.

471 472

ip t

470

X-ray diffraction pattern of untreated and treated corn stalk: (a) Corn stalk; (b) acid;

(c) alkali.

Figure 3. DTG curves of corn stalk before and after treatment with different methods. (A) Acid

cr

469

Figure 2.

and alkali; (B) steam explosion + acid; (C) steam explosion + alkali. Figure 4.

us

468

Acid and alkali; (B) steam explosion + acid; (C) steam explosion + alkali.

SEM images of corn stalk before and after treatment with different methods. (A)

an

467

Infrared spectra of corn stalk before and after treatment with different methods. (A)

Untreated; (B) acid; (C) Alkali; (D) 0.4 MPa steam explosion + acid; (E) 0.6 MPa steam

474

explosion + acid; (F) 0.8 MPa steam explosion + acid; (G) 0.4 MPa steam explosion +

475

alkali; (H) 0.6 MPa steam explosion + alkali; (I) 0.8 MPa steam explosion + alkali.

Ac ce p

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d

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26

Page 26 of 26

Physicochemical properties of corn stalk after treatment using steam explosion coupled with acid or alkali.

The aim of this study was to evaluate comparatively the effects of different pretreatments including steam explosion, acid, and alkali, alone or in co...
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