Articles in PresS. J Neurophysiol (August 30, 2017). doi:10.1152/jn.00945.2016

1

Spinal BDNF Induced Phrenic Motor Facilitation Requires PKCθ Activity

2 Ibis M. Agosto-Marlin1 and Gordon S. Mitchell 1,2

3 4 5 6 7 8 9 10 11 12 13 14 15 16

1

Department of Comparative Biosciences University of Wisconsin Madison, WI 53706 and

2

Center for Respiratory Research and Rehabilitation Department of Physical Therapy and McKnight Brain Institute University of Florida, Gainesville, FL, 32610.

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*Corresponding author: Gordon S. Mitchell Department of Physical Therapy University of Florida 330 Center Drive Gainesville, FL, USA 32610 Phone: 352-273-6107 E-mail: [email protected]

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Contributions: I.M.A.M. collected all data. I.M.A.M. and G.S.M. contributed to experimental design, data analysis and manuscript development. Both authors approved the manuscript and do not have any conflicts of interest to declare. 1 Copyright © 2017 by the American Physiological Society.

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ABSTRACT

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Spinal brain derived neurotrophic factor (BDNF) is necessary and sufficient for certain

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forms of long-lasting phrenic motor facilitation (pMF). BDNF elicits pMF by binding to its

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high-affinity receptor, tropomyosin receptor kinase B (TrkB), on phrenic motor neurons,

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potentially activating multiple downstream signaling cascades. Canonical BDNF/TrkB

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signaling includes the: 1) Ras/RAF/MEK/ERK MAP Kinase; 2) phosphatidylinositol 3‐

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kinase/Akt; and 3) PLCγ/PKC pathways. Here, we demonstrate that spinal BDNF-

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induced pMF requires PLCγ/PKCθ in normal rats, but not MEK/ERK or PI3K/Akt

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signaling. Cervical intrathecal injections of MEK/ERK (U0126) or PI3K/Akt (PI-828; 100

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μM;12μL) inhibitors had no effect on BDNF-induced pMF (90min post-BDNF: U0126 +

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BDNF: 59±14%; PI-828 + BDNF: 59±8%; Inhibitor vehicle + BDNF: 56±7%; all p≥ 0.05).

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In contrast, PKCθ inhibition with TIP (0.86 mM; 12μL) prevented BDNF-induced pMF

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(90min post-BDNF: TIP + BDNF: -2±2%; p≤ 0.05 versus other groups). Thus, BDNF-

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induced pMF requires downstream PLCγ/PKCθ signaling contrary to initial expectations.

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KEY WORDS

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respiratory

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PLC/PKCθ, motor neuron

plasticity,

phrenic

motor

facilitation,

BDNF,

MEK/ERK,

PI3K/AKT,

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NEW AND NOTEWORTHY

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We demonstrate that BDNF induced pMF requires downstream signaling via PKCθ, but

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not MEK/ERK or PI3K/Akt signaling. These data are essential to understand the

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sequence of the cellular cascade leading to BDNF-dependent phrenic motor plasticity.

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INTRODUCTION

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Phrenic motor facilitation (pMF) can be elicited by acute intermittent hypoxia (AIH) or by

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drugs injected in the cervical spinal segments near the phrenic motor nucleus. When

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pMF is induced by AIH, it is known as phrenic long-term facilitation (pLTF; Devinney et

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al. 2013; Fuller et al. 2000; Hayashi et al. 1993; Mitchell et al. 2001; Mitchell and

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Johnson 2003; Powell et al. 1998); pMF is a more general term that includes AIH-

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induced pLTF (Dale-Nagle EA et al. 2010; Mitchell and Johnson 2003). Multiple, distinct

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cellular cascades give rise to pMF.

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The Q-pathway to pMF is the predominant contributor to pLTF following moderate

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AIH; it is termed the Q-pathway since multiple Gq protein-coupled metabotropic

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receptors initiate a similar response (Dale-Nagle et al. 2010; Fuller et al. 2000). The

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prevailing cellular model of the Q-pathway involves (in sequence): 1) spinal serotonin

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type 2 receptor activation (5HT2; Fuller et al. 2001; MacFarlane et al. 2011), 2) protein

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kinase C-theta (PKCθ) activity (Devinney et al. 2015), 3) new synthesis and release of

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brain derived neurotrophic factor (BDNF; Baker-Herman et al. 2004), 4) activation of the

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high affinity BDNF receptor, tropomyosin receptor kinase B (TrkB; Baker-Herman et al.

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2004; Dale et al. 2017), and 5) MEK-ERK activation (Hoffman et al. 2012). Although the

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requirement for each molecule/step is necessary for pLTF, the specific sequence has

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been inferred, and not tested directly.

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New BDNF protein synthesis is necessary moderate AIH-induced pLTF, and

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BDNF/TrkB signaling alone elicits pMF (Baker-Herman et al. 2004). To establish the

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sequence of events downstream from BDNF/TrkB signaling, we studied intrathecal

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BDNF-induced pMF followed by selective inhibition of three potential TrkB signaling

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pathways. Canonical BDNF/TrkB signaling can involve any (or all) of the following: 1)

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Ras/Raf/MEK/ERK; 2) phosphatidylinositol 3‐ kinase (PI3K)/Akt; or 3) PLCγ/PKC

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signaling (Minichiello 2009). Based on several recent publications, we hypothesized that

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BDNF/TrkB signals via the MEK/ERK pathway with moderate AIH-induced pLTF

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(Hoffman et al., 2012; Devinney et al., 2013), whereas PKCθ signaling occurs upstream

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from new BDNF synthesis (Devinney et al., 2015). Thus, we hypothesized that

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MEK/ERK inhibition would abolish BDNF-induced pMF, with minimal impact from

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PI3K/Akt or PKCθ inhibition. To our surprise, BDNF-induced pMF requires PKCθ

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signaling, and is independent of MEK/ERK or PI3K/Akt signaling. Consequently,

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required MEK/ERK signaling in the Q-pathway to pMF must be upstream from

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BDNF/TrkB activation, at least in normal rats.

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MATERIALS AND METHODS

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Animals

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Adult male (3-4 months) Sprague-Dawley rats (Harlan, Colony 211 and 217) were used

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in all experiments. Rats were housed in a controlled environment (12h light/dark cycle;

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daily humidity and temperature monitoring), with food and water ad libitum. The

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University of Wisconsin Animal Care and Use committee approved all experimental

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protocols.

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Experimental Series

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We tested our hypothesis in three experimental series to investigate the role of three

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pathways associated with BDNF/TrkB signaling in other model systems. The first

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experimental series tested the hypothesis that: Spinal BDNF-induced phrenic motor

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facilitation is MEK/ERK dependent. In this series, each group received either: 1)

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intrathecal MEK/ERK inhibitor (U0126) prior to intrathecal BDNF (MEK/ERK inhibitor +

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BDNF; n=6); or 2) intrathecal MEK/ERK inhibitor (U0126) prior to intrathecal BDNF

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vehicle injections (aCSF+0.1%BSA) (MEK/ERK inhibitor + aCSF; n=6).

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The second experimental series tested the hypothesis that: BDNF-induced phrenic

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motor facilitation is AKT/PI3K independent. In this series, each group received

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either: 1) intrathecal AKT/PI3K inhibitor (PI-828) prior to intrathecal BDNF (AKT/PI3K

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inhibitor + BDNF; n=5); or 2) intrathecal AKT/PI3K inhibitor (PI-828) prior to intrathecal

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BDNF vehicle (aCSF+0.1%BSA) (AKT/PI3K inhibitor+ aCSF group; n=4).

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In the third experimental series, we tested the hypothesis that: BDNF-induced

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phrenic motor facilitation is PKCθ independent. In this series, groups received

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either: 1) intrathecal PKCθ inhibitor (TIP) before intrathecal BDNF (PKCθ inhibitor +

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BDNF; n=6); or 2) intrathecal PKCθ inhibitor (TIP) prior to intrathecal BDNF vehicle

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(aCSF+0.1%BSA) (PKCθ inhibitor + aCSF; n=5).

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Control Groups

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Controls groups included: 1) intrathecal 20%DMSO/80%Saline (Inhibitor vehicle for

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U0126 and PI-282) prior to intrathecal BDNF (n=5); 2) intrathecal aCSF (TIP Inhibitor

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vehicle) prior to intrathecal BDNF (n=5); 3) intrathecal 20%DMSO/80% Saline (Inhibitor

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vehicle for U0126 and PI-282) prior to intrathecal BDNF vehicle (aCSF+0.1%BSA)

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(n=3); and 4) intrathecal aCSF (TIP Inhibitor vehicle) prior to intrathecal BDNF vehicle

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(aCSF+0.1%BSA) (n=5).

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Since there were no statistically significant differences (two-way ANOVA, p=0.47)

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between 20%DMSO/80%Saline + BDNF (n=5) and 100% aCSF + BDNF (n=5), these

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groups were combined and renamed Inhibitor Vehicle + BDNF (n=10). Since there were

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no

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aCSF+0.1%BSA (n=3) and 100% aCSF + aCSF+0.1%BSA (n=5), these groups were

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also combined and renamed Time Controls (n=8).

significant

differences

(T-test,

p=0.30)

between

20%DMSO/80%Saline

+

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Surgical Protocol

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Rats were anesthetized using isoflurane in a closed chamber and placed on a

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temperature-regulated table. A nose cone was then used to continue isoflurane

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administration throughout the surgery (isoflurane, 3.5% in O2 50%, balance N2). Body

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temperature was assessed using a digital rectal probe and maintained between 36.5

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and 37.5°C. For intravenous infusions, a tail vein catheter (24G x 3⁄4 gauge in. iv

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catheter, Surflo) was placed (infusion rate: 0.5-1.2 ml·kg-1·h-1) throughout surgical

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preparations and the experimental protocol. Intravenous infusions were mixed to

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maintain fluid and acid-base balance (6:3:1 respectively) lactated Ringer’s solution,

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HesPan (6% Hetastarch in 0.9% sodium chloride) and bicarbonate solution (8.4%

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sodium bicarbonate solution). A tracheotomy was performed to enable artificial

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ventilation (Rodent Respirator, model 683, Harvard Apparatus, Holliston, MA; tidal

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volume 2.5 ml; frequency ~ 70-80). Before protocols began, the lungs were

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hyperinflated (2 breaths) every 1.5 hours to minimize alveolar collapse.

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A flow-through CO2 analyzer connected to the tracheal catheter was used to assess

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end-expired PCO2 levels (maintained between 40-45mmHg during surgical preparation;

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Capnogard, Novametrix, Wallingford, CT). To prevent entrainment of respiratory neural

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activity to the ventilator, rats were bilateraly vagotomized in the mid-cervical region. A

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catheter was placed in the right femoral artery (polyethylene catheter PE50, Intramedic)

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to monitor blood pressure and draw arterial blood samples for blood-gas and acid-base

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analysis (0.2–0.4 ml samples; ABL-800 Flex, Radiometer; Westlake, OH). Blood

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pressure was monitored continuously with a pressure transducer (Gould, P23ID).

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Measurements were made on blood samples drawn during baseline (BL), and at 15, 30,

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60 and 90 minutes post-treatment.

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The left phrenic nerve was isolated using a dorsal approach, cut distally,

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desheathed, and covered with a cotton ball soaked with saline until protocols began. A

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laminectomy (cervical-2) was performed in all rats and a small incision was made in the

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dura to place intrathecal catheters for drug delivery near the phrenic motor nucleus.

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Two soft silicone catheters (2 Fr; Access Technologies, Skokie, IL) were inserted 4 mm

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caudally from the C2 durotomy until the tip rested above the C4 segment. Intrathecal

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catheters were attached to 50-μl Hamilton syringes filled with appropriate solutions

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(inhibitors, BDNF or vehicles).

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After surgery, rats were converted to urethane anesthesia (1.85 g/kg, iv; delivered in

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multiple 0.2-0.4mL bolus injections over 15-20 minutes) while isoflurane was withdrawn.

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Once urethane anesthesia was established, anesthetic depth was confirmed via toe

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pinched with a hemostat, while monitoring changes in phrenic nerve activity, blood

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pressure and/or intentional movements. After conversion, a minimum of 1 h was

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allowed before initiating protocols. Rats were euthanized via urethane overdose at the

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end of experiments.

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Neurophysiological Measurements

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Pancuronium bromide (2.5 mg/kg iv) was used to paralyze rats during protocols. The

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phrenic nerve was covered in mineral oil, and placed on bipolar silver electrodes for

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nerve recordings. Phrenic nerve signals were amplified (gain 10,000X), band-pass

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filtered (100–10,000 Hz, model 1800, A-M Systems, Carlsborg, WA), rectified and

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integrated (Paynter filter, time constant 50 ms, MA-821, CWE, Ardmore, PA). Integrated

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phrenic nerve bursts were digitized (8kHz) and analyzed using a WINDAQ data-

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acquisition systems (DATAQ Instruments, Akron, OH).

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Before initiating protocols, the CO2 apneic threshold was determined by lowering

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end-tidal CO2 until phrenic nerve activity ceased for ~1 min. The recruitment threshold

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was then determined by slowly increasing end-tidal CO2 until nerve activity resumed.

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The end-tidal CO2 was raised ~2 mmHg above the recruitment threshold and ~15–20

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minutes were allowed to achieve a stable baseline.

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Drug treatments

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Brain derived neurotrophic factor (BDNF). Recombinant BDNF protein (Promega)

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was diluted in double distilled water to make a stock solution (5µg), aliquoted into

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multiple vials and stored at -20°C. The BDNF stock solution was diluted on the day of

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use to 100ng in aCSF+0.1%BSA solution. The intrathecal BDNF dose (100ng; 12uL)

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was the same as that used in a previous study from our group (Baker-Herman et al.

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2004). Control groups only received artificial cerebrospinal fluid (aCSF) (in mM: 120

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NaCl, 3 KCl,2 CaCl, 2 MgCl, 23 NaHCO3, 10 glucose, bubbled with 95%O2/5%CO2)

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with 0.1% BSA.

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MEK/ERK inhibitor (U0126) The membrane permeable MEK/ERK inhibitor (U0126

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or 1,4-diamino-2,3-dicyano-1,4-bis(o-aminophenylmercapto) butadiene, Promega) was

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dissolved in 100% DMSO, and then diluted with saline to create a 100 μM solution in

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20%DMSO/80%Saline. The inhibitor was diluted to its injected concentration on the day

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of use, and was administered (100 μM; 12μL) 20 minutes before BDNF (or BDNF

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vehicle) administration.

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Dose/response studies using intrathecal U0126 had been established in prior

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studies from our laboratory (Dale-Nagle et al. 2011; Dale et al. 2012; Hoffman et al.

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2012). We chose a dose shown to inhibit BDNF-dependent pLTF elicited by moderate

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AIH (Hoffman et al. 2012). Controls were 20%DMSO/80%Saline injections of the same

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volume. To demonstrate drug efficacy, we confirmed that this drug dose blocks

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moderate AIH-induced pLTF in two rats (data not shown).

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PI3K/Akt inhibitor (PI-828) The PI3K/Akt inhibitor (PI-828; 1,4-diamino-2,3-dicyano-

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1,4-bis(o-aminophenylmercapto) butadiene, Tocris) was dissolved in 100% DMSO and

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frozen in aliquots. The day of use, it was diluted with saline to a final concentration of

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100 μM in 20%DMSO/80%Saline. The inhibitor was administered (100 μM; 12μL) 20

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minutes before BDNF administration. Earlier studies from our laboratory used this same

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PI-828 dose, and confirmed efficacy (Dale-Nagle et al. 2011; Dale et al. 2012; Hoffman

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et al. 2012). For controls, we administered 20%DMSO/80%Saline at the same volume

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as the inhibitor. To confirm drug efficacy, we gave the same dose and concentration of

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the PI3K inhibitor prior to severe AIH since this form of pLTF is adenosine 2A receptor

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and PI3K/Akt dependent (Nichols et al., 2012); severe AIH-induced pLTF was

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successfully blocked in two rats (data not shown).

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PKCθ inhibitor (TIP). Theta inhibitory peptide (TIP; Calbiochem) is a myristoylated

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peptide mimicking the pseudosubstrate domain of PKCθ. TIP was dissolved in 100%

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aCSF and stored at -20°C (1mM). The day of use it was diluted with aCSF to a final

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concentration of 0.86 mM. The inhibitor was administered (0.86mM; 12 μL total, 1

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μL/15s) 15 minutes before BDNF administration. We previously demonstrated that this

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same dose and route of TIP administration blocks moderate AIH-induced pLTF

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(Devinney et al. 2015). For controls, we administered 100% aCSF at the same volume

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and rate of the inhibitor. To test that the drugs effect, we gave the same dose and

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concentration of TIP prior to delivering inactivity phrenic motor facilitation (iPMF). iPMF

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is a form of plasticity dependent on protein kinase C zeta (PKCζ), and independent from

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PKCθ (Baertsch and Baker-Herman 2015). As expected TIP failed to block iPMF (n = 2;

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data not shown).

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Time Control

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Time control experiments controlled for time-dependent changes in phrenic nerve

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activity characteristic in anesthetized animals. Our time control experiments were the

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Inhibitor vehicle group (20%DMSO/80%Saline or aCSF) and the BDNF vehicle

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(aCSF+0.1% BSA). Inhibitor vehicle injections were done 15-20 minutes before BDNF

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vehicle, mimicking the timing of drug injections described above.

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Statistical analysis

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Integrated phrenic burst amplitude was normalized as a percent change from baseline.

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Respiratory frequency was also normalized as a change from baseline levels (% 11

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baseline), but was expressed as an absolute difference (bursts per minute). Statistical

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comparisons were made within and between treatment groups using a two-way ANOVA

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with a repeated measures design (Prism 6; GraphPad Software). The same statistical

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comparisons were done for mean arterial pressure (MAP), arterial blood gases, pH, and

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rectal temperature (BL and 90min time). To detect significant differences between

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experimental groups, a two-way repeated measures ANOVA was used (Prism 6;

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GraphPad Software); comparisons were made within and between treatment groups for

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phrenic nerve burst amplitude and frequency (BL, 15, 30, 60, and 90-min). Individual

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comparisons were made using Tukey’s post hoc test. To determine significance

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between control groups, two different tests were used. For the 20%DMSO/80%Saline +

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BDNF vs aCSF+ BDNF a two-way ANOVA was used and for the 20%DMSO/80%Saline

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+ aCSF+0.1%BSA vs 100% aCSF + aCSF+0.1%BSA, a T-test was performed. For all

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analyses, the significance level was set to 0.05; data are means ± SE.

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RESULTS

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Blood Gases and Arterial Pressure: Baseline and 90-min post-treatment

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Throughout protocols, PaCO2 was successfully regulated within ~2 mmHg from baseline

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value and PaO2 was kept above 150 mmHg. PaCO2 and PaO2 regulation during protocols

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was similar in all experimental groups (Table 1). Mean arterial pressure, temperature

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and pH were similar among groups at baseline and at 90 minutes post-hypoxia (Table

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1). Thus, differences in PaCO2, PaO2, MAP, temperature or pH regulation among groups

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cannot account for differential pMF responses observed in this study.

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BDNF induced pMF is MEK/ERK independent

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To test the hypothesis that BDNF-induced pMF requires MEK/ERK signaling, we

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delivered the MEK/ERK inhibitor U0126 (intrathecal delivery) 20 minutes before BDNF

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injections. Typical neurograms representing phrenic activity in Figure 2 (A-D) illustrate

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that MEK/ERK inhibition does not affect BDNF-induced pMF. Indeed, pMF magnitude

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was not significantly different when comparing the MEK/ERK inhibitor + BDNF group

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(60 minutes post-BDNF: 41±11%; 90 min: 59±14%; n=6) versus the Inhibitor vehicle +

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BDNF group (60 min: 49±7%; 90 min: 57±6%; n=10) (P≥0.05; Figure 1E).

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On the other hand, pMF was greater in both the MEK/ERK inhibitor + BDNF (60 min:

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41±11%; 90 min: 59±14%; n=6) and Inhibitor vehicle + BDNF (60 min: 49±7%; 90 min:

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57±6%; n=10) versus MEK/ERK inhibitor + aCSF (60 min: 15±2%; 90 min: 18±5%;

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n=6) and Time Control (60 min: 5±3%; 90 min: 4±3%; n=7) (P≤0.05; Figures 1E). The

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MEK/ERK inhibitor + aCSF and Time Control groups were not significantly different from

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one another at any time (P≥0.05; Figure 1E). There was no significant difference in

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frequency at any time in any group (P≥0.05; Figure 1F).

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BDNF induced pMF is PI3K/AKT independent

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To test the hypothesis that BDNF-induced pMF requires PI3K/Akt signaling, we

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delivered the PI3K/Akt inhibitor PI-828 (intrathecal delivery) 20 minutes before BDNF.

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Typical neurograms representing phrenic nerve output (Figures 2 A-D) illustrate that

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PI3K/Akt inhibitor does not affect BDNF-induced pMF. Indeed, pMF magnitude was not

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significantly different when comparing the PI3K/Akt inhibitor + BDNF group (60 minutes

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post-BDNF: 64±8%; 90 min: 59±8%; n=5) versus the Inhibitor vehicle + BDNF group (60

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min: 49±7%; 90 min: 57±6%; n=10) (P ≥ 0.05; Figure 2E).

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On the other hand, pMF was greater in both the PI3K/Akt inhibitor + BDNF (60 min:

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64±8%; 90 min: 59±8%; n=5) and Inhibitor vehicle + BDNF (60 min: 49±7%; 90 min:

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57±6%; n=10) versus PI3K/Akt inhibitor + aCSF (60 min: 8±9%; 90 min: 18±5%; n=4)

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and Time Control (60 min: 5±3%; 90 min: 4±3%; n=7) (P≤0.05; Figures 2E). The

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PI3K/Akt inhibitor + aCSF and Time Control groups were not significantly different from

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one another at any time (P≥0.05; Figure 2E). There was no significant difference in

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frequency at any time in any group (P≤0.05; Figure 2F).

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BDNF induced pMF is PKCθ dependent

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To test the hypothesis that BDNF-induced pMF is independent of PLC/PKCθ signaling,

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we delivered the PKCθ inhibitor TIP (intrathecal delivery) 15 minutes before BDNF

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administration. Typical neurograms representing phrenic nerve output are shown in

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Figure 3 (A-D), illustrating that, contrary to our hypothesis, PKCθ inhibition abolishes

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BDNF-induced pMF. In PKCθ inhibitor + BDNF treated rats (n=6), there was a

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significant decrease in the magnitude of pMF, starting at 30 minutes after BDNF

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administration, relative to the Inhibitor vehicle + BDNF group (n=10) (30min PKCθ

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inhibitor+ BDNF 7±6%; versus Inhibitor vehicle + BDNF 26±6%; 60min PKCθ inhibitor +

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BDNF 12±5% versus Inhibitor vehicle + BDNF 49±7%; 90min PKCθ inhibitor + BDNF -

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2±2% versus Inhibitor vehicle + BDNF: 57±6%; all P≤0.05; Figure 3E).

14

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The PKCθ inhibitor + BDNF group was not significantly different at any time versus

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PKCθ inhibitor + aCSF or Time Control groups (P≥0.05; Figure 3E). There were no

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significant differences in frequency at any time in any group (P≥0.05; Figure 3F).

333 334

DISCUSSION

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Contrary to our initial hypothesis, BDNF-induced pMF requires PKCθ activity, and is

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independent of MEK/ERK or PI3K/Akt activity in normal rats (Figure 4). Doses and

337

selectivity of inhibitors were verified in other studies from our laboratory. Thus,

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previously published working models of the Q-Pathway to pMF require revision (Dale-

339

Nagle et al. 2010; Dale-Nagle et al. 2010; Dale et al. 2014). We now suggest that the

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correct protein activation sequence in moderate AIH-induced pLTF (ie. the Q-Pathway)

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is: 1) MEK/ERK signaling upstream from new BDNF synthesis and release; and 2)

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BDNF/TrkB signaling via PLC/PKCθ activation. These findings elaborate our model and

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increase understanding of mechanisms giving rise to phrenic motor plasticity.

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BDNF induced pMF is MEK/ERK independent

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We demonstrate that MEK/ERK signaling is not required for BDNF-induced pMF (Figure

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1). These data are surprising since we initially hypothesized that BDNF-induced pMF

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required MEK/ERK signaling based on the observation that MEK/ERK inhibition

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abolishes moderate AIH-induced pLTF (Hoffman et al., 2012), and MEK/ERK is a

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common TrkB signaling pathway (Minichiello 2009). Hoffman and colleagues (2012)

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demonstrated that when the Q-pathway is elicited by moderate AIH, intrathecal U0126

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blocks pLTF, demonstrating that MEK/ERK activity is necessary in the underlying

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mechanism, but giving no real insight concerning where in the signaling cascade this 15

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molecule was activated (Hoffman et al., 2012). When U0126 is administered < 5

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minutes following moderate AIH, pLTF stalls, but does not return to baseline values,

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thereby decreasing (but not reversing) pLTF (Hoffman et al., 2012). This observation is

357

consistent with the interpretation that ERK is upstream from BDNF synthesis versus

358

signaling downstream from TrkB activation in BDNF-dependent pMF.

359 360

BDNF induced pMF is PI3k/Akt independent

361

We confirmed that PI3K/Akt signaling is not necessary for BDNF-induced pMF, just as

362

with moderate AIH induced pLTF (Hoffman et al., 2012) (Figure 2). On the other hand,

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the PI3K/Akt signaling pathway is necessary for the BDNF-independent, TrkB-

364

dependent S-pathway to pMF (Dale-Nagle et al. 2010; Golder et al. 2008; Hoffman et al.

365

2012; Nichols et al. 2012).

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BDNF induced pMF is PKCθ dependent

368

Our finding that PKCθ signaling is necessary for BDNF-induced pMF (Figure 3) was

369

surprising, but is consistent with reports that TrkB can signal via PLC-γ/PKC in other

370

model systems (Minichiello 2009). We did not test the hypothesis that PLC-γ is

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necessary for BDNF induced pMF since there are no selective PLC-γ inhibitors currently

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available. On the other hand, Devinney and colleagues (2015) demonstrated that the

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novel PKC isoform PKCθ is necessary for moderate AIH-induced pLTF, although it was

374

not determined if the necessary PKCθ activity is upstream versus downstream from

375

BDNF/TrkB signaling. Devinney et al (2015) also demonstrated PKCθ expression within

376

phrenic motor neurons, and that PKCθ knockdown via intrapleaural administration of

16

377

siRNAs targeting PKCθ mRNA abolishes pLTF. Here we used the peptide PKCθ

378

inhibitor TIP; it reliably reproduced the results of intrapleural siPKCθ injections, blocking

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moderate AIH-induced pLTF (Devinney et al., 2015). Since TIP blocked BDNF induced

380

pMF, we suggest that the necessary PKCθ activity is downstream from BDNF/TrkB

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activation in the Q pathway to pMF. Our findings do not rule out involvement of

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additional PKC isoforms upstream from BDNF/TrkB signaling; for example, a currently

383

unknown conventional/novel PKC isoform is likely involved downstream from the Gq

384

protein-coupled receptors initiating the Q-pathway, but upstream from BDNF/TrkB

385

signaling. Investigating this possibility was beyond the scope of the present study.

386

Although we cannot assure that mechanisms of BDNF-induced pMF are identical to

387

those giving rise to moderate AIH-induced pLTF, the parsimonious explanation is that

388

PKCθ also acts downstream from BDNF/TrkB signaling following moderate AIH.

389 390

Significance and Conclusions

391

We conclude that BDNF-induced pMF requires PLC/PKCθ signaling, but is independent

392

of MEK/ERK or PI3K/Akt activation. On this basis, we suggest a new working model

393

with a revised sequence of protein activation in the Q-pathway to pMF (Figure 4C).

394

AIH induced pLTF is highly relevant as a model of motor neuron plasticity. In prior

395

studies, we demonstrated that moderate AIH (or repeated AIH) elicits plasticity in other

396

motor systems, including the hypoglossal motor nucleus (Bach and Mitchell 1996),

397

inspiratory intercostal motor neurons (Fregosi and Mitchell 1994; Navarrete-Opazo and

398

Mitchell 2014), recurrent laryngeal motor neurons (Xing et al. 2013) and cervical or

399

lumbar motor neurons that innervate the limbs (Lovett-Barr et al. 2012; Trumbower et

17

400

al. 2012), presumably via BDNF/TrkB-dependent mechanisms (Dale et al. 2014; Lovett-

401

Barr et al. 2012). Thus, cellular mechanisms revealed in the current study inform our

402

understanding of non-respiratory motor systems.

403

From another perspective, phrenic motor plasticity has already served as a guide to

404

clinical translation, inspiring the use of moderate AIH or repetitive AIH as a treatment to

405

restore breathing capacity and walking ability in neuromuscular disorders that

406

compromise movement, including cervical spinal injury and ALS (Dale et al. 2014;

407

Gonzalez-Rothi et al. 2015; Mahamed and Mitchell 2007). For example, AIH restores

408

breathing ability in rodent models of cervical spinal injury (Golder and Mitchell 2005;

409

Lovett-Barr et al. 2012; Navarrete-Opazo et al. 2017; Navarrete-Opazo et al. 2015) or

410

ALS (Nichols et al. 2013), and has already been demonstrated to induce functional

411

recovery of breathing (Tester et al. 2014) and walking ability (Hayes et al. 2014 ;

412

Navarrete-Opazo et al. 2017) in humans with chronic, incomplete spinal cord injury. By

413

greater understanding of cellular mechanisms giving rise to this plasticity, we can hope

414

to harness combinatorial strategies (including drugs) to enhance the functional benefits

415

of these promising therapeutic strategies. Alternately, specific drugs may be an

416

excellent alternative for patients that do not tolerate repeated hypoxic exposures by

417

inducing plasticity without systemic hypoxia (Almendros et al. 2014).

418 419 420 421 422

18

423 424 425

ACKNOWLEDGEMENTS We thank Bradley Wathen for expert technical assistance. Support provided by NIH Grant HL111598 and HL69064. IAM supported by NIH supplement to HL111598.

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19

427

REFERENCES

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Almendros I, Wang Y, and Gozal D. The polymorphic and contradictory aspects of intermittent hypoxia. Am J Physiol Lung Cell Mol Physiol 307: L129-140, 2014. Bach KB, and Mitchell GS. Hypoxia-induced long-term facilitation of respiratory activity is serotonin dependent. Respir Physiol 104: 251-260, 1996a. Baertsch NA, and Baker-Herman TL. Intermittent reductions in respiratory neural activity elicit spinal TNF-alpha-independent, atypical PKC-dependent inactivity-induced phrenic motor facilitation. American journal of physiology Regulatory, integrative and comparative physiology 308: R700-707, 2015. Baker-Herman T, Fuller D, Bavis R, Zabka A, Golder F, Doperalski N, Johnson R, Watters J, and Mitchell G. BDNF is necessary and sufficient for spinal respiratory plasticity following intermittent hypoxia. Nature neuroscience 7: 48-55, 2004. Dale-Nagle EA, Hoffman MS, MacFarlane PM, and Mitchell G. Multiple pathways to long-lasting phrenic motor facilitation. Advances in experimental medicine and biology 669: 225-230, 2010. Dale-Nagle EA, Hoffman MS, MacFarlane PM, Satriotomo I, Lovett-Barr MR, Vinit S, and Mitchell GS. Spinal plasticity following intermittent hypoxia: implications for spinal injury. Annals of the New York Academy of Sciences 1198: 252-259, 2010. Dale-Nagle EA, Satriotomo I, and Mitchell GS. Spinal vascular endothelial growth factor induces phrenic motor facilitation via extracellular signal-regulated kinase and Akt signaling. The Journal of neuroscience : the official journal of the Society for Neuroscience 31: 7682-7690, 2011. Dale EA, Ben Mabrouk F, and Mitchell GS. Unexpected benefits of intermittent hypoxia: enhanced respiratory and nonrespiratory motor function. Physiology 29: 39-48, 2014. Dale EA, Fields DP, Devinney MJ, and Mitchell GS. Phrenic motor neuron TrkB expression is necessary for acute intermittent hypoxia-induced phrenic long-term facilitation. Experimental neurology 287: 130-136, 2017. Dale EA, Satriotomo I, and Mitchell GS. Cervical spinal erythropoietin induces phrenic motor facilitation via extracellular signal-regulated protein kinase and Akt signaling. The Journal of neuroscience : the official journal of the Society for Neuroscience 32: 59735983, 2012. Devinney MJ, Huxtable AG, Nichols NL, and GS. M. Hypoxia-induced phrenic longterm facilitation: emergent properties. Annals of the New York Academy of Sciences 1279: 143-153, 2013. Devinney MJ, Fields DP, Huxtable AG, Peterson TJ, Dale EA, and Mitchell GS. Phrenic long-term facilitation requires PKCtheta activity within phrenic motor neurons. The Journal of neuroscience : the official journal of the Society for Neuroscience 35: 8107-8117, 2015. Feldman JL, Mitchell GS, and Nattie EE. Breathing: rhythmicity, plasticity, chemosensitivity. Annual review of neuroscience 26: 239-266, 2003. Fregosi RF, and Mitchell GS. Long-term facilitation of inspiratory intercostal nerve activity following carotid sinus nerve stimulation in cats. The Journal of physiology 477 ( Pt 3): 469-479, 1994. Fuller D, Bach K, Baker T, Kinkead R, and Mitchell G. Long term facilitation of phrenic motor output. Respiration physiology 121: 135-146, 2000. 20

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Fuller DD, Zabka AG, Baker TL, and Mitchell GS. Phrenic Long-term facilitation requires 5-HT receptor activation during but not following episodic hypoxia. Journal of applied physiology 90: 2001. Golder FJ, and Mitchell GS. Spinal synaptic enhancement with acute intermittent hypoxia improves respiratory function after chronic cervical spinal cord injury. The Journal of neuroscience : the official journal of the Society for Neuroscience 25: 29252932, 2005. Golder FJ, Ranganathan L, Satriotomo I, Hoffman M, Lovett-Barr MR, Watters JJ, Baker-Herman TL, and Mitchell GS. Spinal adenosine A2a receptor activation elicits long-lasting phrenic motor facilitation. The Journal of neuroscience : the official journal of the Society for Neuroscience 28: 2033-2042, 2008. Gonzalez-Rothi EJ, Lee KZ, Dale EA, Reier PJ, Mitchell GS, and Fuller DD. Intermittent Hypoxia and Neurorehabilitation. Journal of applied physiology jap 00235 02015, 2015. Hayashi F, Coles SK, Bach KB, Mitchell GS, and McCrimmon DR. Time-dependent phrenic nerve responses to carotid afferent activation: intact vs. decerebellate rats. Am J Physiol 265: R811-819, 1993. Hayes HB, Jayaraman A, Herrmann M, Mitchell GS, Rymer WZ, and Trumbower RD. Daily intermittent hypoxia enhances walking after chronic spinal cord injury: a randomized trial. Neurology 82: 104-113, 2014. Hoffman M, Nichols N, Macfarlane P, and Mitchell G. Phrenic long-term facilitation after acute intermittent hypoxia requires spinal ERK activation but not TrkB synthesis. Journal of applied physiology 113: 1184-1193, 2012. Lovett-Barr MR, Satriotomo I, Muir GD, Wilkerson JE, Hoffman MS, Vinit S, and Mitchell GS. Repetitive intermittent hypoxia induces respiratory and somatic motor recovery after chronic cervical spinal injury. The Journal of neuroscience : the official journal of the Society for Neuroscience 32: 3591-3600, 2012. MacFarlane PM, Vinit S, and Mitchell GS. Serotonin 2A and 2B receptor-induced phrenic motor facilitation: differential requirement for spinal NADPH oxidase activity. Neuroscience 178: 45-55, 2011. Mahamed S, and Mitchell GS. Is there a link between intermittent hypoxia-induced respiratory plasticity and obstructive sleep apnoea? Experimental physiology 92: 27-37, 2007. Minichiello L. TrkB signalling pathways in LTP and learning. Nature reviews Neuroscience 10: 850-860, 2009. Mitchell GS, Baker TL, Nanda SA, Fuller DD, Zabka AG, Hodgeman BA, Bavis RW, Mack KJ, and Olson EB, Jr. Invited review: Intermittent hypoxia and respiratory plasticity. Journal of applied physiology 90: 2466-2475, 2001. Mitchell GS, and Johnson SM. Neuroplasticity in respiratory motor control. Journal of applied physiology 94: 358-374, 2003. Navarrete-Opazo A, Dougherty BJ, and Mitchell GS. Enhanced recovery of breathing capacity from combined adenosine 2A receptor inhibition and daily acute intermittent hypoxia after chronic cervical spinal injury. Experimental neurology 287: 93-101, 2017. Navarrete-Opazo A, and Mitchell GS. Recruitment and plasticity in diaphragm, intercostal, and abdominal muscles in unanesthetized rats. Journal of applied physiology 117: 180-188, 2014. 21

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Navarrete-Opazo A, Vinit S, Dougherty BJ, and Mitchell GS. Daily acute intermittent hypoxia elicits functional recovery of diaphragm and inspiratory intercostal muscle activity after acute cervical spinal injury. Experimental neurology 266: 1-10, 2015. Nichols NL, Dale EA, and Mitchell GS. Severe acute intermittent hypoxia elicits phrenic long-term facilitation by a novel adenosine-dependent mechanism. Journal of applied physiology 112: 1678-1688, 2012. Nichols NL, Van Dyke J, Nashold L, Satriotomo I, Suzuki M, and Mitchell GS. Ventilatory control in ALS. Respiratory physiology & neurobiology 189: 429-437, 2013. Powell FL, Milsom WK, and Mitchell GS. Time domains of the hypoxic ventilatory response. Respir Physiol 112: 123-134, 1998. Tester NJ, Fuller DD, Fromm JS, Spiess MR, Behrman AL, and Mateika JH. Longterm facilitation of ventilation in humans with chronic spinal cord injury. Am J Respir Crit Care Med 189: 57-65, 2014. Trumbower RD, Jayaraman A, Mitchell GS, and Rymer WZ. Exposure to acute intermittent hypoxia augments somatic motor function in humans with incomplete spinal cord injury. Neurorehabilitation and neural repair 26: 163-172, 2012. Xing T, Fong AY, Bautista TG, and Pilowsky PM. Acute intermittent hypoxia induced neural plasticity in respiratory motor control. Clinical and experimental pharmacology & physiology 40: 602-609, 2013.

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553

FIGURES AND TABLE

554

Figure 1. Representative traces of compressed integrated phrenic neurograms (A-D).

555

BDNF-induced pMF is MEK/ERK independent since intrathecal delivery of the

556

MEK/ERK inhibitor U0126 does not affect pMF. (A) Intrathecal MEK/ERK inhibitor

557

U0126 (100uM/12μL) administration 20 minutes before intrathecal BDNF administration

558

had no significant effect on pMF. (B) Intrathecal BDNF after the Inhibitor vehicle

559

(20%DMSO/80%Saline) elicits pMF. (C) MEK/ERK inhibitor + BDNF vehicle (aCSF)

560

does not exhibit pMF. (D) Intrathecal administration of Inhibitor vehicle + aCSF does not

561

exhibit pMF. (E) Group data for phrenic burst amplitude expressed as a percent change

562

from baseline. MEK/ERK inhibitor + BDNF (black circles, n=6), Inhibitor vehicle+ BDNF

563

(white triangles, n=10), MEK/ERK inhibitor + aCSF (white square, n=6), Time Control

564

(black triangle, n=8), were compared to determine significance between groups.

565

There were no significant differences at any time between MEK/ERK inhibitor +

566

BDNF versus Inhibitor vehicle + BDNF treated rats. There were no significant

567

differences at any time between MEK/ERK inhibitor+ aCSF versus Inhibitor vehicle+

568

aCSF. There were significant differences between the groups MEK/ERK inhibitor +

569

BDNF and Inhibitor vehicle+ BDNF versus MEK/ERK inhibitor + aCSF and Time Control

570

at 60 and 90 minutes post-BDNF or vehicle injection. Significance is P≤ 0.05; (#)-

571

indicates significance from MEK/ERK inhibitor + aCSF; (@)- indicates significance from

572

Inhibitor vehicle+ aCSF. (F) Group data for phrenic frequency expressed in

573

burst/minutes; there were no significant differences in frequency between any group at

574

any time.

575

23

576

Figure 2. Representative traces of compressed integrated phrenic neurograms (A-D).

577

BDNF- induced pMF is PI3K/Akt independent since the PI3K/Akt inhibitor PI-828 has no

578

effect. (A) Intrathecal PI3K/Akt inhibitor PI-828 (100uM/12uL) administration 20 minutes

579

before intrathecal BDNF does not affect pMF. (B) Intrathecal BDNF after the inhibitor

580

vehicle (20%DMSO/80% Saline) elicits pMF. (C) PI3K/Akt inhibitor + BDNF vehicle

581

(aCSF) does not exhibit pMF. (D) Intrathecal administration of Inhibitor vehicle + aCSF

582

does not exhibit pMF.

583

percent change from baseline. PI3K/Akt inhibitor + BDNF (black circles, n=5), Inhibitor

584

vehicle+ BDNF (white triangles, n=10), PI3K/Akt inhibitor +aCSF (white circle, n=5),

585

Time Control (black triangle, n=8), were compared to determine significance between

586

groups.

(E) Group data for phrenic burst amplitude expressed as a

587

There were no significant differences at any time between PI3K/Akt inhibitor + BDNF

588

and Inhibitor vehicle + BDNF treated rats. There were no significant differences at any

589

time between PI3K/Akt inhibitor + aCSF and Inhibitor vehicle+ aCSF. There were

590

significant differences between the groups PI3K/Akt inhibitor + BDNF and Inhibitor

591

vehicle+ BDNF versus PI3K/Akt inhibitor + aCSF and Time Control at 60 and 90

592

minutes post-BDNF. Significance is P≤ 0.05; (#)- indicates significance from PI3K/Akt

593

inhibitor PI-828 + aCSF; (@)- indicates significance from Inhibitor vehicle+ aCSF. (F)

594

Group data for phrenic frequency are expressed in burst/minutes; there were no

595

significant differences in frequency between any group at any time.

596 597

Figure 3. Representative traces of compressed integrated phrenic neurograms (A-D).

598

BDNF- induced pMF is PKCθ dependent since the PKCθ inhibitor TIP abolishes pMF.

24

599

(A) Intrathecal PKCθ inhibitor TIP (0.86mM/12uL) administration 15 minutes before

600

intrathecal BDNF abolishes pMF. (B) Intrathecal BDNF after the Inhibitor vehicle elicits

601

pMF. (C) PKCθ inhibitor + BDNF vehicle (aCSF) does not exhibit pMF. (D) Intrathecal

602

administration of Inhibitor vehicle + aCSF does not exhibit pMF. (E) Group data for

603

phrenic burst amplitude expressed as a percent change from baseline. PKCθ inhibitor +

604

BDNF (black circles, n=6), Inhibitor vehicle+ BDNF (white triangles, n=10), PKCθ

605

inhibitor + aCSF (white square, n=5), Time Control (black triangle, n=8), were compared

606

to determine significance between groups.

607

There were significant differences at 30, 60 and 90 minutes post-BDNF between

608

PKCθ inhibitor + BDNF versus Inhibitor vehicle+ BDNF, PKCθ inhibitor + aCSF and

609

Inhibitor vehicle+ aCSF.

610

Inhibitor vehicle+ BDNF, PKCθ inhibitor + aCSF and Inhibitor vehicle+ aCSF.

611

Significance is P≤ 0.05; (#)- indicates significance from PKCθ inhibitor + aCSF; (@)-

612

indicates significance from Time Control (%)- indicates significance from Inhibitor

613

vehicle+ BDNF. (F) Group data for phrenic frequency are expressed in burst/minutes;

614

there were no significant differences in frequency between any group at any time.

There was no significant difference at any time between

615 616

Figure 4. Summary of studies and new suggested working model of the Q-Pathway to

617

pMF (A-C) (A) Former working model of the Q-Pathway to pMF in which Gq coupled

618

receptors elicit complex downstream signaling. The initiating receptor was initially

619

postulated to signal via PKCθ, leading to new BDNF synthesis with subsequent TrkB

620

receptor activation. Downstream signaling was thought to be dependent on TrkB

621

induced MEK/ERK signaling, ultimately leading to pMF (Devinney et al. 2013; Baker-

25

622

Herman et al. 2004; Feldman et al. 2003; Mitchell et al. 2001). (B) We activated the Q-

623

Pathway by pharmacologically manipulating key proteins involved in the signaling

624

cascade leading to pMF (BDNF/TrkB). We administered inhibitors that blocked the three

625

canonical TrkB signaling pathways including: MEK/ERK, PI3K/Akt or PLC/PKC (PKCθ)

626

followed by intrathecal BDNF administration to elicit pMF. (C) The present study

627

demonstrates that PKCθ is the only pathway necessary for BDNF/TrkB induced pMF.

628

Thus, our working model of the Q pathway to pMF (A) requires revision; MEK/ERK must

629

be signaling upstream from BDNF/TrkB signaling, whereas PKCθ is a downstream

630

mediator (C).

631 632

26

Figure 1

Figure 2

Figure 3

Figure 4

Experimental Groups

PaCO2 (mmHg)

PaO2 (mmHg)

MAP (mmHg)

Temp (°C)

pH

Baseline

45.3±2.1

310.0±21.0

94.6±7.5

36.8±0.1

7.4±0

90 minutes

45.9±2.7

293.1±17.8

84.7.0±7.3

37.1±0.2

7.4±0

Baseline

47.0±1.7

317.1±11.8

101.3±0.6

37.1±0.2

7.4±0

90 minutes

47.5±1.7

276.5±25.9

91.2±8.0

37.2±0.2

7.4±0

Baseline

47.3±1.9

331.8±18.6

89.9±6.2

37.1±0.1

7.4±0

90 minutes

47.5±1.5

289.0±42.2

76.9±6.5

37.2±0.2

7.4±0

Baseline

49.5±1.6

308.5±24.2

114.9±2.1

37.1±0.2

7.4±0

90 minutes

49.5±1.7

283.2±36.0

97.1±1.4

37.2±0.1

7.4±0

Baseline

44.5±0.7

328.5±3.5

104.2±5.0

36.9±0.1

7.4±0

90 minutes

44.6±1.4

317.5±2.9

99.6±7.0

37.1±0.1

7.4±0

Baseline

43.6±0.9

323.25±4.7

109.6±6.4

37.5±0.1

7.4±0

90 minutes

42.7±0.9

303.0±11.4

92.8±5.7

37.1±0.1

7.4±0

Baseline

45.5±0.6

317.5±8.3

96.9±3.5

37.1±0.1

7.4±0

90 minutes

44.9±0.8

293.1±13.5

88.7±10.9

37.3±0.1

7.4±0

Baseline

45.5±3.9

294.7±39.8

100.4±6.1

37.2±0.2

7.4±0

90 minutes

44.8±3.6

295.2±33.3

88.7±10.9

37.1±0.2

7.4±0

MEK/ERK + BDNF

MEK/ERK + aCSF

PI3K/Akt + BDNF

PI3K/Akt + aCSF

PKCθ + BDNF

PKCθ + aCSF

Vehicle + BDNF

Vehicle + aCSF

Table 1. Arterial PaCO2, PaO2, mean arterial pressure (MAP), Temperature (°C) and pH during baseline and 90min of experimental groups. All values are expressed as means ± 1 SEM. Animals were treaed with the MEK/ERK inhibitor (U0126), PI3K/Akt inhibitor (PI-828), PKCθ inhibitor (TIP), inhibitor vehicle (20%

DMSO/80% saline (U0126 and PI-828) or 100% aCSF (TIP)) . The animals were either administered BDNF or aCSF (BDNF vehicle) post- inhibitor or post-inhibitor vehicle administration. There were no significant differences in any group at baseline versus 90 minutes.

Spinal BDNF Induced Phrenic Motor Facilitation Requires PKCθ Activity.

Spinal brain derived neurotrophic factor (BDNF) is necessary and sufficient to elicit certain forms of long-lasting phrenic motor facilitation (pMF). ...
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