JOURNAL OF HEMATOTHERAPY 1:303-316 Mary Ann Liebert, Inc., Publishers
(1992)
Recovery of Mononuclear Cell Subsets after Bone Marrow Transplantation: Overabundance of CD4+CD8+ Dual-Positive T Cells Reminiscent of Ontogeny JAN
STOREK,1 2 STEPHEN FERRARA,' ANDREW
CHRISTIAN
SAXON1
RODRIGUEZ,3 and
ABSTRACT Patients after bone marrow transplantation are immunodeficient for months to years. To understand better the pathogenesis of this immunodeficiency, we studied quantitative reconstitution of blood monocytes, natural killer (NK) cells, T cells, and B cells at 2-22 months post-transplant. The results indicate monocyte and NK counts generally recover within 2 months, followed by CD4"CD8+ T cell, B cell, and finally (after > 1 year) CD4CD8 T cell numbers. Dual-positive CD4+CD8+ T cells (which were barely detectable in normal adults), CD4 CD8+ T cells and B cells transiently reached supranormal levels during recovery. Both CD4+CD8~ and CD4 CD8+ T cells were larger than controls throughout the 2-year follow up. Comparison with neonatal and infant mononuclear cell subsets suggested the reconstitution of CD4+CD8+ T cells and B cells is similar to ontogeny. In contrast, the reconstitution of CD4+CD8 T cells did not resemble ontogeny.
INTRODUCTION after bone marrow transplantation (BMT) has been extensively studied since the cellular and humoral immunodeficiency frequently lasting for years posttransplant (reviewed in Franceschini and Gale, 1987; Saxon, 1987; Lum, 1990). It has been shown that monocyte and natural killer (NK) counts recover early, usually within 1 month post-transplant (Ault et al, 1985;Niederwieserí>ra/, 1987; Hokland é?í a/, 1988; Bengtssoneí al 1989; Atkinson étal, 1991; Le'moetal, 1991; DeWitte et al, 1992; Ericson et al, 1992). The recovery of total T-cell counts occurs within 6 months post-transplant; however, markedly decreased CD4:CD8 ratios have been observed for more than 6 months post-transplant (DeBruineí al, 1981; Atkinson et al, 1982; Friedriche/ al, 1982; Schroff et al, 1982;Gratama et al, 1984; Keever et al, 1989; Leino et al, 1991 ; Sviland et al, 1991 ; Ericson et al, 1992). B-cell counts
Immune 1970s, showing profound reconstitution
'The Hart and Louise Lyon Laboratory, Division of Clinical Immunology/Allergy and 2Division of Hematology/ Oncology, Department of Medicine, and 3Division of Immunology/Allergy, Department of Pediatrics, UCLA School of Medicine, Los Angeles, CA 90024-1680. 303
STOREK ET AL. Table I. Patient Clinical Data UPNa
Symbol Diagnosisb and disease status
9161 9159 Auto-BMT 9166 recipients 9187 9175 9203 9171 Svn-BMT 699
ir
• # O
Marrow
purging^
Acute
suppression
grade No No No No No
1st remis.
0 0
recipients without cGVHP
726 815 839 877 742 853 816 710 727
Allo-BMT
738
recipients
755
with cGVHP
768 778
O ©
© © ®
®
795 806 882 810
O
CSA, CS CML, chronic ph. CSA AML, 1st remis. CSA, CS ALL, 1st remis. CSA 0 HP, 4th remis. AML, 2nd remis. CP8 depl. CSA, CS CSA CML, chronic ph. 0 CML, chronic ph. 0 CSA, CS CSA, CS, Aza NHL, remission CSA, CS AML, 1st remis. CSA, CS AML, 2nd remis. (CSA), CS AML, 1st remis. Waidenstrom (CSA), CS, Aza CSA, CS AML, 1st remis. CSA, CS ALL, 1st remis. (CSA),CS AML, 1st remis. CSA, CS CML, chronic ph. CSA, CS
ALL, 1st remis.
"Unique patient number. bHD, Hodgkin's disease; NHL, non-Hodgkin's lymphoma: ALL,
acute
Pied of relapse Died of relapse Pied of relapse Alive & well Alive & well
No
Pying of relapse
No No
Infections?
recipient Allo-BMT
Posttransplant
GVHD course/statusf
0
HP, relapse NHL, 2nd remis. HP, relapse NHL, 2nd relapse HP, >2nd relapse AML, 3rd remis. 4HC HP, 1st part. rem. ALL,
rVIGe
Post-BMT immune
No No Yes Yes No No Yes No No
No
Relapsed
->
AlloBMT -> Pied Alive & well Alive & well Alive & well Alive & well Alive & well Alive & well Alive, 4. PSh Alive, I PSh Pied of pneumonitis Died of pneumonitis
No No No No No Yes
Alive, I PSh
No
Alive & well
Pied of relapse Pied of sepsis
Alive, i PSh Infections?
Alive, i PSh
lymphoid leukemia; AML,
leukemia; CML, chromic myeloid leukemia. C4HC, 4-Hydroxyperoxycyclophosphamide purging; CD8 depl., depletion of CD8+ cells. dCSA, Cyclosporine A (parentheses denote insufficient serum levels for more than 30 days corticosteroids; Aza, azathioprine. "Prophylactic intravenous immunoglobulin at 400 mg/kg weekly until day 90. Shorter
Pied
->
acute
myeloid
during days 0-90); CS, courses
of intravenous
immunoglobulin are marked as "No"
1VIG. 'After the last blood B-ccll count determination. p Hospitalized predominantly because of infections. More time spent inside than outside of hospitals. hDecreased performance status (Kamofsky score =£80%) due to both infections and noninfectious
Hospitalizations scarce or none.
304
problems.
MONONUCLEAR CELLS POST-BMT Table 2. Fluorochrome-Labeled Monoclonal Antibodies Used
Antigen
specificity CD3 CD4 CD8 CD14 CD16 CD19
CD20 CD56
Trade
name
Leu4 Leu3 Leu2a LeuM3 MY4 Leu 11c
Manufacturer"
Idotype
BD BD BD BD Coulter
IgG, IgG, IgG, IgG2b IgG2b IgG, IgG, Mouse IgG, Mouse IgG, Mouse lgG2a Mouse IgG, Mouse Mouse Mouse Mouse Mouse Mouse Mouse
BD
BD
Leu 12 B4 Leu 16 Bl Leu 19
Coulter BD Coulter BD
in
This Study Flurochrome
FITC FITC FITC FITC
or or or
or
PE PE PE PE
attached1'
or
PerCP
or
Biotin Biotin
or
Biotin FITC or PE PerCP Biotin
PerCP Biotin PE
'BD, Becton-Dickinson Immunocytometry Systems. San Jose, CA; Coulter, Coulter Immunology, Hialeah, FL. TITC, Fluorescein isothiocyanate; PE, phycoerythrin; PerCP, peridinin chlorophyll protein reagent.
recover generally at 3-8 months post-transplant (reviewed in Storek and Saxon, 1992). The reconstitution of T- and B-cell function is even slower than their quantitative recovery. However, the above studies are subject to many inaccuracies. For example, monocyte counts were generally determined using manual or electronic differentials; this is dubious because many monocytoid cells are present in the blood early post-transplant that may or may not be true monocytes. NK counts may have been overestimated by using surface markers shared by non-NK cells (e.g., CD1 lb, CD16, CD56, CD57). Also, CD4+ and CD8+ T-cell counts may have been overestimated because most studies did not use a pan-T-cell marker like CD3 simultaneously with CD4 or CD8, which is confounding because CD4 is also expressed on monocytes and CD8 on NK cells. Also, T cells with high forward or 90° light scatter were not
included in
prior studies despite
the fact that these
are
relatively
abundant in
post-BMT patients (Uzarevic
etal, 1992). Likewise, B-cell count determinations have not been done accurately (Storek and Saxon, 1992). In this study we have used refined flow cytometric techniques to assess the mononuclear cell (MNC) subset counts post-transplant as precisely as possible. Moreover, we have compared the post-transplant patients to similarities between the MNC
development post-transplant
and in follows: monocytes—NK cells—CD4~CD8 T cells —B cells—CD4+CD8~ T cells. Conspicuous similarities between the post-transplant and the ontogenetic development of CD4+CD8+ T cells and B cells were found. On the contrary, the CD4+CD8~ T-cell reconstitution markedly differed from ontogeny. fieonates and infants to detect
possible
ontogeny. The results indicate the sequence of MNC subset reconstitution proceeds +
as
MATERIALS AND METHODS Patients and donors
Twenty-five adult recipients of either HLA-A,B,DR-matched sibling bone marrow or of autologous bone without blood hematopoietic cells were included as patients in the study (16 males, 8 females; 17 Caucasians, 7 Hispanics) (Table 1). Only measurements performed at least 3 months prior to the diagnosis of a neoplastic relapse were included in our analysis. Recipients of allogeneic grafts were conditioned with total body irradiation plus high-dose chemotherapy (mostly cyclophosphamide + cytarabine) except for patients No. 768 (©) and 877 (©); these 2 patients and the recipient of syngeneic graft (No. 699 [©)) were conditioned with busulfan + cyclophosphamide. All the autotransplant recipients were conditioned with high-dose chemotherapy (mostly BCNU + etoposide + cyclophosphamide) without irradiation. marrow
305
STOREK ET AL. Cord blood
obtained from 8 clinically healthy neonates whose mothers were without immunologie, rheumatologic, hématologie disorders. We also included infant data from a separate study on 7 healthy infants and 2 asymptomatic infants born from human immunodeficiency virus (HlV)-positive mothers. (The was or
latter 2 infants have about 70% chance of not
Each patient/neonate/infant sample and to quality control the results.
was
being infected with HIV; Oxtoby, 1991). parallel with an adult control to provide a normal
tested in
range
Specimen procurement and initial fractionation After obtaining a written consent (approved by the UCLA Human Subject Protection Committee), infant and adult blood was taken by venipuncture or from a central venous catheter. Neonatal blood was collected from the placental part of the severed umbilical cord before delivering the placenta. Mononuclear cells (MNCs) were separated by density-gradient centrifugation using Lymphoprep (Nycomed Pharma AS, Oslo, Norway; 1,077 kg/m3).
Quantitation of MNC subpopulations Flow cytometric determination of the percent of monocytes, NK cells, T cells and B cells, and their subsets done using standard methods (Ault, 1986; Jackson and Warner, 1986) modified to ensure all the cells of a certain population were included and to minimize analyzing cells stained nonspecifically for a certain population marker. MNCs were stained with fluorochrome-labeled monoclonal antibodies (Table 2). Three fluorochromes were utilized concurrently: fluorescein isothiocyanate (FITC), phycoerythrin (PE), and either Duochrome (DC, Becton-Dickinson Immunocytometry Systems [BD], San Jose, CA), linked to an antibody via streptavidin-biotin, or peridin chlorophyll protein reagent (PerCP, BD, San Jose, CA). FACScan flow cytometer and LYSYS II software (both from BD, San Jose, CA) were used for data acquisition and analysis. All cells within the large MNC gate were analyzed (Fig. 1, left dot plots). Monocytes were defined as CD14+ MNCs, T cells as CD3+ MNCs, NK cells as [CD16+ and/or CD56+] and CD3 MNCs, B cells as [CD19+ and/or CD20+] and CD3" and CD14" and CD16- MNCs. Absolute counts of MNC subsets were calculated, using clinical laboratory leukocyte count + differential values, as: (Abs, + AbsMo) x % MNC subset/100, where AbsLy absolute lymphocyte count, AbsMo absolute monocyte count. Because the leukocyte counts with differentials of our neonates had not been done, we used the mean AbsLy (5.5 x 10y/liter) and the mean AbsMo( 1.05 x 109/liter) determined by Altman and Dittmer (Segel and Oski, 1990) as constants in the above equation. For the quantitation of T-cell subpopulations, MNCs were gated on a forward versus sidescatter dot plot; then, a CD3 histogram was created from the gated MNCs and a T-cell gate was drawn (Fig. 1, middle). Finally, a CD4 versus CD8 dot plot was created of only cells falling simultaneously within the MNC and the T-cell gate (Fig. 1, right dot plots), and the percent of the subpopulation marker positive T cells was calculated. The infant samples and their corresponding adult controls were analyzed by two-color flow cytometry using conventional lymphocyte forward versus side-scatter gate. T cells were also defined as CD3+ cells. We use the absolute counts of MNC subsets for presenting our results. In infants and neonates, the absolute MNC count is generally high and therefore the absolute count of every subset is also likely to be high even when the percent distribution is normal. were
=
=
Estimation
of T-cell size
The forward scatter MNC of the T cells in question served as the indicator of cell size. Specifically, the ratio of FScMNCpl/FScMNCn, was used as the index of relative cell size (FScMNCpl forward scatter MNC of forward of control T scatter MNC patient/neonate/infant T cells, FScMNCn, cells). =
=
306
MONONUCLEAR CELLS POST-BMT
Determination of T-cell subsets in a patient 17 months post-transplant (No. 815 [ ©), Table 1) and in a control, showing the overabundance of CD4+CD8+ dual-positive T cells (green) and their distinctlight scatter properties (left dot plots), the low CD4 +CD8~ :CD4^CD8 T-cell ratio (red:blue in right dot plots) and the increased T cell size, conspicuous in the CD4+CD8 subset (red, left dotplots). Method: Blood MNCs were simultaneously stained with anti-CD8-FITC, anti-CD4-PE, and anti-CD3 PerCP. After data acquisition, MNC gate was created on a forward versus side scatter dot plot (R8, left). Then, Fluorescence 3 histogram was created and CD3+ cells were gated (R7, middle). Subsequently, Fluorescence 2 vs. Fluorescence 1 dot plot was constructed of only events simultaneously falling within the MNC and the T-cell gate (right). CD4+CD8^ (red), CD4"CD8+ (blue), and CD4+CD8+ (green) T cells were gated (Rl, R2, R3). Region statistics was performed to enumerate the percent of the T-cell subsets. The forward versus side-scatter dot plot was switched to multicolor mode to show the light-scatter properties of the T-cell subsets in question (yellow dots denote
FIG. 1.
+
CD4 CD8 T cells and all non-T cells.)
Statistics Normal adult values are expressed as the 10th, 50th, and 90th percentiles because the majority of data were normally distributed. For the same reason, nonparametric tests were used for comparisons of patients/ neonates/infants with adult normals regarding interval or ordinal data, i.e., the Mann-Whitney U test for unpaired data and the Wilcoxon Signed-Rank test for paired data. Correlations were tested by the Spearman Rank Correlation test.
not
RESULTS AND DISCUSSION
Monocytes majority of patients had normal monocyte counts at the beginning of study (2-3 months posttransplant) and throughout the 2-year follow-up (Fig. 2). Marked inter- and intra-individual variability was The
307
STOREK ET AL.
1600-r 1400-
1200o
1000-
T~
-2-
«T
800-
ü O
600-
c
o
S
400-
200
4
0 0
200
100
300
400
500
600
700
Days post-BMT
FIG. 2. Monocyte counts in post-transplant patients after day 60 showing no difference from normal values but showing marked inter- and intraindividual variability. For patient symbols, refer to Table 1 (stars and dotted lines, autologous/ syngeneic BMT recipients; full circles and dashed lines, allograft recipients without chronic GvHD; open circles and solid lines, allograft recipients with chronic GvHD). The median (thin horizontal line) and the 10th and 90th percentiles are displayed for normal adults (shaded area) as well as for neonates (cross-hatched box).
noted. Cord blood contained significantly more monocytes than blood from normal adults (p < 0.01). The patient monocyte counts determined by an electronic counter (supplemented by manual differentials in case of an atypical population distribution) correlated well with those determined by our flow cytometric method (Spearman Correlation Coefficient p 0.71, p < 0.01 ). We have not seen an overshoot of monocyte counts that would be reminiscent of ontogeny. However, this may have occurred between 0 and 60 days post-transplant (Ericspn et al, 1992). =
NK cells
Except for 2 chronic graft-versus-host disease (GvHD) patients with low NK counts, the number of circulating NK cells was within the normal range throughout the study (Fig..3). Neonatal NK counts were significantly higher than those of normal adults (p < 0.01). Again, we have not detected an overshoot in NK counts. It is controversial whether this may have occurred between 0 and 60 days. Previous studies both did (Ault et al, 1985; Hokland et al, 1988; Bengtsson et al, 1989) and did
during
not
(Niederwieser etal, 1987; Leino etal, 1991 ; Ericson et al, 1992) detect elevated NK cells
the first 2 months. 308
MONONUCLEAR CELLS POST-BMT 1283
Days post-BMT FIG. 3. Blood NK cell counts, showing normal adult values in most post-BMT patients. For patient symbols, refer to Table 1 (stars and dotted lines, autologous/syngeneic BMT recipients; full circles and dashed lines, allograft recipients without chronic GvHD; open circles and solid lines, allograft recipients with chronic (GvHD). The median (thin horizontal line) and the I Oth and 90th percentiles are displayed for normal adults (shaded area) as well as for neonates (cross-hatched
box).
T cells were low in early patients (Fig. 4). Normalization occurred at approximately 1 year this was mostly due to the rapid recovery and overshoots of CD4~CD8+ T cells However, post-transplant. The T-cell counts were still well below the normal adult median at 1-2 years 5). CD4+CD8~ (Fig. and infants, the total, CD4+CD8~ and CD4 CD8 + T-cell counts were In neonates post-transplant (Fig. 6). higher than in normal adults (p < 0.01 for all combinations except for CD4 CD8+ T cells in neonates vs. adults where/? 0.42). Contrary to one previous report (Friedrich et al, 1982) and in accord with other two reports (Atkinson et al, 1982; Sviland et al, 1991), the presence or absence of chronic GvHD did not appear to influence the tempo of CD4+CD8" orCD4~CD8+ T-cell recovery. Although the overshoot of CD4~CD8+ T cells is reminiscent of ontogeny, their expansion secondary to
Total T-cell counts
=
stimulation is a more plausible explanation: Post-transplant CD4~CD8+ T cells activation markers like CD57 or HLA-DR that are only seldom expressed in early ontogeny frequently express (Velardi et al, 1988; Bengtsson et al, 1989; Hannet et al, 1992). The patient CD4+CD8~ T cells were relatively large compared to normal adults, predominantly during the first post-transplant year (Fig. 7). There was no size difference between the neonatal and the normal adult CD4+CD8~ T cells. The patient CD4 CD8+ T cells were relatively large compared to normal adults and frequently also compared to neonates (Fig. 8). The CD4~CD8+ T cells from neonates tended to be slightly larger than those from normal adults; however, this was not statistically significant. Patient CD4~CD8 dual-negative T-cell counts were generally within the normal adult range throughout the 2-year follow-up; however, a trend from low-normal counts early to high-normal counts late postmicrobial
or
alloantigenic
309
STOREK ET AL. 6419
Days post-BMT Blood T-cell counts, showing a relative lack of T cells generally up to 8 months post-transplant. For patient refer to Table 1 (stars and dotted lines, autologous/syngeneic BMT recipients; full circles and dashed lines, symbols, allograft recipients without chronic GvHD; open circles and solid lines, allograft recipients with chronic GvHD). The median (thin horizontal line) and the 10th and 90th percentiles are displayed for normal adults (shaded area) as well as for neonates (cross-hatched box) and infants (diagonally striped box).
FIG. 4.
transplant was noted (Fig. 9). Neonatal CD4^CD8 T-cell counts tended to be higher than in normal adults; however, this was not statistically significant. The CD4~CD8_ T-cell subpopulation includes 7/8 T cells (Moretta et al, 1991) that are increased in skin of patients with GvHD (Norton et al, 1991). Although we did not assess T-cell receptor expression, it is of interest that the two patients with supranormal CD4 CD8 T-cell counts (Fig. 9) had chronic GvHD. Circulating CD4+CD8+ T cells were barely detectable in normal adults. In BMT recipients, these were first very low as in normals and later tended to overshoot and subsequently become barely detectable again (Fig. + 10). Neonatal CD4 CD8+ T-cell counts were significantly higher than in normal adults (p < 0.01). The CD4+CD8+ T cells from patients, neonates, and normal adults showed distinct light scatter properties: very high forward as well as 90° light scatter (Fig. 1 ). This had been described in normals as well as in patients with inflammatory bowel disease (Blue et al, 1985; Senju et al, 1991). To our knowledge, no study mentioning CD4+CD8+ T cells post-transplant has been reported so far. We suspect that overshoot of CD4+CD8+ T-cell counts is associated with increased thymic T-cell production as may occur in ontogeny (Griffiths-Chu et al, 1984; Kay et al, 1990). However, activation of mature T cells due to stimulation with microbial or alloantigens (Blue et al, 1985; Ebisawa et al, 1991; Schauer et al, 1992)
or
cyclosporine effect (Beschorner et al, 1988) cannot be excluded.
B cells The numerical B-cell recovery in most patients was triphasic: (i) barely detectable counts, (ii) proliferation to supranormal counts, and (iii) normal counts. Neonates and infants had markedly supranormal
leading
310
2500
Days post-BMT FIG. 5. Blood CD4CD8" T-cell counts, showing the relative lack of CD4~CD8+ T cells followed by an overshoot in many patients. For chart symbols, refer to the legend of Fig. 3.
early post-transplant
400
300
Days post-BMT FIG. 6. Blood CD4+CD8 legend of Fig. 3.
T-cell counts,
showing
a
very slow tempo of recovery. For chart
311
symbols,
refer to the
STOREK ET AL.
Days post-BMT The relative size of CD4+CD8" T cells, assessed by their forward scatter mean channel number (in relation to normal adult control). For chart symbols, refer to the legend of Fig. 3.
FIG. 7. a
0)
u
+ CO
Q
OI Q
O CJ
N
0)
>
*_ w
400
"3
u
300 CO
Q O Q
2004
O 100
Days post-BMT Blood CD4~CD8~ T-cell counts posttransplant. Forchart symbols,
FIG. 9.
refer to the
legend of Fig.
3.
250
i-v to
200
LU
O
150
8 +
CO
1004
D
O
+
Q
O
300
400
500
Days post-BMT FIG. 10. to
the
Blood CD4+CD8+ T-cell counts, 3.
legend of Fig.
showing the overshoot in many post-BMT patients. Forchart symbols, refer 313
STOREK ET AL. B-cell counts. Both patients and neonates/infants had detail in a separate report (Storek et al, 1992).
larger B cells. The B-cell reconstitution is described in
CONCLUSION The quantitative reconstitution of MNC subsets follows the ontogenetic pattern in that the sequence of cells appearance, i.e., reconstituting first the nonspecific immune cells (phagocytes and NK cells) and later the specific immune cells (T and B cells), is similar to ontogeny and phytogeny (Lum, 1987; Horton & Lackie, 1989; Lydyard & Grossi, 1989). Also, the increased number of circulating CD4+CD8+ T cells as well as B cells resembles the pattern seen in ontogeny. In contrast, the very slow recovery of CD4+CD8~ T cells must result from mechanisms other than the recapitulation of ontogeny.
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314
MONONUCLEAR CELLS POST-BMT
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